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Interactive EAR

Chapter VII

Supplement No. 1 to Part 774—The Commerce Control List

This version is the current regulation | Last updated: April 11, 2024

Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]

A. “End Items,” “Equipment,” “Accessories,” “Attachments,” “Parts,” “Components,” and “Systems” 0A002 Power generating or propulsion equipment “specially designed” for use with space, marine or mobile “nuclear reactors” . (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 0A501 Firearms (except 0A502 shotguns) and related commodities as follows (see List of Items controlled). License Requirements Reason for Control: NS, RS, FC, UN, AT
Control(s) Country chart
(see supp. No. 1 to
part 738)
NS applies to entire entry except 0A501.yNS Column 1
RS applies to entire entry except 0A501.yRS Column 1
FC applies to entire entry except 0A501.yFC Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
License Requirement Note: In addition to using the Commerce Country Chart to determine license requirements, a license is required for exports and reexports of ECCN 0A501.y.7 firearms to the People's Republic of China. List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $500 for 0A501.c, .d, and .x. $500 for 0A501.c, .d, .e, and .x if the ultimate destination is Canada. GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in this entry. List of Items Controlled Related Controls: (1) Firearms that are fully automatic, and magazines with a capacity of greater than 50 rounds, are “subject to the ITAR.” (2) See ECCN 0A502 for shotguns and their “parts” and “components” that are subject to the EAR . Also see ECCN 0A502 for shot-pistols. (3) See ECCN 0A504 and USML Category XII for controls on optical sighting devices. Related Definitions: N/A Items:

a. Non-automatic and semi-automatic firearms equal to .50 caliber (12.7 mm) or less.

Note 1 to paragraph 0A501.a:

'Combination pistols' are controlled under ECCN 0A501.a. A 'combination pistol' (a.k.a., a combination gun) has at least one rifled barrel and at least one smoothbore barrel (generally a shotgun style barrel).

Technical Note to 0A501.a:

Firearms described in 0A501.a includes those chambered for the .50 BMG cartridge.

b. Non-automatic and non-semi-automatic rifles, carbines, revolvers or pistols with a caliber greater than .50 inches (12.7 mm) but less than or equal to .72 inches (18.0 mm).

c. The following types of “parts” and “components” if “specially designed” for a commodity controlled by paragraph .a or .b of this entry, or USML Category I (unless listed in USML Category I(g) or (h)): Barrels, cylinders, barrel extensions, mounting blocks (trunnions), bolts, bolt carriers, operating rods, gas pistons, trigger housings, triggers, hammers/striker, sears, disconnectors, pistol grips that contain fire control “parts” or “components” (e.g., triggers, hammers/striker, sears, disconnectors) and buttstocks that contain fire control “parts” or “components.”

Technical Note to 0A501.c:

Barrel blanks that have reached a stage in manufacturing in which they are either chambered or rifled are controlled by 0A501.c.

d. Detachable magazines with a capacity of 17 to 50 rounds “specially designed” for a commodity controlled by paragraph .a or .b of this entry.

Note 2 to paragraph 0A501.d:

Magazines with a capacity of 16 rounds or less are controlled under 0A501.x; for magazines with a capacity greater than 50 rounds, see USML Category I.

e. Receivers (frames) and “complete breech mechanisms,” including castings, forgings, stampings, or machined items thereof, “specially designed” for a commodity controlled by paragraph .a or .b of this entry.

Note 3 to 0A501.e:

Frames (receivers) under 0A501.e refers to any “part” or “component” of the firearm that has or is customarily marked with a serial number when required by law. This paragraph 0A501.e is synonymous with a “part” or “component” that is regulated by the Bureau of Alcohol, Tobacco, Firearms and Explosives (see 27 CFR parts 447, 478, and 479,) as a firearm.

f. through w. [Reserved]

x. “Parts” and “components” that are “specially designed” for a commodity classified under paragraphs .a through .c of this entry or the USML and not elsewhere specified on the USML or CCL .

y. Specific “parts,” “components,” “accessories” and “attachments” “specially designed” for a commodity subject to control in this ECCN or common to a defense article in USML Category I and not elsewhere specified in the USML or CCL as follows, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor.

y.1. Stocks (including adjustable, collapsible, blades and braces), grips, handguards, or forends, that do not contain any fire control “parts” or “components” (e.g., triggers, hammers/striker, sears, disconnectors);

y.2 to y.5. [Reserved]

y.6. Bayonets; and

y.7. Firearms manufactured from 1890 to 1898 and reproductions thereof.

Technical Note 1 to 0A501:

The controls on “parts” and “components” in ECCN 0A501 include those “parts” and “components” that are common to firearms described in ECCN 0A501 and to those firearms “subject to the ITAR.”

Technical Note 2 to 0A501:

A receiver with any other controlled “part” or “component” (e.g., a barrel (0A501.c), or trigger guard (0A501.x), or stock (0A501.y.1)) is still controlled under 0A501.e.

Note 4 to 0A501:

Antique firearms (i.e., those manufactured before 1890) and reproductions thereof, muzzle loading and black powder firearms except those designs based on centerfire weapons of a post 1937 design, BB guns, pellet rifles, paint ball, and all other air rifles are EAR 99 commodities.

Note 5 to 0A501:

Muzzle loading and black powder firearms with a caliber less than 20 mm that were manufactured post 1937 that are used for hunting or sporting purposes that were not “specially designed” for military use and are not “subject to the ITAR” nor controlled as shotguns under ECCN 0A502 are EAR 99 commodities.

Note 6 to 0A501:

Scope mounts or accessory rails, iron sights, sling swivels, and butt plates or recoil pads are designated as EAR 99. These commodities have been determined to no longer warrant being “specially designed” for purposes of ECCN 0A501.

Note 7 to 0A501:

A kit, including a replacement or repair kit, of firearms “parts” or “components” customarily sold and exported together takes on the classification of the most restrictive “part” or “component” that is included in the kit. For example, a kit containing 0A501.y and .x “parts,” is controlled as a 0A501.x kit because the .x “part” is the most restrictive “part” included in the kit. A complete firearm disassembled in a kit form is controlled as a firearm under 0A501.a, .b, or .y.7.

0A502 Shotguns; shotguns “parts” and “components,” consisting of complete trigger mechanisms; magazines and magazine extension tubes; “complete breech mechanisms;” except equipment used to slaughter domestic animals or used exclusively to treat or tranquilize animals, and except arms designed solely for signal, flare, or saluting use. License Requirements Reason for Control: RS, CC, FC, UN, AT, NS
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to shotguns with a barrel length less than 18 inches (45.72 cm)NS Column 1
RS applies to shotguns with a barrel length less than 18 inches (45.72 cm)RS Column 1
FC applies to entire entryFC Column 1
CC applies to shotguns with a barrel length less than 24 in. (60.96 cm) and shotgun “components” controlled by this entry regardless of end userCC Column 1
CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm), regardless of end userCC Column 2
CC applies to shotguns with a barrel length greater than or equal to 24 in. (60.96 cm) if for sale or resale to police or law enforcementCC Column 3
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
AT applies to shotguns with a barrel length less than 18 inches (45.72 cm)AT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $500 for 0A502 shotgun “parts” and “components,” consisting of complete trigger mechanisms; magazines and magazine extension tubes. $500 for 0A502 shotgun “parts” and “components,” consisting of complete trigger mechanisms; magazines and magazine extension tubes, “complete breech mechanisms” if the ultimate destination is Canada. GBS: N/A List of Items Controlled Related Controls: Shotguns that are fully automatic are “subject to the ITAR.” Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. Note 1 to 0A502:

Shotguns made in or before 1898 are considered antique shotguns and designated as EAR 99.

Technical Note:

Shot pistols or shotguns that have had the shoulder stock removed and a pistol grip attached are controlled by ECCN 0A502. Slug guns are also controlled under ECCN 0A502.

0A503 Discharge type arms; non-lethal or less-lethal grenades and projectiles, and “specially designed” “parts” and “components” of those projectiles; and devices to administer electric shock, for example, stun guns, shock batons, shock shields, electric cattle prods, immobilization guns and projectiles; except equipment used to slaughter domestic animals or used exclusively to treat or tranquilize animals, and except arms designed solely for signal, flare, or saluting use; and “specially designed” “parts” and “components,” n.e.s. License Requirements Reason for Control: CC, UN
Control(s) Country Chart
(See Supp. No. 1 to part 738)
CC applies to entire entryA license is required for ALL destinations, except Canada, regardless of end use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See part 742 of the EAR for additional information)
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: Law enforcement restraint devices that administer an electric shock are controlled under ECCN 0A982. Electronic devices that monitor and report a person's location to enforce restrictions on movement for law enforcement or penal reasons are controlled under ECCN 3A981. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0A504 Optical sighting devices for firearms (including shotguns controlled by 0A502); and “components” as follows (see List of Items Controlled). License Requirements Reason for Control: FC, RS, CC, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
RS applies to paragraph .iRS Column 1
FC applies to paragraphs .a, .b, .c, .d, .e, .g, and .i of this entryFC Column 1
CC applies to entire entryCC Column 1
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $500 for 0A504.g. GBS: N/A List of Items Controlled Related Controls: (1) See USML Category XII(c) for sighting devices using second generation image intensifier tubes having luminous sensitivity greater than 350 µA/lm, or third generation or higher image intensifier tubes, that are “subject to the ITAR.” (2) See USML Category XII(b) for laser aiming or laser illumination systems “subject to the ITAR.” (3) Section 744.9 of the EAR imposes a license requirement on certain commodities described in 0A504 if being exported, reexported, or transferred (in-country) for use by a military end-user or for incorporation into an item controlled by ECCN 0A919. Related Definitions: N/A Items:

a. Telescopic sights.

b. Holographic sights.

c. Reflex or “red dot” sights.

d. Reticle sights.

e. Other sighting devices that contain optical elements.

f. Laser aiming devices or laser illuminators “specially designed” for use on firearms, and having an operational wavelength exceeding 400 nm but not exceeding 710 nm.

Note 1 to 0A504.f:

0A504.f does not control laser boresighting devices that must be placed in the bore or chamber to provide a reference for aligning the firearms sights.

g. Lenses, other optical elements and adjustment mechanisms for articles in paragraphs .a, .b, .c, .d, .e, or .i.

h. [Reserved]

i. Riflescopes that were not “subject to the EAR ” as of March 8, 2020 and are “specially designed” for use in firearms that are “subject to the ITAR.”

Note 2 to paragraph i:

For purpose of the application of “specially designed” for the riflescopes controlled under 0A504.i, paragraph (a)(1) of the definition of “specially designed” in § 772.1 of the EAR is what is used to determine whether the riflescope is “specially designed.”

0A505 Ammunition as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, CC, FC, UN, AT
Control(s) Country chart
(see supp. No. 1 to
part 738)
NS applies to 0A505.a and .xNS Column 1
RS applies to 0A505.a and .xRS Column 1
CC applies to 0A505.bCC Column 1
FC applies to entire entry except 0A505.dFC Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to 0A505.a, .d, and .xAT Column 1
AT applies to 0A505.cA license is required for items controlled by paragraph .c of this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $500 for items in 0A505.x, except $3,000 for items in 0A505.x that, immediately prior to March 9, 2020, were classified under 0A018.b. (i.e., “Specially designed” components and parts for ammunition, except cartridge cases, powder bags, bullets, jackets, cores, shells, projectiles, boosters, fuses and components, primers, and other detonating devices and ammunition belting and linking machines (all of which are “subject to the ITAR” ). (See 22 CFR parts 120 through 130)) GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0A505. List of Items Controlled Related Controls: (1) Ammunition for modern heavy weapons such as howitzers, artillery, cannon, mortars and recoilless rifles as well as inherently military ammunition types such as ammunition preassembled into links or belts, caseless ammunition, tracer ammunition, ammunition with a depleted uranium projectile or a projectile with a hardened tip or core and ammunition with an explosive projectile are “subject to the ITAR.” (2) Percussion caps, and lead balls and bullets, for use with muzzle-loading firearms are EAR 99 items. Related Definitions: 'Marking rounds' are non-lethal, typically used for training purposes, and contain a dye or paint in a capsule that is not a chemical irritant. Items:

a. Ammunition for firearms controlled by ECCN 0A501 or USML Category I and not enumerated in paragraph .b, .c, or .d of this entry or in USML Category III.

b. Buckshot (No. 4 .24” diameter and larger, any material) shotgun shells and shotgun shells that contain only, or are for the dispersion of chemical irritants.

c. Shotgun shells (including less than lethal rounds) that do not contain buckshot; and “specially designed” “parts” and “components” of shotgun shells.

d. Blank ammunition for firearms controlled by ECCN s 0A501 or 0A502 and not enumerated in USML Category III.

Technical Note to 0A505.d:

Includes 'marking rounds' that have paint/dye as the projectile.

e. through w. [Reserved]

x. “Parts” and “components” that are “specially designed” for a commodity subject to control in this ECCN or a defense article in USML Category III and not elsewhere specified on the USML or the CCL .

Note 1 to 0A505.x:

The controls on “parts” and “components” in this entry include Berdan and boxer primers, metallic cartridge cases, and standard metallic projectiles such as full metal jacket, lead core, copper projectiles, and frangible projectiles.

Note 2 to 0A505.x:

The controls on “parts” and “components” in this entry include those “parts” and “components” that are common to ammunition and ordnance described in this entry and to those enumerated in USML Category III.

Note 3 to 0A505:

Metal shot smaller than No. 4 Buckshot, empty and unprimed shotgun shells, shotgun wads, smokeless gunpowder, 'dummy rounds' and 'drill rounds' (unless linked or belted), not incorporating a lethal or non-lethal projectile(s) are designated EAR 99. A 'dummy round' or 'drill round' is a round that is completely inert, (i.e., contains no primer, propellant, or explosive charge). It is typically used to check weapon function and for crew training.

Note 4 to 0A505:

Shotgun shells that contain two or more balls/shot larger than .24-inch are controlled under 0A505.b.

0A521 Any commodity subject to the EAR that is not listed elsewhere in the CCL , but which is controlled for export because it provides at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

0A521 commodities are subject to RS1 controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under § 740.11(b)(2)(ii) of the EAR , or an item-specific license exception identified in Supplement No. 5 to part 774 particular to an item covered under ECCN 0A521. The list of commodities determined to be classified under ECCN 0A521 controls is published in Supplement No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0A521 are set forth in § 742.6(a)(8) of the EAR .

0A602 Guns and Armament as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0A602. List of Items Controlled Related Controls: (1) Modern heavy weapons such as howitzers, artillery, cannon, mortars, and recoilless rifles are “subject to the ITAR.” (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” items. (3) See ECCN 0A606 for engines that are “specially designed” for a self-propelled gun or howitzer subject to control under paragraph .a of this ECCN or USML Category VII. Related Definitions: N/A Items:

a. Guns and armament manufactured between 1890 and 1919.

b. Military flame throwers with an effective range less than 20 meters.

c. through w. [Reserved]

x. “Parts” and “components” that are “specially designed” for a commodity subject to control in paragraphs .a or .b of this ECCN or a defense article in USML Category II and not elsewhere specified on the USML or the CCL .

Note 1 to 0A602.x:

Engines that are “specially designed” for a self-propelled gun or howitzer subject to control under paragraph .a of this ECCN or a defense article in USML Category VII are controlled under ECCN 0A606.x.

Note 2 to 0A602:

“Parts,” “components,” “accessories,” and “attachments” specified in USML subcategory II(j) are subject to the controls of that paragraph.

Note 3 to 0A602:

Black powder guns and armament manufactured in or prior to 1890 and replicas thereof designed for use with black powder propellants are designated EAR 99.

0A604 Commodities related to military explosive devices and charges (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in this ECCN 0A604. List of Items Controlled Related Controls: (1) Torpedoes, bombs, and mines are “subject to the ITAR” (see 22 CFR § 121.1, USML Category IV). (2) Smoke bombs, non-irritant smoke flares, canisters, grenades and charges, and other pyrotechnical articles having both military and commercial applications are controlled by ECCN 1A984. (3) Certain explosive detonator firing sets, electrically driven explosive detonators, and detonators and multipoint initiation systems are controlled by ECCN 1A007 or ECCN 3A232. (4) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: a. Demolition blocks, and detonators designed, modified, or adapted therefor.

b. Military explosive excavating devices.

Note to 0A604.a and .b:

This entry does not control the detonators and other items described in ECCN 1A007 or ECCN 3A232.

c. Smoke hand grenades and stun hand grenades (e.g., “flashbangs”) not controlled by ECCN 1A984.

d. through w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity subject to control in paragraphs .a through .c of this ECCN , or for a defense article controlled under USML Category IV, and not specified elsewhere on the USML.

Note to 0A604.x:

“Parts,” “components,” “accessories,” and “attachments” specified in USML Category IV(h) are subject to the controls of that paragraph

0A606 Ground vehicles and related commodities, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart
(See Supp. No. 1 to part 738)
NS applies to entire entry, except 0A606.b and .yNS Column 1
NS applies to 0A606.bNS Column 2
RS applies to entire entry, except 0A606.b and .yRS Column 1
RS applies to 0A606.bRS Column 2
RS applies to 0A606.yChina, Russia, or Venezuela (see § 742.6(a)(7))
AT applies to entire entryAT Column 1
UN applies to entire entry, except 0A606.ySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: (1) Paragraph (c)(1) of License Exception STA (§ 740.20(c)(1) of the EAR ) may not be used for any item in 0A606.a, unless determined by BIS to be eligible for License Exception STA in accordance with § 740.20(g) (License Exception STA eligibility requests for 9x515 and “600 series” items). (2) Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0A606. List of Items Controlled Related Controls: (1) The ground vehicles, other articles, technical data (including software) and services described in 22 CFR part 121, Category VII are subject to the jurisdiction of the International Traffic in Arms Regulations. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items:

a. Ground vehicles, whether manned or unmanned, “specially designed” for a military use and not enumerated or otherwise described in USML Category VII.

Note 1 to paragraph a:

For purposes of paragraph a, “ground vehicles” include (i) tanks and armored vehicles manufactured prior to 1956 that have not been modified since 1955 and that do not contain a functional weapon or a weapon capable of becoming functional through repair; (ii) military railway trains except those that are armed or are “specially designed” to launch missiles; (iii) unarmored military recovery and other support vehicles; (iv) unarmored, unarmed vehicles with mounts or hard points for firearms of .50 caliber or less; and (v) trailers “specially designed” for use with other ground vehicles enumerated in USML Category VII or ECCN 0A606.a, and not separately enumerated or otherwise described in USML Category VII. For purposes of this note, the term “modified” does not include incorporation of safety features required by law, cosmetic changes (e.g., different paint or repositioning of bolt holes) or addition of “parts” or “components” available prior to 1956.

Note 2 to paragraph a:

A ground vehicle's being “specially designed” for military use for purposes of determining controls under paragraph .a. entails a structural, electrical or mechanical feature involving one or more “components” that are “specially designed” for military use. Such “components” include:

a. Pneumatic tire casings of a kind “specially designed” to be bullet-proof;

b. Armored protection of vital “parts” (e.g., fuel tanks or vehicle cabs);

c. Special reinforcements or mountings for weapons;

d. Black-out lighting.

b. Other ground vehicles, “parts” and “components,” as follows:

b.1. Unarmed vehicles that are derived from civilian vehicles and that have all of the following:

b.1.a. Manufactured or fitted with materials or “components” other than reactive or electromagnetic armor to provide ballistic protection equal to or better than level III (National Institute of Justice standard 0108.01, September 1985) or “equivalent standards” ;

b.1.b. A transmission to provide drive to both front and rear wheels simultaneously, including those for vehicles having additional wheels for load bearing purposes whether driven or not;

b.1.c. Gross vehicle weight rating (GVWR) greater than 4,500 kg; and

b.1.d. Designed or modified for off-road use.

b.2. “Parts” and “components” having all of the following:

b.2.a. “Specially designed” for vehicles specified in paragraph .b.1 of this entry; and

b.2.b. Providing ballistic protection equal to or better than level III (National Institute of Justice standard 0108.01, September 1985) or “equivalent standards” .

Note 1 to paragraph b:

Ground vehicles otherwise controlled by 0A606.b.1 that contain reactive or electromagnetic armor are subject to the controls of USML Category VII.

Note 2 to paragraph b:

ECCN 0A606.b.1 does not control civilian vehicles “specially designed” for transporting money or valuables.

Note 3 to paragraph b:

“Unarmed” means not having installed weapons, installed mountings for weapons, or special reinforcements for mounts for weapons.

c. Air-cooled diesel engines and engine blocks for armored vehicles that weigh more than 40 tons.

d. Fully automatic continuously variable transmissions for tracked combat vehicles.

e. Deep water fording kits “specially designed” for ground vehicles controlled by ECCN 0A606.a or USML Category VII.

f. Self-launching bridge “components” not enumerated in USML Category VII(g) “specially designed” for deployment by ground vehicles enumerated in USML Category VII or this ECCN .

g. through w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity enumerated or otherwise described in ECCN 0A606 (other than 0A606.b or 0A606.y) or a defense article enumerated in USML Category VII and not elsewhere specified on the USML or in 0A606.y.

Note 1:

Forgings, castings, and other unfinished products, such as extrusions and machined bodies, that have reached a stage in manufacture where they are clearly identifiable by mechanical properties, material composition, geometry, or function as commodities controlled by ECCN 0A606.x are controlled by ECCN 0A606.x.

Note 2:

“Parts,” “components,” “accessories” and “attachments” enumerated in USML paragraph VII(g) are subject to the controls of that paragraph. “Parts,” “components,” “accessories” and “attachments” described in ECCN 0A606.y are subject to the controls of that paragraph.

y. Specific “parts,” “components,” “accessories,” and “attachments” “specially designed” for a commodity enumerated or otherwise described in this ECCN (other than ECCN 0A606.b) or for a defense article in USML Category VII and not elsewhere specified on the USML or the CCL , as follows, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor:

y.1. Brake discs, rotors, drums, calipers, cylinders, pads, shoes, lines, hoses, vacuum boosters, and parts therefor;

y.2. Alternators and generators;

y.3. Axles;

y.4. Batteries;

y.5. Bearings (e.g., ball, roller, wheel);

y.6. Cables, cable assembles, and connectors;

y.7. Cooling system hoses;

y.8. Hydraulic, fuel, oil, and air filters, not controlled by ECCN 1A004;

y.9. Gaskets and o-rings;

y.10. Hydraulic system hoses, fittings, couplings, adapters, and valves;

y.11. Latches and hinges;

y.12. Lighting systems, fuses, and “components;”

y.13. Pneumatic hoses, fittings, adapters, couplings, and valves;

y.14. Seats, seat assemblies, seat supports, and harnesses;

y.15 Tires, except run flat; and

y.16 Windows, except those for armored vehicles.

0A614 Military training “equipment,” as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2)) of the EAR may not be used for any item in 0A614. List of Items Controlled Related Controls: (1) Defense articles that are enumerated or otherwise described in USML Category IX and “technical data” (including “software” ) directly related thereto are “subject to the ITAR” . (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis of US-origin “600 series” items. (3) “Parts,” “components,” “accessories” and “attachments” that are common to a simulator controlled by ECCN 0A614.a and to a simulated system or an end item that is controlled on the USML or elsewhere on the CCL are controlled under the same USML Category or ECCN as the “parts,” “components,” “accessories” and “attachments” of the simulated system or end item. Related Definitions: N/A Items: a. “Equipment” “specially designed” for military training that is not enumerated or otherwise described in USML Category IX. Note 1 to 0A614:

This entry includes operational flight trainers, radar target trainers, flight simulators for aircraft classified under ECCN 9A610.a, human-rated centrifuges, radar trainers for radars classified under ECCN 3A611, instrument flight trainers for military aircraft, navigation trainers for military items, target equipment, armament trainers, military pilotless aircraft trainers, mobile training units and training “equipment” for ground military operations.

Note 2 to 0A614:

This entry does not apply to “equipment” “specially designed” for training in the use of hunting or sporting weapons.

b. through w. [Reserved]

x. “Parts,” “components,” “accessories” “attachments” that are “specially designed” for a commodity controlled by this entry or an article enumerated or otherwise described in USML Category IX, and not specified elsewhere on the USML.

0A617 Miscellaneous “Equipment,” Materials, and Related Commodities (See List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to
part 738)
NS applies to entire entry, except 0A617.yNS Column 1
RS applies to entire entry, except 0A617.yRS Column 1
RS applies to 0A617.yChina, Russia, or Venezuela (see § 742.6(a)(7))
AT applies to entire entryAT Column 1
UN applies to entire
entry, except 0A617.y.
See § 764.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0A617. List of Items Controlled Related Controls: (1) Defense articles, such as materials made from classified information, that are controlled by USML Category XIII, and technical data (including software) directly related thereto, are subject to the ITAR. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. (3) For controls on self-contained diving and underwater swimming apparatus and related commodities, see ECCN 8A620.f. (4) For controls on robots, robot controllers, and robot end-effectors, see USML Category VII and ECCN s 0A606 and 2B007. (5) “Libraries,” i.e., parametric technical databases, “specially designed” for military use with equipment controlled by the USML or a “600 series” ECCN are controlled by the technical data and technology controls pertaining to such items. (6) For controls on nuclear power generating equipment or propulsion equipment, including “nuclear reactors,” “specially designed” for military use, and “parts” and “components” “specially designed” therefor, see USML Categories VI, XIII, XV, and XX. (7) Simulators “specially designed” for military “nuclear reactors” are controlled by USML Category IX(b). (8) See USML Categories X, XI and XII for “laser” protection equipment (e.g., eye and sensor protection) “specially designed” for military use. (9) “Fuel cells” “specially designed” for a defense article on the USML or a commodity controlled by a “600 series” ECCN are controlled according to the corresponding “600 series” ECCN for such end items. (10) See USML Category XV for controls on fuel cells “specially designed” for satellite or spacecraft. Related Definitions: N/A Items:

a. [Reserved]

b. Concealment and deception equipment “specially designed” for military application, including special paints, decoys, smoke or obscuration equipment and simulators, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor, not controlled by USML Category XIII.

c. Ferries, bridges not described in ECCN 0A606 or USML Category VII, and pontoons, “specially designed” for military use.

d. Test models “specially designed” for the “development” of defense articles controlled by USML Categories IV, VI, VII and VIII.

e. [Reserved]

f. “Metal embrittlement agents.”

g. through x. [Reserved]

y. Other commodities as follows, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefore:

y.1. Construction equipment “specially designed” for military use, including such equipment “specially designed” for transport in aircraft controlled by USML VIII(a) or ECCN 9A610.a.

y.2. “Parts,” “components,” “accessories,” and “attachments” “specially designed” for commodities in paragraph .y.1 of this entry, including crew protection kits used as protective cabs.

y.3. ISO intermodal containers or demountable vehicle bodies (i.e., swap bodies), n.e.s., “specially designed” or 'modified' for shipping or packing defense articles or items controlled by a “600 series” ECCN .

Technical Note:

For the purpose of 0A617.y.3, 'modified' means any structural, electrical, mechanical, or other change that provides a non-military item with military capabilities equivalent to an item which is “specially designed” for military use.

y.4. Field generators “specially designed” for military use.

y.5. Power controlled searchlights and control units therefor, “specially designed” for military use, and “equipment” mounting such units.

0A919 “Military commodities” located and produced outside the United States as follows (see list of items controlled) License Requirements Reasons for Control: RS, AT
Control(s) Country Chart
(see Supp. No. 1
to part 738)
RS applies to entire entryRS Column 1, See § 742.6(a)(3) for license requirements.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled

Related Controls: (1) “Military commodities” are subject to the export licensing jurisdiction of the Department of State if they incorporate items that are subject to the International Traffic in Arms Regulations (ITAR) (22 CFR parts 120-130). (2) “Military commodities” described in this paragraph are subject to the export licensing jurisdiction of the Department of State if such commodities are described on the U.S. Munitions List (22 CFR part 121) and are in the United States. (3) The furnishing of assistance (including training) to foreign persons, whether in the United States or abroad, in the design, development, engineering, manufacture, production, assembly, testing, repair, maintenance, modification, operation, demilitarization, destruction, processing, or use of defense articles that are subject to the ITAR; or the furnishing to foreign persons of any technical data controlled under 22 CFR 121.1 whether in the United States or abroad are under the licensing jurisdiction of the Department of State. (4) Brokering activities (as defined in 22 CFR 129) of “military commodities” that are subject to the ITAR are under the licensing jurisdiction of the Department of State.

Related Definitions: “Military commodity” or “military commodities” means an article, material or supply that is described on the U.S. Munitions List (22 CFR part 121) or on the Munitions List that is published by the Wassenaar Arrangement on Export Controls for Conventional Arms and Dual-Use Goods and Technologies (i.e., the Wassenaar Arrangement Munitions List (WAML)), but does not include software, technology, any item listed in any ECCN for which the last three numerals are 018, or any item in the “600 series.”

Items:

a. “Military commodities” produced and located outside the United States that are not subject to the International Traffic in Arms Regulations (22 CFR parts 120-130) and having any of the following characteristics:

a.1. Incorporate more than a de minimis amount of U.S.-origin controlled content classified under ECCN s 6A002, 6A003, or 6A993.a (having a maximum frame rate equal to or less than 9 Hz and thus meeting the criterion of Note 3.a to 6A003.b.4);

a.2. Incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content (see § 734.4 of the EAR ); or

a.3. Are direct products of U.S.-origin “600 series” technology or software (see § 734.9(d) of the EAR ).

b. [Reserved]

0A977 Water cannon systems for riot or crowd control, and “parts” and “components” “specially designed” therefor. License Requirements Reason for Control: CC 1
Control(s) Country chart (see Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: License Exception STA may not be used for 0A977. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. Note:

0A977 water cannon systems include, for example: vehicles or fixed stations equipped with remotely operated water cannon that are designed to protect the operator from an outside riot with features such as armor, shatter resistant windows, metal screens, bull-bars, or run-flat tires. Components “specially designed” for water cannons may include, for example: deck gun water nozzles, pumps, reservoirs, cameras, and lights that are hardened or shielded against projectiles, elevating masts for those items, and teleoperation systems for those items.

0A978 Law enforcement striking weapons, including saps, police batons, side handle batons, tonfas, sjamboks, and whips. License Requirements Reason for Control: CC
Control(s) Country Chart (See Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0A979 Police helmets and shields; and “specially designed” “components,” n.e.s. License Requirements Reason for Control: CC
Control(s) Country Chart (See Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0A980 Horses by sea. License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 0A981 Equipment designed for the execution of human beings as follows (see List of Items Controlled). License Requirements Reason for Control: CC Control(s): CC applies to entire entry. A license is required for ALL destinations regardless of end-use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See § 742.7 of the EAR for additional information.) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Gallows and guillotines.

b. Electric chairs for the purpose of executing human beings.

c. Air tight vaults designed for the execution of human beings by the administration of a lethal gas or substance.

d. Automatic drug injection systems designed for the execution of human beings by administration of a lethal substance.

0A982 Law enforcement restraint devices, including leg irons, shackles, and handcuffs; straight jackets; stun cuffs; shock belts; shock sleeves; multipoint restraint devices such as restraint chairs; and “specially designed” “parts,” “components” and “accessories,” n.e.s. License Requirements Reason for Control: CC Control(s): CC applies to entire entry. A license is required for ALL destinations, except Canada, regardless of end-use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See part 742 of the EAR for additional information.) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls:Thumbcuffs and fingercuffs are classified under ECCN 0A983, “specially designed” implements of torture. Restraint devices that electronically monitor or report the location of confined persons for law enforcement or penal reasons are controlled under ECCN 3A981. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. Note to ECCN 0A982.

This ECCN applies to restraint devices used in law enforcement activities. It does not apply to medical devices that are equipped to restrain patient movement during medical procedures. It does not apply to devices that confine memory impaired patients to appropriate medical facilities. It does not apply to safety equipment such as safety belts or child automobile safety seats.

0A983 “Specially designed” implements of torture, including thumbscrews, thumbcuffs, fingercuffs, spiked batons, and “specially designed” “parts,” “components” and “accessories,” n.e.s. License Requirements Reason for Control: CC Control(s): CC applies to entire entry. A license is required for ALL destinations, regardless of end-use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See part 742 of the EAR for additional information.) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading Note to ECCN 0A983.

In this ECCN , “torture” has the meaning set forth in Section 2340(1) of Title 18, United States Code.

0A998 Oil and gas exploration equipment, software, and data, as follows (see List of Items Controlled). License Requirements Reason for Control: Foreign policy
Control(s): Country chart
Russian industry sector sanction applies to entire entrySee § 746.5 for specific license requirements and license review policy.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Oil and gas exploration data, e.g., seismic analysis data.

b. Hydraulic fracturing items, as follows:

b.1. Hydraulic fracturing design and analysis software and data.

b.2. Hydraulic fracturing 'proppant,' 'fracking fluid,' and chemical additives therefor.

Technical Note:

A 'proppant' is a solid material, typically treated sand or man-made ceramic materials, designed to keep an induced hydraulic fracture open, during or following a fracturing treatment. It is added to a 'fracking fluid' which may vary in composition depending on the type of fracturing used, and can be gel, foam or slickwater-based.

b.3. High pressure pumps.

0A999 Specific Processing Equipment, as Follows (See List of Items Controlled). License Requirements Reason for Control: AT Control(s): Country Chart. AT applies to entire entry. A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information. List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Ring Magnets;

b. Reserved.

B. “Test”, “Inspection” and “Production Equipment” 0B501 Test, inspection, and production “equipment” and related commodities for the “development” or “production” of commodities enumerated or otherwise described in ECCN 0A501 or USML Category I as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see supp. No. 1 to
part 738)
NS applies to entire entry except equipment for ECCN 0A501.yNS Column 1
RS applies to entire entry except equipment for ECCN 0A501.yRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of all License Exceptions) LVS: $3000 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used to ship any item in this entry. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. Small arms chambering machines.

b. Small arms deep hole drilling machines and drills therefor.

c. Small arms rifling machines.

d. Small arms boring/reaming machines.

e. Production equipment (including dies, fixtures, and other tooling) “specially designed” for the “production” of the items controlled in 0A501.a through .x. or USML Category I.

0B505 Test, inspection, and production “equipment” and related commodities “specially designed” for the “development” or “production” of commodities enumerated or otherwise described in ECCN 0A505 or USML Category III, except equipment for the hand loading of cartridges and shotgun shells, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to paragraphs .a and .xNS Column 1
RS applies to paragraphs .a and .xRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to paragraphs .a, .d, and .xAT Column 1
AT applies to paragraph .cA license is required for export or reexport of these items to North Korea for anti-terrorism reasons
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0B505. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. Production equipment (including tooling, templates, jigs, mandrels, molds, dies, fixtures, alignment mechanisms, and test equipment), not enumerated in USML Category III that are “specially designed” for the “production” of commodities controlled by ECCN 0A505.a or .x or USML Category III.

b. Equipment “specially designed” for the “production” of commodities in ECCN 0A505.b.

c. Equipment “specially designed” for the “production” of commodities in ECCN 0A505.c.

d. Equipment “specially designed” for the “production” of commodities in ECCN 0A505.d.

e. through .w [Reserved]

x. “Parts” and “components” “specially designed” for a commodity subject to control in paragraph .a of this entry.

0B521 Any commodity subject to the EAR that is not listed elsewhere in the CCL , but which is controlled for export because it provides at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

0B521 commodities are subject to RS1 controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under § 740.11(b)(2)(ii) of the EAR , or an item-specific license exception identified in Supplement No. 5 to part 774 particular to an item covered under ECCN 0B521. The list of commodities determined to be classified under ECCN 0B521 controls is published in Supplement No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0B521 are set forth in § 742.6(a)(8) of the EAR .

0B602 Test, inspection, and production “equipment” and related commodities “specially designed” for the “development” or “production” of commodities enumerated or otherwise described in ECCN 0A602 or USML Category II as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0B602. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. The following commodities if “specially designed” for the “development” or “production” of commodities enumerated in ECCN 0A602.a or USML Category II:

a.1. Gun barrel rifling and broaching machines and tools therefor;

a.2. Gun barrel rifling machines;

a.3. Gun barrel trepanning machines;

a.4. Gun boring and turning machines;

a.5. Gun honing machines of 6 feet (183 cm) stroke or more;

a.6. Gun jump screw lathes;

a.7. Gun rifling machines; and

a.8. Barrel straightening presses.

b. Jigs and fixtures and other metal-working implements or accessories of the kinds exclusively designed for use in the manufacture of items in ECCN 0A602 or USML Category II.

c. Other tooling and equipment, “specially designed” for the “production” of items in ECCN 0A602 or USML Category II.

d. Test and evaluation equipment and test models, including diagnostic instrumentation and physical test models, “specially designed” for items in ECCN 0A602 or USML Category II.

0B604 Test, inspection, and production “equipment” and related commodities “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities in ECCN 0A604 or related defense articles in USML Category IV (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in this ECCN 0B604. List of Items Controlled Related Controls: (1) See ECCN 9B604, which controls test, inspection, and production “equipment” and related commodities “specially designed” for the “development” or “production” of commodities in ECCN 9A604 or related defense articles in USML Category IV. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. Test, inspection, and other production “equipment” that are “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by ECCN 0A604 or for bombs, torpedoes, depth charges, mines and hand grenades, and parts, components, accessories and attachments therefor, controlled under USML Category IV.

b. through w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity subject to control in paragraph .a of this ECCN .

0B606 Test, inspection, and production “equipment” and related commodities, not enumerated on the USML, “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 0A606 or USML Category VII (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0B606. List of Items Controlled Related Controls: (1) Ground vehicles, other articles, technical data (including software) and services described in 22 CFR part 121, Category VII are subject to the jurisdiction of the International Traffic in Arms Regulations. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: a. Test, inspection, and production “equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 0A606 (except for 0A606.b or 0A606.y) or in USML Category VII, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor. Note 1:

ECCN 0B606 includes (i) armor plate drilling machines, other than radial drilling machines, (ii) armor plate planing machines, (iii) armor plate quenching presses; and (iv) tank turret bearing grinding machines.

b. Environmental test facilities “specially designed” for the certification, qualification, or testing of commodities enumerated or otherwise described in ECCN 0A606 (except for 0A606.b or 0A606.y) or in USML Category VII, and “equipment” “specially designed” therefor.

0B614 Test, inspection, and production “equipment” for military training “equipment” and “specially designed” “parts,” “components,” “accessories” and “attachments” therefor, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0B614. List of Items Controlled Related Controls: See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. Test, inspection, and other production “equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by ECCN 0A614 or articles enumerated or otherwise described in USML Category IX.

b. through .w [Reserved]

x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for a commodity controlled by ECCN 0B614.

0B617 Test, inspection, and production “equipment” and related commodities “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 0A617 or USML Category XIII, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0B617. List of Items Controlled Related Controls: See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: a. Test, inspection, and production “equipment” not controlled by USML Category XIII(k) “specially designed” for the “production,” “development,” repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 0A617, (except for 0A617.y) or USML Category XIII, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor.

b. [Reserved]

Note:

Field engineer equipment “specially designed” for use in a combat zone, identified in the Wassenaar Arrangement Munitions List 17.d, and mobile repair shops “specially designed” or modified to service military equipment, identified in Wassenaar Arrangement Munitions List 17.j, are controlled by 0B617 to the extent that the items are not included in USML Category XIII(k).

0B999 Specific Processing Equipment, as Follows (See List of Items Controlled). License Requirements Reason for Control: AT, RS
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entry.A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT license requirements for this entry. See § 742.19 of the EAR for additional information.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Hot cells;

b. Glove boxes suitable for use with radioactive materials.

C. “Materials” 0C521 Any material subject to the EAR that is not listed elsewhere in the CCL , but which is controlled for export because it provides at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

0C521 materials are subject to RS1 controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under § 740.11(b)(2)(ii) of the EAR , or an item-specific license exception identified in Supplement No. 5 to part 774 particular to an item covered under ECCN 0C521. The list of materials determined to be classified under ECCN 0C521 controls is published in Supplement No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0C521 are set forth in § 742.6(a)(8) of the EAR .

0C606 Materials “specially designed” for commodities controlled by ECCN 0A606 not elsewhere specified in the USML (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0C606. List of Items Controlled Related Controls: (1) Materials that are subject to the jurisdiction of the ITAR are described in USML Category XIII. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: Materials “specially designed” for commodities enumerated or otherwise described in ECCN 0A606 (other than 0A606.b or 0A606.y) or USML Category VII, not elsewhere specified in the USML or the CCL . Note:

Materials “specially designed” for both ground vehicles enumerated or otherwise described in USML Category VII and ground vehicles enumerated or otherwise described in ECCN 0A606 are subject to the controls of this ECCN unless identified in USML Category VII(g) as being subject to the controls of that paragraph.

0C617 Miscellaneous Materials “Specially Designed” for Military Use (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0C617. List of Items Controlled Related Controls: (1) For controls on other signature suppression materials, see USML Category XIII and ECCN s 1C001 and 1C101. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: a. Materials, coatings and treatments for signature suppression, “specially designed” for military use to reduce detectability or observability and that are not controlled by USML Category XIII or ECCN s 1C001 or 1C101.

b. [Reserved]

D. “Software” 0D001 “Software” “specially designed” or modified for the “development,” “production,” or “use” of commodities described in 0A002. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) Heading Note:

Certain “software” for the “development,” “production,” or “use” of nuclear related commodities is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110).

License Requirements Control(s): “Software” for items described in 0A002 is “subject to the ITAR” (see 22 CFR parts 120 through 130). List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The List of Items Controlled is contained in the ECCN heading. 0D501 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by 0A501 or 0B501. License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry except “software” for commodities in ECCN 0A501.y or equipment in ECCN 0B501 for commodities in ECCN 0A501.yNS Column 1
RS applies to entire entry except “software” for commodities in ECCN 0A501.y or equipment in ECCN 0B501 for commodities in ECCN 0A501.yRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “software” in 0D501. List of Items Controlled Related Controls: “Software” required for and directly related to articles enumerated in USML Category I is “subject to the ITAR” . Related Definitions: N/A Items: The list of items controlled is contained in this ECCN heading. 0D505 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by 0A505 or 0B505. License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to “software” for commodities in ECCN 0A505.a and .x and equipment in ECCN 0B505.a .and .xNS Column 1
RS applies to “software” for commodities in ECCN 0A505.a and .x and equipment in ECCN 0B505.a and .xRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to “software” for commodities in ECCN 0A505.a, .d, or .x and equipment in ECCN 0B505.a, .d, or .xAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “software” in 0D505. List of Items Controlled Related Controls: “Software” required for and directly related to articles enumerated in USML Category III is “subject to the ITAR” . Related Definitions: N/A Items: The list of items controlled is contained in this ECCN heading. 0D521 Any software subject to the EAR that is not listed elsewhere in the CCL , but which is controlled for export because it provides at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

0D521 software is subject to RS1 controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under § 740.11(b)(2)(ii) of the EAR , or an item-specific license exception identified in Supplement No. 5 to part 774 particular to an item covered under ECCN 0D521. The list of software determined to be classified under ECCN 0D521 controls is published in Supplement No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0D521 are set forth in § 742.6(a)(8) of the EAR .

0D602 “Software” “specially designed” for the “development,” “production,” operation or maintenance of commodities controlled by 0A602 or 0B602 as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0D602. List of Items Controlled Related Controls: (1) “Software” required for and directly related to articles enumerated in USML Category II is “subject to the ITAR” . (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” items. Related Definitions: N/A Items: “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 0A602 and ECCN 0B602. 0D604 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 0A604 or 0B604 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in this ECCN 0D604. List of Items Controlled Related Controls: (1) “Software” directly related to articles enumerated in USML Category IV is controlled under USML Category IV(i). (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items: a. “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 0A604 or 0B604.

b. [Reserved]

0D606 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of ground vehicles and related commodities controlled by 0A606, 0B606, or 0C606 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry, except 0D606.yNS Column 1.
RS applies to entire entry, except 0D606.yRS Column 1.
RS applies to 0D606.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 0D606.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any software in 0D606. List of Items Controlled Related Controls: (1) Software directly related to articles enumerated or otherwise described in USML Category VII are subject to the controls of USML paragraph VII(h). (2) See ECCN 0A919 for foreign made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items:

a. “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN s 0A606 (except for ECCN s 0A606.b or 0A606.y), 0B606, or 0C606.

b. through x. [Reserved]

y. “Specific software” “specially designed” for the “production,” “development,” operation, or maintenance of commodities described in ECCN 0A606.y.

0D614 “Software” related to military training “equipment,” as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “software” in 0D614. List of Items Controlled Related Controls: (1) “Software” directly related to articles enumerated in USML Category IX is subject to the control of USML paragraph IX(e). (2) See ECCN 0A919 for foreign made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” items. Related Definitions: N/A Items: a. “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN s 0A614 or 0B614.

b. [Reserved]

0D617 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by 0A617, “equipment” controlled by 0B617, or materials controlled by 0C617 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry, except 0D617.yNS Column 1.
RS applies to entire entry, except 0D617.yRS Column 1.
RS applies to 0D617.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 0D617.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A Special Conditions for STA

STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “software” in 0D617.

List of Items Controlled Related Controls: (1) “Software” directly related to articles controlled by USML Category XIII is subject to the control of USML paragraph XIII(l). (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A Items:

a. “Software” (other than “software” controlled in paragraph .y of this entry) “specially designed” for the “development,” “production,” operation or maintenance of commodities controlled by ECCN s 0A617 (except 0A617.y), 0B617, or 0C617.

b. to x. [Reserved].

y. Specific “software” “specially designed” for the “production,” “development,” operation or maintenance of commodities controlled by ECCN 0A617.y.

0D977 “Software” “specially designed” for the “development,” “production” or “use” of commodities controlled by 0A977. License Requirements Reason for Control: CC1
Control(s) Country chart (see Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: License Exception STA may not be used for 0D977. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0D999 Specific Software, as Follows (See List of Items Controlled). License Requirements Reason for Control: AT, RS
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryA license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT license requirements for this entry. See § 742.19 of the EAR for additional information.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Software for neutronic calculations/modeling;

b. Software for radiation transport calculations/modeling;

c. Software for hydrodynamic calculations/modeling.

E. “Technology” 0E001 “Technology,” according to the Nuclear Technology Note, for the “development,” “production,” or “use” of items described in 0A002, or 0D001. Heading Note:

“Technology” for certain items subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110) is subject to the export licensing authority of the Department of Energy (see 10 CFR part 810).

License Requirements Reason for Control: Control(s): “Technology” for items described in 0A002 and 0D001 (applies to “software” in 0D001 for items described in 0A002 only) is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls (see 22 CFR part 121). List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The List of Items Controlled is contained in the ECCN heading. 0E501 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, or overhaul of commodities controlled by 0A501 or 0B501 as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “technology” in ECCN 0E501. List of Items Controlled Related Controls: Technical data required for and directly related to articles enumerated in USML Category I are “subject to the ITAR.” Related Definitions: N/A Items:

a. “Technology” “required” for the “development” or “production” of commodities controlled by ECCN 0A501 (other than 0A501.y) or 0B501.

b. “Technology” “required” for the operation, installation, maintenance, repair, or overhaul of commodities controlled by ECCN 0A501 (other than 0A501.y) or 0B501.

0E502 “Technology” “required” for the “development” or “production” of commodities controlled by 0A502. License Requirements Reason for Control: CC, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: Technical data required for and directly related to articles enumerated in USML Category I are “subject to the ITAR” . Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0E504 “Technology” “required” for the “development” or “production” of commodities controlled by 0A504 that incorporate a focal plane array or image intensifier tube. License Requirements Reason for Control: RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0E505 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by 0A505. License Requirements Reason for Control: NS, RS, UN, CC, AT
Control(s) Country chart
(see supp. No. 1 to
part 738)
NS applies to “technology” for “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing commodities in 0A505.a and .x; for equipment for those commodities in 0B505; and for “software” for that equipment and those commodities in 0D505NS Column 1
RS applies to “technology” for “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing commodities in 0A505.a and .x; for equipment for those commodities in 0B505 and for “software” for those commodities and that equipment in 0D505RS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
CC applies to “technology” for the “development” or “production” of commodities in 0A505.bCC Column 1
AT applies to “technology” for “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing commodities in 0A505.a, .d, and .xAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “technology” in 0E505. List of Items Controlled Related Controls: Technical data required for and directly related to articles enumerated in USML Category III are “subject to the ITAR” . Related Definitions: N/A Items: The list of items controlled is contained in this ECCN heading. 0E521 Any technology subject to the EAR that is not listed elsewhere in the CCL , but which is controlled for export because it provides at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

0E521 technology is subject to RS1 controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under § 740.11(b)(2)(ii) of the EAR , or an item-specific license exception identified in Supplement No. 5 to part 774 particular to an item covered under ECCN 0E521. The list of technologies determined to be classified under ECCN 0E521 controls is published in Supplement No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0E521 are set forth in § 742.6(a)(8) of the EAR .

0E602 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by 0A602 or 0B602, or “software” controlled by 0D602 as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, UN, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
UN applies to entire entrySee § 746.1 of the EAR for UN controls
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 0E602. List of Items Controlled Related Controls: Technical data directly related to articles enumerated in USML Category II are “subject to the ITAR.” Related Definitions: N/A Items: “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, or overhaul of commodities controlled by ECCN 0A602 or 0B602, or “software” controlled by ECCN 0D602. 0E604 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN 0A604 or 0B604, or “software” controlled by ECCN 0D604 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in this ECCN 0E604. List of Items Controlled Related Controls: Technical data directly related to articles enumerated in USML Category IV are controlled under USML Category IV(i). Related Definitions: N/A Items: a. “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN 0A604 or 0B604, or “software” controlled by ECCN 0D604.

b. [Reserved]

0E606 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbushing of ground vehicles and related commodities in 0A606, 0B606, 0C606, or software in 0D606 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry, except 0E606.yNS Column 1.
RS applies to entire entry, except 0E606.yRS Column 1.
RS applies to 0E606.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 0E606.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any technology in 0D606. List of Items Controlled Related Controls: Technical data directly related to articles enumerated in USML Category VII are subject to the controls of USML paragraph VII(h). Related Definitions: N/A Items:

a. “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 0A606 (except for ECCN s 0A606.b or 0A606.y), 0B606, or 0C606.

b. through x. [Reserved]

y. Specific “technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul or refurbishing of commodities or software in ECCN 0A606.y or 0D606.y.

0E614 “Technology,” as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any technology in 0E614. List of Items Controlled Related Controls: “Technical data” directly related to articles enumerated in USML Category IX is subject to the control of USML paragraph IX(e). Related Definitions: N/A Items: a. “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” controlled by ECCN s 0A614, 0B614, or 0D614.

b. [Reserved]

0E617 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN 0A617, “equipment” controlled by 0B617, or materials controlled by 0C617, or “software” controlled by ECCN 0D617 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry, except 0E617.yNS Column 1.
RS applies to entire entry, except 0E617.yRS Column 1.
RS applies to 0E617.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 0E617.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any technology in 0E617. List of Items Controlled Related Controls: Technical data directly related to articles controlled by USML Category XIII are subject to the control of USML paragraph XIII(l). Related Definitions: N/A Items:

a. “Technology” (other than “technology” controlled by paragraph .y of this entry) “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” controlled by ECCN 0A617 (except 0A617.y), 0B617, 0C617, or 0D617 (except 0D617.y).

b. through x. [Reserved].

y. Specific “technology” “required” for the “production,” “development,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN 0A617.y or “software” controlled by 0D617.y.

0E977 “Technology” “required” for the “development” or “production” of commodities controlled by 0A977. License Requirements Reason for Control: CC1
Control(s) Country chart (see Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: License Exception STA may not be used for 0E977. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 0E982 “Technology” exclusively for the “development” or “production” of equipment controlled by 0A982 or 0A503. License Requirements Reason for Control: CC
Control(s)
CC applies to “technology” for items controlled by 0A982 or 0A503. A license is required for ALL destinations, except Canada, regardless of end use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See part 742 of the EAR for additional information.)
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

EAR 99">EAR 99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR 99.

Category 1—Special Materials and Related Equipment, Chemicals, "Microorganisms," and "Toxins"

Note:

The Food and Drug Administration (FDA) and the Drug Enforcement Administration (DEA) may control exports of items subject to the EAR and on the Commerce Control List. BIS provides cross references to these other agency controls for convenience only. Therefore, please consult relevant FDA and DEA regulations for guidance related to the item you wish to export and do not rely solely on the EAR for information about other agency export control requirements. See Supplement No. 3 to part 730 (Other U.S. Government Departments and Agencies with Export Control Responsibilities) for more information.

A. “End Items” , “Equipment” , “Accessories” , “Attachments” , “Parts” , “Components” and “Systems” 1A001 “Parts” and “components” made from fluorinated compounds, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $5000 GBS: N/A List of Items Controlled Related Controls: (1) Items “specially designed” or modified for missiles or for items on the U.S. Munitions List are “subject to the ITAR” (see 22 CFR parts 120 through 130, including USML Category XXI). Related Definitions: N/A Items: a. Seals, gaskets, sealants or fuel bladders, “specially designed” for “aircraft” or aerospace use, made from more than 50% by weight of any of the materials controlled by 1C009.b or 1C009.c;

b. [Reserved]

1A002 “Composite” structures or laminates, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country Chart
(See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
NP applies to 1A002.b.1 in the form of tubes with an inside diameter between 75 mm and 400 mmNP Column 1
AT applies to entire entryAT Column 1
Reporting Requirements

See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1,500; N/A for NP; N/A for “composite” structures or laminates controlled by 1A002.a, having an organic “matrix” and made from materials controlled by 1C010.c or 1C010.d. GBS: N/A Special Conditions for STA STA: License Exception STA may not be used to ship any item in this entry to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR ). List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN s 1A202, 1C010, 1C210, 9A010, and 9A110. (3) “Composite” structures “specially designed” for missile applications (including “specially designed” subsystems, “parts,” and “components” ) are controlled by ECCN 9A110. (4) “Composite” structures or laminates “specially designed” or prepared for use in separating uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items:

a. Made from any of the following:

a.1. An organic “matrix” and “fibrous or filamentary materials” specified by 1C010.c or 1C010.d; or

a.2. Prepregs or preforms specified by 1C010.e;

b. Made from a metal or carbon “matrix” , and any of the following:

b.1. Carbon “fibrous or filamentary materials” having all of the following:

b.1.a. A “specific modulus” exceeding 10.15 x 10 6 m; and

b.1.b. A “specific tensile strength” exceeding 17.7 x 10 4 m; or

b.2. Materials controlled by 1C010.c.

Note 1:

1A002 does not control “composite” structures or laminates made from epoxy resin impregnated carbon “fibrous or filamentary materials”, for the repair of “civil aircraft” structures or laminates, having all of the following:

a. An area not exceeding 1 m 2;

b. A length not exceeding 2.5 m; and

c. A width exceeding 15 mm.

Note 2:

1A002 does not control semi-finished items, “specially designed” for civilian applications as follows:

a. Sporting goods;

b. Automotive industry;

c. Machine tool industry;

d. Medical applications.

Note 3:

1A002.b.1 does not apply to semi-finished items containing a maximum of two dimensions of interwoven filaments and “specially designed” for applications as follows:

a. Metal heat-treatment furnaces for tempering metals;

b. Silicon boule production equipment.

Note 4:

1A002 does not apply to finished items “specially designed” for a specific application.

Note 5:

1A002.b.1 does not apply to mechanically chopped, milled, or cut carbon “fibrous or filamentary materials” 25.0 mm or less in length.

1A003 Manufactures of non- “fusible” aromatic polyimides in film, sheet, tape or ribbon form having any of the following (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $200 GBS: N/A List of Items Controlled Related Controls: This entry does not control manufactures when coated or laminated with copper and designed for the production of electronic printed circuit boards. For “fusible” aromatic polyimides in any form, see 1C008.a.3. Related Definitions: N/A Items: a. A thickness exceeding 0.254 mm; or

b. Coated or laminated with carbon, graphite, metals or magnetic substances.

1A004 Protective and detection equipment and “components” , not “specially designed” for military use, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, CB, RS, AT
Control(s) Country chart
(see Supp. No. 1 to
part 738)
NS applies to entire entryNS Column 2
CB applies to chemical detection systems and dedicated detectors therefor, in 1A004.c, that also have the technical characteristicCB Column 2
RS apply to 1A004.dRS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: Yes for 1A004.a, .b, and .c.2. List of Items Controlled Related Controls: (1) See ECCN s 1A995, 2B351, and 2B352. (2) See ECCN 1D003 for “software” “specially designed” or modified to enable equipment to perform the functions of equipment controlled under section 1A004.c (Nuclear, biological, and chemical (NBC) detection systems). (3) See ECCN 1E002.g for control libraries (parametric technical databases) “specially designed” or modified to enable equipment to perform the functions of equipment controlled under 1A004.c (Nuclear, biological, and chemical (NBC) detection systems). (4) Chemical and biological protective and detection equipment specifically designed, developed, modified, configured, or adapted for military applications is “subject to the ITAR” (see 22 CFR parts 120 through 130, including USML Category XIV(f)), as is commercial equipment that incorporates “parts” or “components” controlled under that category except for domestic preparedness devices for individual protection that integrate “components” and “parts” identified in USML Category XIV(f)(4) when such “parts” or “components” are: Integral to the device; inseparable from the device; and incapable of replacement without compromising the effectiveness of the device, in which case the equipment is subject to the export licensing jurisdiction of the Department of Commerce under ECCN 1A004. (5) This entry does not control radionuclides incorporated in equipment listed in this entry—such materials are subject to the licensing jurisdiction of the Nuclear Regulatory Commission (See 10 CFR part 110). Related Definitions: (1) 'Biological agents' means: pathogens or toxins, selected or modified (such as altering purity, shelf life, virulence, dissemination characteristics, or resistance to UV radiation) to produce casualties in humans or animals, degrade equipment or damage crops or the environment. (2) 'Riot control agents' are substances which, under the expected conditions of use for riot control purposes, produce rapidly in humans sensory irritation or disabling physical effects which disappear within a short time following termination of exposure. (Tear gases are a subset of 'riot control agents.') Items:

a. Full face masks, filter canisters and decontamination equipment therefor, designed or modified for defense against any of the following, and “specially designed” “components” therefor:

Note:

1A004.a includes Powered Air Purifying Respirators (PAPR) that are designed or modified for defense against agents or materials, listed in 1A004.a.

Technical Notes:

For the purposes of 1A004.a:

1. Full face masks are also known as gas masks.

2. Filter canisters include filter cartridges.

a.1. 'Biological agents';

a.2. 'Radioactive materials';

a.3. Chemical warfare (CW) agents; or

a.4. 'Riot control agents', as follows:

a.4.a. α-Bromobenzeneacetonitrile, (Bromobenzyl cyanide) (CA) (CAS 5798-79-8);

a.4.b. [(2-chlorophenyl) methylene] propanedinitrile, (o-Chlorobenzylidenemalononitrile) (CS) (CAS 2698-41-1);

a.4.c. 2-Chloro-1-phenylethanone, Phenylacyl chloride (ω-chloroacetophenone) (CN) (CAS 532-27-4);

a.4.d. Dibenz-(b,f)-1,4-oxazephine, (CR) (CAS 257-07-8);

a.4.e. 10-Chloro-5, 10-dihydrophenarsazine, (Phenarsazine chloride), (Adamsite), (DM) (CAS 578-94-9);

a.4.f. N-Nonanoylmorpholine, (MPA) (CAS 5299-64-9);

b. Protective suits, gloves and shoes, “specially designed” or modified for defense against any of the following:

b.1. 'Biological agents';

b.2. 'Radioactive materials'; or

b.3. Chemical warfare (CW) agents;

c. Detection systems, “specially designed” or modified for detection or identification of any of the following, and “specially designed” “components” therefor:

c.1. 'Biological agents';

c.2. 'Radioactive materials'; or

c.3. Chemical warfare (CW) agents;

d. Electronic equipment designed for automatically detecting or identifying the presence of “explosives” (as listed in the annex at the end of Category 1) residues and utilizing 'trace detection' techniques (e.g., surface acoustic wave, ion mobility spectrometry, differential mobility spectrometry, mass spectrometry).

Technical Note:

For the purposes of 1A004.d, 'trace detection' is defined as the capability to detect less than 1 ppm vapor, or 1 mg solid or liquid.

Note 1:

1A004.d does not apply to equipment “specially designed” for laboratory use.

Note 2: 1A004.d does not apply to non-contact walk-through security portals.

Note: 1A004 does not control:

a. Personal radiation monitoring dosimeters;

b. Occupational health or safety equipment limited by design or function to protect against hazards specific to residential safety or civil industries, including:

1. Mining;

2. Quarrying;

3. Agriculture;

4. Pharmaceutical;

5. Medical;

6. Veterinary;

7. Environmental;

8. Waste management;

9. Food industry.

Technical Notes:

1. 1A004 includes equipment, “components” that have been 'identified,' successfully tested to national standards or otherwise proven effective, for the detection of or defense against 'radioactive materials' 'biological agents,' chemical warfare agents, 'simulants' or “riot control agents,” even if such equipment or “components” are used in civil industries such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or the food industry.

2. 'Simulant': A substance or material that is used in place of toxic agent (chemical or biological) in training, research, testing or evaluation.

3. For the purposes of 1A004, 'radioactive materials' are those selected or modified to increase their effectiveness in producing casualties in humans or animals, degrading equipment or damaging crops or the environment.

1A005 Body armor and “specially designed” “components” therefor, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, UN, AT
Control(s) Country Chart
(See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
UN applies to entire entrySee § 746.1(b) for UN controls
AT applies to entire entryAT Column 1
License Requirements Notes:

1. Soft body armor not manufactured to military standards or specifications must provide ballistic protection equal to or less than NIJ level III (NIJ 0101.06, July 2008) to be controlled under 1A005.a. 2. For purposes of 1A005.a, military standards and specifications include, at a minimum, specifications for fragmentation protection.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: Yes, except UN List of Items Controlled Related Controls: (1) Bulletproof and bullet resistant vests (body armor) providing NIJ Type IV protection or greater are “subject to the ITAR” (see 22 CFR 121.1 Category X(a)). (2) Soft body armor and protective garments manufactured to military standards or specifications that provide protection equal to or less than NIJ level III or “equivalent standards” are classified under ECCN 1A613.d.1. (3) Hard armor plates providing NIJ level III or “equivalent standard” ballistic protection are classified under ECCN 1A613.d.2. (4) Police helmets and shields are classified under ECCN 0A979. (5) Other personal protective “equipment” “specially designed” for military applications not controlled by the USML or elsewhere in the CCL is classified under ECCN 1A613.e. (6) For “fibrous or filamentary materials” used in the manufacture of body armor, see ECCN 1C010. Related Definitions: N/A Items:

a. Soft body armor not manufactured to military standards or specifications, or to their equivalents, and “specially designed” “components” therefor;

b. Hard body armor plates that provide ballistic protection less than NIJ level III (NIJ 0101.06, July 2008) or “equivalent standards” .

Notes to ECCN 1A005:

1. This entry does not control body armor when accompanying its user for the user's own personal protection.

2. This entry does not control body armor designed to provide frontal protection only from both fragment and blast from non-military explosive devices.

3. This entry does not apply to body armor designed to provide protection only from knife, spike, needle or blunt trauma.

1A006 Equipment, “specially designed” or modified for the disposal of Improvised Explosive Devices (IEDs), as follows (see List of Items Controlled), and “specially designed” “components” and “accessories” therefor. License Requirements Reason for Control: NS, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1

License Requirement Note: 1A006 does not apply to equipment when accompanying its operator.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: Equipment “specially designed” for military use for the disposal of IEDs is “subject to the ITAR” (see 22 CFR parts 120 through 130, including USML Category IV). Related Definitions: N/A Items:

a. Remotely operated vehicles;

b. 'Disruptors'.

Technical Note:

For the purposes of 1A006.b 'disruptors' are devices “specially designed” for the purpose of preventing the operation of an explosive device by projecting a liquid, solid or frangible projectile.

Note:

1A006 does not apply to equipment when accompanying its operator.

1A007 Equipment and devices, “specially designed” to initiate charges and devices containing “energetic materials,” by electrical means, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
NP applies to 1A007.b, as well as 1A007.a when the detonator firing set meets or exceeds the parameters of 3A229NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: High explosives and related equipment “specially designed” for military use are “subject to the ITAR” (see 22 CFR parts 120 through 130). This entry does not control detonators using only primary explosives, such as lead azide. See also ECCN s 0A604, 3A229, and 3A232. See 1E001 for “development” and “production” technology controls, and 1E201 for “use” technology controls. Related Definitions: N/A Items:

a. Explosive detonator firing sets designed to drive explosive detonators specified by 1A007.b;

b. Electrically driven explosive detonators as follows:

b.1. Exploding bridge (EB);

b.2. Exploding bridge wire (EBW);

b.3. Slapper;

b.4. Exploding foil initiators (EFI).

Technical Notes:

1. The word initiator or igniter is sometimes used in place of the word detonator.

2. For the purposes of 1A007.b, the detonators of concern all utilize a small electrical conductor (bridge, bridge wire, or foil) that explosively vaporizes when a fast, high-current electrical pulse is passed through it. In non slapper types, the exploding conductor starts a chemical detonation in a contacting high explosive material such as PETN (pentaerythritoltetranitrate). In slapper detonators, the explosive vaporization of the electrical conductor drives a flyer or slapper across a gap, and the impact of the slapper on an explosive starts a chemical detonation. The slapper in some designs is driven by magnetic force. The term exploding foil detonator may refer to either an EB or a slapper-type detonator.

1A008 Charges, devices and “components” , as follows (see List of Items Controlled). License Requirements Reason for Control: NS, UN, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3,000 for .a through .c; $6,000 for .d. GBS: N/A List of Items Controlled Related Controls: (1) All of the following are “subject to the ITAR” (see 22 CFR parts 120 through 130):

a. High explosives and related equipment “specially designed” for military use;

b. Explosive devices or charges in this entry that utilize USML controlled energetic materials (See 22 CFR 121.1 Category V), if they have been specifically designed, developed, configured, adapted, or modified for a military application;

c. Shaped charges that have all of the following a uniform shaped conical liner with an included angle of 90 degrees or less, more than 2.0 kg of controlled materials, and a diameter exceeding 4.5 inches;

d. Detonating cord containing greater than 0.1 kg per meter (470 grains per foot) of controlled materials;

e. Cutters and severing tools containing greater than 10 kg of controlled materials;

f. With the exception of cutters and severing tools, devices or charges controlled by this entry where the USML controlled materials can be easily extracted without destroying the device or charge; and

g. Individual USML controlled energetic materials in this entry, even when compounded with other materials, when not incorporated into explosive devices or charges controlled by this entry or 1C992.

(2) See also ECCN s 1C011, 1C018, 1C111, 1C239, and 1C608 for additional controlled energetic materials. See ECCN 1E001 for the “development” or “production” “technology” for the commodities controlled by ECCN 1A008, but not for explosives or commodities that are “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A Items:

a. 'Shaped charges' having all of the following:

a.1. Net Explosive Quantity (NEQ) greater than 90 g; and

a.2. Outer casing diameter equal to or greater than 75 mm;

b. Linear shaped cutting charges having all of the following, and “specially designed” “components” therefor:

b.1. An explosive load greater than 40 g/m; and

b.2. A width of 10 mm or more;

c. Detonating cord with explosive core load greater than 64 g/m;

d. Cutters, not specified by 1A008.b, and severing tools, having a NEQ greater than 3.5 kg.

Technical Note:

For the purposes of 1A008.a, 'shaped charges' are explosive charges shaped to focus the effects of the explosive blast.

Note:

The only charges and devices specified in 1A008 are those containing “explosives” (see list of explosives in the Annex at the end of Category 1) and mixtures thereof.

1A101 Devices for reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures, for applications usable in rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km or their complete subsystems. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See also 1C101. (2) For commodities that meet the definition of defense articles under 22 CFR 120.3 of the International Traffic in Arms Regulations (ITAR), describes similar commodities “subject to the ITAR” (See 22 CFR parts 120 through 130, including USML Category XIII). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1A102 Resaturated pyrolized carbon-carbon “parts” and “components” designed for rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 1A202 Composite structures, other than those controlled by 1A002, in the form of tubes and having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E201 ( “use” ) and 1E202 ( “development” and “production” ) for technology for items controlled by this entry. (2) Also see ECCN s 1A002, 1C010, 1C210, 9A010, and 9A110. (3) “Composite” structures “specially designed” or prepared for use in separating uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. An inside diameter of between 75 mm and 400 mm; and

b. Made with any of the “fibrous or filamentary materials” specified in 1C010.a or .b or 1C210.a or with carbon prepreg materials specified in 1C210.c.

1A225 Platinized catalysts “specially designed” or prepared for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E201 ( “use” ) and 1E202 ( “development” and “production” ) for technology for items controlled by this entry. (2) Equipment “specially designed” or prepared for the production of heavy water is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1A226 Specialized packings, which may be used in separating heavy water from ordinary water, having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E201 ( “use” ) and 1E202 ( “development” and “production” ) for technology for items controlled by this entry. (2) Equipment “specially designed” or prepared for the production of heavy water is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Made of phosphor bronze mesh chemically treated to improve wettability; and

b. Designed to be used in vacuum distillation towers.

1A227 High-density (lead glass or other) radiation shielding windows, having all of the following characteristics (see List of Items Controlled), and “specially designed” frames therefor. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E201 ( “use” ) and 1E202 ( “development” and “production” ) for technology for items controlled by this entry. (2) Equipment “specially designed” or prepared for nuclear reactors and reprocessing facilities is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: In 1A227.a, the term “cold area” means the viewing area of the window exposed to the lowest level of radiation in the design application. Items: a. A “cold area” greater than 0.09 m 2;

b. A density greater than 3 g/cm 3; and

c. A thickness of 100 mm or greater.

1A231 Target assemblies and components for the production of tritium as follows (See List of Items Controlled): License Requirements Reason for Control: NP, AT
Control(s) Country chart
(see supplement No. 1 to part 738)
NP applies to entire entry
AT applies to entire entry
NP Column 1
AT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. Target assemblies made of or containing lithium enriched in the lithium-6 isotope “specially designed” for the “production” of tritium through irradiation, including insertion in a nuclear reactor;

b. Components “specially designed” for the target assemblies specified in item a.

Technical Note to ECCN 1A231.b.:

Components “specially designed” for target assemblies for the “production” of tritium may include lithium pellets, tritium getters, and specially-coated cladding.

1A290 Depleted uranium (any uranium containing less than 0.711% of the isotope U-235) in shipments of more than 1,000 kilograms in the form of shielding contained in X-ray units, radiographic exposure or teletherapy devices, radioactive thermoelectric generators, or packaging for the transportation of radioactive materials. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) This entry does not control depleted uranium in fabricated forms for use in munitions. See 22 CFR part 121 for depleted uranium “subject to the ITAR. (2) Depleted uranium that is not fabricated for use in munitions or fabricated into commodities solely to take advantage of its high density (e.g., aircraft, ship, or other counterweights) or in the forms listed in this entry are subject to the export licensing authority of the Nuclear Regulatory Commission. (See 10 CFR part 110.) (3) “Natural uranium” or “depleted uranium” or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1A607 Military dissemination “equipment” for riot control agents, military detection and protection “equipment” for toxicological agents (including chemical, biological, and riot control agents), and related commodities (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to Part 738)
NS applies to entire entryNS Column 1.
RS applies to entire entryRS Column 1.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1A607. List of Items Controlled Related Controls: (1) Vaccines identified in ECCN 1C991 are not controlled by this ECCN . (2) See 22 CFR 121.1 (USML), Category XIV(h), for vaccines that are subject to the ITAR. (3) Protection and detection equipment and related items identified in ECCN 1A004, 1A995, or 2B351 are not controlled by this ECCN . (4) See 22 CFR 121.1 (USML), Category XIV(f), for dissemination, detection and protection equipment that is subject to the ITAR. (5) See ECCN 0A919 for “military commodities” located and produced outside the United States that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. through d. [Reserved]

e. “Equipment” “specially designed” for military use and for the dissemination of any of the riot control agents controlled in ECCN 1C607.a.

f. Protection “equipment” (including air conditioning units, protective coatings, and protective clothing):

f.1. Not controlled by USML Category XIV(f); and

f.2. “Specially designed” for military use and for defense against:

f.2.1. Materials specified by USML Category XIV (a) or (b); or

f.2.2. Riot control agents controlled in 1C607.a.

g. Decontamination “equipment” :

g.1. Not controlled by USML Category XIV(f); and

g.2. “Specially designed” for military use and for decontamination of objects contaminated with materials controlled by USML Category XIV(a) or (b).

h. “Equipment” :

h.1. Not controlled by USML Category XIV(f); and

h.2. “Specially designed” for military use and for the detection or identification of:

h.2.1. Materials specified by USML Category XIV(a) or (b); or

h.2.2. Riot control agents controlled by ECCN 1C607.a.

i. [Reserved]

j. “Equipment” “specially designed” to:

j.1. Interface with a detector, shelter, vehicle, vessel, or aircraft controlled by the USML or a “600 series” ECCN ; and

j.2. Collect and process samples of articles controlled in USML Category XIV(a) or (b).

k. Medical countermeasures that are “specially designed” for military use (including pre- and post-treatments, antidotes, and medical diagnostics) and “specially designed” to counter chemical agents controlled by the USML Category XIV(a).

Note:

Examples of “equipment” controlled by this entry are barrier and non-barrier creams and filled autoinjectors (e.g., combopens where one injector contains 2-PAM and the other atropine) if “specially designed” to counter such agents.

l. through w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity controlled by ECCN 1A607.e, .f, .g, .h, or .j or for a defense article controlled by USML Category XIV(f) and that are not enumerated or otherwise described elsewhere in the USML.

1A613 Armored and protective “equipment” and related commodities, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry except 1A613.yNS Column 1.
RS applies to entire entry except 1A613.yRS Column 1.
RS applies 1A613.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 1A613.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1A613. List of Items Controlled Related Controls: (1) Defense articles, such as materials made from classified information, that are controlled by USML Category X or XIII of the ITAR, and technical data (including software) directly related thereto, are “subject to the ITAR.” (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. (3) See ECCN 9A610.g for anti-gravity suits (“G-suits”) and pressure suits capable of operating at altitudes higher than 55,000 feet above sea level. (4) For other military helmet “components” or “accessories” not specified in 1A613.c, see the relevant ECCN in the CCL or USML Entry. Related Definitions: References to “NIJ Type” protection are to the National Institute of Justice Classification guide at NIJ Standard 0101.06, Ballistic Resistance of Body Armor, and NIJ Standard 0108.01, Ballistic Resistant Protective Materials. Items:

a. Metallic or non-metallic armored plate “specially designed” for military use and not controlled by the USML.

Note to paragraph a:

For controls on body armor plates, see ECCN 1A613.d.2 and USML Category X(a)(1).

b. Shelters “specially designed” to:

b.1. Provide ballistic protection for military systems; or

b.2. Protect against nuclear, biological, or chemical contamination.

c. Military helmets (other than helmets controlled under 1A613.y.1) providing less than NIJ Type IV or “equivalent standards” protection.

Note 1:

See ECCN 0A979 for controls on police helmets.

Note 2: See USML Category X(a)(5) and (a)(6) for controls on other military helmets.

Note 3: 1A613.c does not apply to helmets that meet all the following:

a. Were first manufactured before 1970; and

b. Are neither designed or modified to accept, nor equipped with items specified by the U.S. Munitions List (22 CFR 121) or another “600 series” ECCN .

d. Body armor and protective garments, as follows:

d.1. Soft body armor and protective garments manufactured to military standards or specifications, or to their equivalents, that provide ballistic protection equal to or less than NIJ level III (NIJ 0101.06, July 2008) or “equivalent standards” ; or

Note:

For 1A613.d.1, military standards or specifications include, at a minimum, specifications for fragmentation protection.

d.2. Hard body armor plates that provide ballistic protection equal to NIJ level III (NIJ 0101.06, July 2008) or “equivalent standards” .

Note:

See ECCN 1A005 for controls on soft body armor not manufactured to military standards or specifications and hard body armor plates providing less than NIJ level III or “equivalent standards” protection. For body armor providing NIJ Type IV protection or greater, see USML Category X(a)(1).

e. Atmospheric diving suits “specially designed” for rescue operations for submarines controlled by the USML or the CCL .

f. Other personal protective “equipment” “specially designed” for military applications not controlled by the USML, not elsewhere controlled on the CCL .

g. to w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity controlled by ECCN 1A613 (except for 1A613.y) or an article enumerated in USML Category X, and not controlled elsewhere in the USML.

Note:

1A613.x includes forgings, castings, and other unfinished products, such as extrusions and machined bodies, that have reached a stage in manufacturing where they are clearly identifiable by mechanical properties, material composition, geometry, or function as commodities specified in ECCN 1A613.x.

y. Other commodities as follows:

y.1 Conventional military steel helmets.

Note: 1A613.y.1 does not apply to helmets that meet all the following:

a. Were first manufactured before 1970; and

b. Are neither designed or modified to accept, nor equipped with items specified by the U.S. Munitions List (22 CFR 121) or another “600 series” ECCN .

N.B. to paragraph y.1: For other military helmet “components” or “accessories,” see the relevant ECCN in the CCL or USML Entry.

y.2 [Reserved]

1A984 Chemical agents, including tear gas formulation containing 1 percent or less of orthochlorobenzalmalononitrile (CS), or 1 percent or less of chloroacetophenone (CN), except in individual containers with a net weight of 20 grams or less; liquid pepper except when packaged in individual containers with a net weight of 3 ounces (85.05 grams) or less; smoke bombs; non-irritant smoke flares, canisters, grenades and charges; and other pyrotechnic articles having dual military and commercial use, and “parts” and “components” “specially designed” therefor, n.e.s. License Requirements Reason for Control: CC
Control(s) Country chart
(see supp. No. 1
to part 738)
CC applies to entire entryCC Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

1A985 Fingerprinting powders, dyes, and inks. License Requirements Reason for Control: CC
Control(s) Country Chart (See Supp. No. 1 to part 738)
CC applies to entire entryCC Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See 3A981. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1A995 Protective and detection equipment not “specially designed” for military use and not controlled by ECCN 1A004 or ECCN 2B351, as follows (see List of Items Controlled), and “parts” and “components” not “specially designed” for military use and not controlled by ECCN 1A004 or ECCN 2B351 therefor. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related controls: See ECCN s 1A004, 2B351, and 2B352. Related Definitions: N/A Items: a. Personal radiation monitoring dosimeters;

b. Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry.

Note:

This entry (1A995) does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks. Such items are classified as EAR 99.

1A999 Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT Control(s): Country Chart. AT applies to entire entry. A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information. List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Radiation detection, monitoring and measurement equipment, n.e.s.;

b. Radiographic detection equipment such as x-ray converters, and storage phosphor image plates.

B. “Test”, “Inspection” and “Production Equipment” 1B001 Equipment for the production or inspection of “composite” structures or laminates controlled by 1A002 or “fibrous or filamentary materials” controlled by 1C010, as follows (see List of Items Controlled), and “specially designed” “components” and “accessories” therefor. License Requirements Reason for Control: NS, MT, NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to entire entry, except 1B001.d.4, e and f. Note: MT applies to equipment in 1B001.d that meet or exceed the parameters of 1B101MT Column 1
NP applies to filament winding machines described in 1B001.a that are capable of winding cylindrical rotors having a diameter between 75 mm (3 in) and 400 mm (16 in) and lengths of 600 mm (24 in) or greater; AND coordinating and programming controls and precision mandrels for these filament winding machinesNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A for MT and for 1B001.a; $5000 for all other items GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 1D001 for software for items controlled by this entry and see ECCN s 1E001 ( “development” and “production” ) and 1E101 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN s 1B101 and 1B201. Related Definitions: N/A Items:

a. Filament winding machines, of which the motions for positioning, wrapping and winding fibers are coordinated and programmed in three or more 'primary servo positioning' axes, “specially designed” for the manufacture of “composite” structures or laminates, from “fibrous or filamentary materials”;

b. 'Tape laying machines', of which the motions for positioning and laying tape are coordinated and programmed in five or more 'primary servo positioning' axes, “specially designed” for the manufacture of “composite” airframe or missile structures;

Technical Note:

For the purposes of 1B001.b, 'tape-laying machines' have the ability to lay one or more 'filament bands' limited to widths greater than 25.4 mm and less than or equal to 304.8 mm, and to cut and restart individual 'filament band' courses during the laying process.

c. Multidirectional, multidimensional weaving machines or interlacing machines, including adapters and modification kits, “specially designed” or modified for weaving, interlacing or braiding fibers for “composite” structures;

Technical Note:

For the purposes of 1B001.c the technique of interlacing includes knitting.

d. Equipment “specially designed” or adapted for the production of reinforcement fibers, as follows:

d.1. Equipment for converting polymeric fibers (such as polyacrylonitrile, rayon, pitch or polycarbosilane) into carbon fibers or silicon carbide fibers, including special equipment to strain the fiber during heating;

d.2. Equipment for the chemical vapor deposition of elements or compounds, on heated filamentary substrates, to manufacture silicon carbide fibers;

d.3. Equipment for the wet-spinning of refractory ceramics (such as aluminum oxide);

d.4. Equipment for converting aluminum containing precursor fibers into alumina fibers by heat treatment;

e. Equipment for producing prepregs controlled by 1C010.e by the hot melt method;

f. Non-destructive inspection equipment “specially designed” for “composite” materials, as follows:

f.1. X-ray tomography systems for three dimensional defect inspection;

f.2. Numerically controlled ultrasonic testing machines of which the motions for positioning transmitters or receivers are simultaneously coordinated and programmed in four or more axes to follow the three dimensional contours of the “part” or “component” under inspection;

g. Tow-placement machines, of which the motions for positioning and laying tows are coordinated and programmed in two or more 'primary servo positioning' axes, “specially designed” for the manufacture of “composite” airframe or missile structures.

Technical Note to 1B001.g:

For the purposes of 1B001.g, 'tow-placement machines' have the ability to place one or more 'filament bands' having widths less than or equal to 25.4 mm, and to cut and restart individual 'filament band' courses during the placement process.

Technical Notes for 1B001:

1. For the purposes of 1B001, 'primary servo positioning' axes control, under computer “program” direction, the position of the end effector (i.e., head) in space relative to the work piece at the correct orientation and direction to achieve the desired process.

2. For the purposes of 1B001, a 'filament band' is a single continuous width of fully or partially resin-impregnated tape, tow or fiber. Fully or partially resin-impregnated 'filament bands' include those coated with dry powder that tacks upon heating.

1B002 Equipment designed to produce metal alloy powder or particulate materials and having any of the following (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart
(See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $5000 GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. “Specially designed” to avoid contamination; and

b. “Specially designed” for use in one of the processes specified by 1C002.c.2.

1B003 Tools, dies, molds or fixtures, for “superplastic forming” or “diffusion bonding” titanium, aluminum or their alloys, “specially designed” for the manufacture of any of the following (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $5000 GBS: N/A List of Items Controlled Related Controls: For “specially designed” “production equipment” of systems, sub-systems, and “parts” and “components” controlled by 9A005 to 9A009, 9A011, 9A101, 9A105 to 9A109, 9A111, and 9A116 to 9A120 usable in “missiles,” see 9B115. Related Definitions: N/A Items: a. Airframe or aerospace structures;

b. “Aircraft” or aerospace engines; or

c. “Specially designed” “parts” and “components” for structures specified by 1B003.a or for engines specified by 1B003.b.

1B018 Items on the Wassenaar Arrangement Munitions List (see List of Items Controlled). License Requirements Reason for Control: NS, MT, RS, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1.
MT applies to equipment for the “production” of rocket propellantsMT Column 1.
RS applies to 1B018.aRS Column 2.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $3000 for 1B018.a for countries WITHOUT an “X” in RS Column 2 on the Country Chart contained in Supplement No. 1 to part 738 of the EAR ; $5000 for 1B018.b. GBS: N/A List of Items Controlled Related Controls: See ECCN 1B608.a, .b, and .x for items that, immediately prior to July 1, 2014, were classified under 1B018.a. Related Definitions: N/A Items: a. [Reserved]

b. [Reserved]

1B101 Equipment, other than that controlled by 1B001, for the “production” of structural composites, fibers, prepregs or preforms, usable for rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km and their subsystems, as follows (see List of Items Controlled); and “specially designed” “parts,” “components” and “accessories” therefor. License Requirements Reason for Control:MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to filament winding machines described in 1B101.a that are capable of winding cylindrical rotors having a diameter between 75 mm (3 in.) and 400 mm (16 in.) and lengths of 600 mm (24 in.) or greater AND to coordinating and programming controls and precision mandrels for these filament winding machinesNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN 1D101 for software for items controlled by this entry and see ECCN s 1E001 ( “development” and “production” ) and 1E101 ( “use” ) for technology for items controlled by this entry. Also see 1B201. Related Definitions: Examples of “parts,” “components” and accessories for the machines controlled by this entry are molds, mandrels, dies, fixtures and tooling for the preform pressing, curing, casting, sintering or bonding of composite structures, laminates and manufactures thereof. Items: a. Filament winding machines or 'fiber/tow-placement machines,' of which the motions for positioning, wrapping and winding fibers can be coordinated and programmed in three or more axes, designed to fabricate composite structures or laminates from fibrous or filamentary materials, and coordinating and programming controls;

b. 'Tape-laying machines' of which the motions for positioning and laying tape can be coordinated and programmed in two or more axes, designed for the manufacture of composite airframe and missile structures;

Technical Notes for paragraphs a and b:

For the purposes of 1B101.a. and 1B101.b., the following definitions apply:

1. 'Fiber/tow-placement machines' and 'tape-laying machines' are machines that perform similar processes that use computer-guided heads to lay one or several 'filament bands' onto a mold to create a part or a structure. These machines have the ability to cut and restart individual 'filament band' courses during the laying process.

2. A 'filament band' is a single continuous width of fully or partially resin-impregnated tape, tow, or fiber. Fully or partially resin-impregnated 'filament bands' include those coated with dry powder that tacks upon heating.

3. 'Fiber/tow-placement machines' have the ability to place one or more 'filament bands' having widths less than or equal to 25.4 mm. This refers to the minimum width of material the machine can place, regardless of the upper capability of the machine.

4. 'Tape-laying machines' have the ability to place one or more 'filament bands' having widths less than or equal to 304.8 mm, but cannot place 'filament bands' with a width equal to or less than 25.4 mm. This refers to the minimum width of material the machine can place, regardless of the upper capability of the machine.

c. Equipment designed or modified for the “production” of “fibrous or filamentary materials” as follows:

c.1. Equipment for converting polymeric fibers (such as polyacrylonitrile, rayon or polycarbosilane) including special provision to strain the fiber during heating;

c.2. Equipment for the vapor deposition of elements or compounds on heated filament substrates; and

c.3. Equipment for the wet-spinning of refractory ceramics (such as aluminum oxide);

d. Equipment designed or modified for special fiber surface treatment or for producing prepregs and preforms controlled by 9A110.

Note:

Equipment covered in 1B101.d includes but is not limited to, rollers, tension stretchers, coating equipment, cutting equipment and clicker dies.

1B102 Metal powder “production equipment,” other than that specified in 1B002, and “parts” and “components” as follows (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: 1. See also 1B115.b. Related Definitions: N/A Items: a. Metal powder “production equipment” usable for the “production” , in a controlled environment, of spherical, spheroidal or atomized materials specified in 1C011.a., 1C011.b., 1C111.a.1., 1C111.a.2., or controlled for MT reasons in Category V of the USML.

b. “Specially designed” “parts” and “components” for “production equipment” specified in 1B002 or 1B102.a.

Note:

1B102 includes:

a. Plasma generators (high frequency arc-jet) usable for obtaining sputtered or spherical metallic powders with organization of the process in an argon-water environment;

b. Electroburst equipment usable for obtaining sputtered or spherical metallic powders with organization of the process in an argon-water environment;

c. Equipment usable for the “production” of spherical aluminum powders by powdering a melt in an inert medium (e.g., nitrogen).

1B115 “Equipment, other than that controlled in 1B002 or 1B102, for the “production” of propellant or propellant constituents (see List of Items Controlled), and “specially designed” “parts” and “components” therefor. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: For the control of batch mixers, continuous mixers and fluid energy mills, see 1B117, 1B118 and 1B119. Related Definitions: N/A Items: a. “Production equipment” for the “production” , handling or acceptance testing of liquid propellants or propellant constituents controlled by 1C011.a, 1C011.b, 1C111 or on the U.S. Munitions List;

b. “Production equipment,” for the production, handling, mixing, curing, casting, pressing, machining, extruding or acceptance testing of solid propellants or propellant constituents described in 1C011.a, 1C011.b or 1C111, or on the U.S. Munitions List.

Note:

1B115.b does not control batch mixers, continuous mixers or fluid energy mills. For the control of batch mixers, continuous mixers and fluid energy mills see 1B117, 1B118, and 1B119.

Note 1:

[Reserved]

Note 2:

1B115 does not control equipment for the “production,” handling and acceptance testing of boron carbide.

1B116 “Specially Designed” nozzles for producing pyrolitically derived materials formed on a mold, mandrel or other substrate from precursor gases which decompose in the 1,573 K (1,300 °C) to 3,173 K (2,900 °C) temperature range at pressures of 130 Pa to 20 kPa. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1B117 Batch mixers having all of the following (see List of Items Controlled), and “specially designed” “parts” and “components” therefor. License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See 1B115, 1B118, and 1B119. Related Definitions: N/A Items: a. Capable of mixing under vacuum in the range from zero to 13.326 kPa;

b. Capable of controlling the temperature of the mixing chamber;

c. A total volumetric capacity of 110 liters (30 gallons) or more; and

d. At least one 'mixing/kneading shaft' mounted off center.

Note to paragraph d:

In 1B117.d. the term 'mixing/kneading shaft' does not refer to deagglomerators or knife-spindles.

1B118 Continuous mixers having all of the following (see List of Items Controlled), and “specially designed” “parts” and “components” therefor. License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See 1B115, 1B117, and 1B119. Related Definitions: N/A Items: a. Capable of mixing under vacuum in the range from zero to 13.326 kPa;

b. Capable of controlling the temperature of the mixing chamber; and

c. Either of the following:

c.1. Two or more mixing/kneading shafts; or

c.2. A single rotating and oscillating shaft with kneading teeth/pins as well as kneading teeth/pins inside the casing of the mixing chamber.

1B119 Fluid energy mills usable for grinding or milling propellant or propellant constituents specified in 1C011.a, 1C011.b or 1C111, or on the U.S. Munitions List, and “specially designed” “parts” and “components” therefor. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See 1B115, 1B117 and 1B118. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1B201 Filament winding machines (other than those controlled by ECCN 1B001 or 1B101) and related equipment, as described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN 1D201 for software for items controlled by this entry and see ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Also see ECCN 1E203 for technology for the “development” of software controlled by ECCN 1D201. Related Definitions: N/A Items: a. Filament winding machines having all of the following characteristics:

a.1. Having motions for positioning, wrapping, and winding fibers coordinated and programmed in two or more axes;

a.2. “Specially Designed” to fabricate composite structures or laminates from “fibrous or filamentary materials”; and

a.3. Capable of winding cylindrical tubes with an internal diameter between 75 mm and 650 mm and lengths of 300 mm or greater;

b. Coordinating and programming controls for filament winding machines controlled by 1B201.a;

c. Precision mandrels for filament winding machines controlled by 1B201.a.

1B225 Electrolytic cells for fluorine production with a production capacity greater than 250 g of fluorine per hour. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) See ECCN 1B999 for specific processing equipment, n.e.s. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1B226 Electromagnetic isotope separators designed for, or equipped with, single or multiple ion sources capable of providing a total ion beam current of 50 mA or greater. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Electromagnetic isotope separators “specially designed” or prepared for use in separating uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A ECCN Controls: This entry includes separators capable of enriching stable isotopes and separators with the ion sources and collectors both in the magnetic field and those configurations in which they are external to the field. Items: The list of items controlled is contained in the ECCN heading. 1B228 Hydrogen cryogenic distillation columns having all of the characteristics described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Equipment “specially designed” or prepared for the production of heavy water is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: (1) The term “fine grain stainless steels,” for purposes of this ECCN , means fine grain austenitic stainless steels with an ASTM (or equivalent standard) grain size number of 5 or greater. (2) The term “effective length,” for purposes of this ECCN , means the active height of packing material in a packed-type column, or the active height of internal contactor plates in a plate-type column. Items: a. Designed to operate with internal temperatures of 35 K (−238 °C) or less;

b. Designed to operate at an internal pressure of 0.5 to 5 MPa (5 to 50 atmospheres);

c. Constructed of “fine-grain stainless steels” of the 300 series with low sulphur content or equivalent cryogenic and H2-compatible materials; and

d. With internal diameters of 30 cm or greater and “effective lengths” of 4 m or greater.

1B230 Pumps capable of circulating solutions of concentrated or dilute potassium amide catalyst in liquid ammonia (KNH2/NH3), having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Equipment “specially designed” or prepared for the production of heavy water is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. Airtight (i.e., hermetically sealed);

b. A capacity greater than 8.5 m 3/h; and

c. Either of the following characteristics:

c.1. For concentrated potassium amide solutions (1% or greater), an operating pressure of 1.5 to 60 MPa (15-600 atmospheres); or

c.2. For dilute potassium amide solutions (less than 1%), an operating pressure of 20 to 60 MPa (200-600 atmospheres).

1B231 Tritium facilities or plants, and equipment therefor, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Tritium, tritium compounds, and mixtures containing tritium are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items:

a. Facilities or plant for the production, recovery, extraction, concentration, or handling of tritium;

b. Equipment for tritium facilities or plant, as follows:

b.1. Hydrogen or helium refrigeration units capable of cooling to 23 K (−250 °C) or less, with heat removal capacity greater than 150 watts; or

b.2. Hydrogen isotope storage or hydrogen isotope purification systems using metal hydrides as the storage, or purification medium.

1B232 Turboexpanders or turboexpander-compressor sets having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Equipment “specially designed” or prepared for the production of heavy water is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. Designed for operation with an outlet temperature of 35 K (−238 °C) or less; and

b. Designed for a throughput of hydrogen gas of 1,000 kg/h or greater.

1B233 Lithium isotope separation facilities or plants, and systems and equipment therefor (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to 1B233.bNP Column 1
AT applies to 1B233.bAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 1E001 ( “development” and “production” ) and ECCN 1E201 ( “use” ) for technology for items described in this entry. (2) Facilities and plants described in 1B233.a are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (3) Certain lithium isotope separation equipment and components for the plasma separation process (PSP) that are described in 1B233.b through .d are also directly applicable to uranium isotope separation and are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Facilities or plants for the separation of lithium isotopes;

b. Equipment for the separation of lithium isotopes based on the lithium-mercury amalgam process, as follows:

b.1. Packed liquid-liquid exchange columns “specially designed” for lithium amalgams;

b.2. Mercury and/or lithium amalgam pumps;

b.3. Lithium amalgam electrolysis cells;

b.4. Evaporators for concentrated lithium hydroxide solution.

c. Ion exchange systems “specially designed” for lithium isotope separation, and “specially designed” component parts therefor;

d. Chemical exchange systems (employing crown ethers, cryptands, or lariat ethers) “specially designed” for lithium isotope separation, and “specially designed” component parts therefor.

1B234 High explosive containment vessels, chambers, containers, and other similar containment devices, not enumerated in ECCN 1B608 or in USML Category IV or V of the ITAR, designed for the testing of high explosives or explosive devices and having both of the characteristics described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart (see Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Devices “specially designed” for the handling, control, activation, monitoring, detection, protection, discharge, or detonation of the articles enumerated in USML Category IV(a) and (b) are controlled by USML Category IV(c) of the ITAR (see 22 CFR parts 120 through 130). (2) See USML Category V of the ITAR (22 CFR parts 120 through 130) for devices identified therein that are “specially designed” to fully contain explosives enumerated in USML Category V. (3) Also see ECCN 1B608 for “equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of items controlled by ECCN 1C608 or USML Category V and not elsewhere specified on the USML. Related Definitions: N/A Items: a. Designed to fully contain an explosion equivalent to 2 kg of TNT or greater; and

b. Having design elements or features enabling real time or delayed transfer of diagnostic or measurement information.

1B607 Military test, inspection, and production “equipment” and related commodities “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities identified in ECCN 1A607 or 1C607, or defense articles enumerated or otherwise described in USML Category XIV (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to Part 738)
NS applies to entire entryNS Column 1.
RS applies to entire entryRS Column 1.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1B607. List of Items Controlled Related Controls: (1) See ECCN 2B350 for controls on certain incinerators. (2) See ECCN 0A919 for “military commodities” located and produced outside the United States that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. “Equipment” “specially designed” for the destruction of the chemical agents controlled by USML Category XIV(a). Note to 1B607.a:

ECCN 1B607.a includes controls over facilities “specially designed” for destruction operations. This paragraph .a does not control incinerators and “specially designed” handling facilities or “specially designed” waste supply systems therefor.

b. Test facilities and “equipment” “specially designed” for military certification, qualification, or testing of commodities controlled by ECCN 1A607.e, .f, .g, .h, or .j or by USML Category XIV(f), except for XIV(f)(1).

c. Tooling and “equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by ECCN 1A607.e, .f .g, .h, or .j or USML Category XIV(f).

d. through w. [Reserved]

x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a commodity controlled by ECCN 1B607.b or .c, or for a defense article controlled by USML Category XIV(f), and that are not enumerated or otherwise described elsewhere in the USML.

1B608 Test, inspection, and production “equipment” and related commodities “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities enumerated in ECCN 1C608 or USML Category V (see List of Items Controlled). License Requirements Reason for Control: NS, RS, MT, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
MT applies to equipment “specially designed” for MT-controlled commodities in ECCN 1C608 or MT articles in USML Category VMT Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1B608. List of Items Controlled Related Controls: (1) Defense articles that are enumerated in USML Category V, and technical data (including software) directly related thereto, are “subject to the ITAR” . (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. (3) See ECCN 1B115 for controls on “production equipment,” not controlled by this ECCN 1B608, for propellants or propellant constituents described in ECCN 1C011.a, 1C011.b, or 1C111 or in USML Category V. Related Definitions: N/A Items: a. “Equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of items controlled by ECCN 1C608 or USML Category V and not elsewhere specified on the USML. Note to paragraph a:

ECCN 1B608.a. includes: (1) Continuous nitrators; (2) dehydration presses;

(3) cutting machines for the sizing of extruded propellants; (4) sweetie barrels (tumblers) 6 feet or more in diameter and having over 500 pounds product capacity; (5) convection current converters for the conversion of materials listed in USML Category V(c)(2); and (6) extrusion presses for the extrusion of small arms, cannon and rocket propellants.

b. Complete installations “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of items controlled by ECCN 1C608 or USML Category V and not elsewhere specified on the USML.

c. Environmental test facilities “specially designed” for the certification, qualification, or testing of items controlled by ECCN 1C608 or USML Category V.

d. through w. [Reserved]

x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for a commodity subject to control in this ECCN or a defense article in USML Category V and not elsewhere specified on the USML.

1B613 Test, inspection, and “production” “equipment” and related commodities “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by ECCN 1A613 or USML Category X, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $1500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1B613. List of Items Controlled Related Controls: See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. Test, inspection, and “production” “equipment,” not controlled by USML Category X(c), that is “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by ECCN 1A613 or USML Category X.

b. Plasma pressure compaction (P2C) “equipment” “specially designed” for the “production” of ceramic or composite body armor plates controlled by ECCN 1A613 or USML Category X.

1B999 Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT, RS.
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryA license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT license requirements for this entry. See § 742.19 of the EAR for additional information.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 1B001, 1B101, 1B201, 1B225 and 1D999. Related Definitions: N/A Items: a. Electrolytic cells for fluorine production, n.e.s.;

b. Particle accelerators;

c. Industrial process control hardware/systems designed for power industries, n.e.s.;

d. Freon and chilled water cooling systems capable of continuous cooling duties of 100,000 BTU/hr (29.3 kW) or greater;

e. Equipment for the production of structural composites, fibers, prepregs and preforms, n.e.s.

C. “Materials” Technical Note:

Metals and alloys: Unless provision to the contrary is made, the words “metals” and “alloys” in 1C001 to 1C011 cover crude and semi-fabricated forms, as follows:

Crude forms: Anodes, balls, bars (including notched bars and wire bars), billets, blocks, blooms, brickets, cakes, cathodes, crystals, cubes, dice, grains, granules, ingots, lumps, pellets, pigs, powder, rondelles, shot, slabs, slugs, sponge, sticks;

Semi-fabricated forms (whether or not coated, plated, drilled or punched):

a. Wrought or worked materials fabricated by rolling, drawing, extruding, forging, impact extruding, pressing, graining, atomizing, and grinding, i.e.: angles, channels, circles, discs, dust, flakes, foils and leaf, forging, plate, powder, pressings and stampings, ribbons, rings, rods (including bare welding rods, wire rods, and rolled wire), sections, shapes, sheets, strip, pipe and tubes (including tube rounds, squares, and hollows), drawn or extruded wire;

b. Cast material produced by casting in sand, die, metal, plaster or other types of molds, including high pressure castings, sintered forms, and forms made by powder metallurgy.

The object of the control should not be defeated by the export of non-listed forms alleged to be finished products but representing in reality crude forms or semi-fabricated forms.

1C001 Materials “specially designed” for absorbing electromagnetic radiation, or intrinsically conductive polymers, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, MT, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
MT applies to items that meet or exceed the parameters of ECCN 1C101MT Column 1
AT applies to entire entryAT Column 1
Reporting Requirements

See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: License Exception STA may not be used to ship any item in this entry to any of the destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR ). List of Items Controlled Related Controls: See also 1C101. Related Definitions: N/A Items:

a. Materials for absorbing frequencies exceeding 2 × 10 8 Hz but less than 3 × 10 12 Hz.

Note 1:

1C001.a does not control:

a. Hair type absorbers, constructed of natural or synthetic fibers, with non-magnetic loading to provide absorption;

b. Absorbers having no magnetic loss and whose incident surface is non-planar in shape, including pyramids, cones, wedges and convoluted surfaces;

c. Planar absorbers, having all of the following:

1. Made from any of the following:

a. Plastic foam materials (flexible or non-flexible) with carbon-loading, or organic materials, including binders, providing more than 5% echo compared with metal over a bandwidth exceeding ±15% of the center frequency of the incident energy, and not capable of withstanding temperatures exceeding 450 K (177 °C); or

b. Ceramic materials providing more than 20% echo compared with metal over a bandwidth exceeding ±15% of the center frequency of the incident energy, and not capable of withstanding temperatures exceeding 800 K (527 °C);

Technical Note:

For the purposes of 1C001.a Note 1.c.1, absorption test samples should be a square at least 5 wavelengths of the center frequency on a side and positioned in the far field of the radiating element.

2. Tensile strength less than 7 × 10 6 N/m 2; and

3. Compressive strength less than 14 × 10 6 N/m 2;

d. Planar absorbers made of sintered ferrite, having all of the following:

1. A specific gravity exceeding 4.4; and

2. A maximum operating temperature of 548 K (275 °C) or less;

e. Planar absorbers having no magnetic loss and fabricated from 'open-cell foams' plastic material with a density of 0.15 grams/cm 3 or less.

Technical Note:

For the purposes of 1C001.a Note e., 'open-cell foams' are flexible and porous materials, having an inner structure open to the atmosphere. 'Open-cell foams' are also known as reticulated foams.

Note 2:

Nothing in Note 1 releases magnetic materials to provide absorption when contained in paint.

b. Materials not transparent to visible light and “specially designed” for absorbing near-infrared radiation having a wavelength exceeding 810 nm but less than 2,000 nm (frequencies exceeding 150 THz but less than 370 THz);

Note:

1C001.b does not apply to materials, “specially designed” or formulated for any of the following applications:

a. “Laser” marking of polymers; or

b. “Laser” welding of polymers.

c. Intrinsically conductive polymeric materials with a 'bulk electrical conductivity' exceeding 10,000 S/m (Siemens per meter) or a 'sheet (surface) resistivity' of less than 100 ohms/square, based on any of the following polymers:

c.1. Polyaniline;

c.2. Polypyrrole;

c.3. Polythiophene;

c.4. Poly phenylene-vinylene; or

c.5. Poly thienylene-vinylene.

Note:

1C001.c does not apply to materials in a liquid form.

Technical Note:

For the purposes of 1C001.c, 'bulk electrical conductivity' and 'sheet (surface) resistivity' should be determined using ASTM D-257 or national equivalents.

1C002 Metal alloys, metal alloy powder and alloyed materials, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
NP applies to 1C002.b.3 or b.4 if they exceed the parameters stated in 1C202NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000; N/A for NP GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN 1C202. (3) Aluminum alloys and titanium alloys in physical forms and finished products “especially designed” or prepared for use in separating uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definition: N/A Items: Note:

1C002 does not control metal alloys, metal alloy powder and alloyed materials, specially formulated for coating purposes.

Technical Note:

For the purposes of 1C002, metal alloys are those containing a higher percentage by weight of the stated metal than of any other element.

a. Aluminides, as follows:

a.1. Nickel aluminides containing a minimum of 15% by weight aluminum, a maximum of 38% by weight aluminum and at least one additional alloying element;

a.2. Titanium aluminides containing 10% by weight or more aluminum and at least one additional alloying element;

b. Metal alloys, as follows, made from the powder or particulate material controlled by 1C002.c:

b.1. Nickel alloys having any of the following:

b.1.a. A 'stress-rupture life' of 10,000 hours or longer at 923 K (650 °C) at a stress of 676 MPa; or

b.1.b. A 'low cycle fatigue life' of 10,000 cycles or more at 823 K (550 °C) at a maximum stress of 1,095 MPa;

b.2. Niobium alloys having any of the following:

b.2.a. A 'stress-rupture life' of 10,000 hours or longer at 1,073 K (800 °C) at a stress of 400 MPa; or

b.2.b. A 'low cycle fatigue life' of 10,000 cycles or more at 973 K (700 °C) at a maximum stress of 700 MPa;

b.3. Titanium alloys having any of the following:

b.3.a. A 'stress-rupture life' of 10,000 hours or longer at 723 K (450 °C) at a stress of 200 MPa; or

b.3.b. A 'low cycle fatigue life' of 10,000 cycles or more at 723 K (450 °C) at a maximum stress of 400 MPa;

b.4 Aluminum alloys having any of the following:

b.4.a. A tensile strength of 240 MPa or more at 473 K (200 °C); or

b.4.b. A tensile strength of 415 MPa or more at 298 K (25 °C);

b.5. Magnesium alloys having all the following:

b.5.a. A tensile strength of 345 MPa or more; and

b.5.b. A corrosion rate of less than 1 mm/year in 3% sodium chloride aqueous solution measured in accordance with ASTM standard G-31 or national equivalents;

Technical Notes:

For the purposes of 1C002.b:

1. 'Stress-rupture life' should be measured in accordance with ASTM standard E-139 or national equivalents.

2. 'Low cycle fatigue life' should be measured in accordance with ASTM Standard E-606 'Recommended Practice for Constant-Amplitude Low-Cycle Fatigue Testing' or national equivalents. Testing should be axial with an average stress ratio equal to 1 and a stress-concentration factor (Kt) equal to 1. The average stress ratio is defined as maximum stress minus minimum stress divided by maximum stress.

c. Metal alloy powder or particulate material, having all of the following:

c.1. Made from any of the following composition systems:

Technical Note:

For the purposes of 1C002.c.1, X equals one or more alloying elements.

c.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al) qualified for turbine engine “parts” or “components,” i.e., with less than 3 non-metallic particles (introduced during the manufacturing process) larger than 100 µm in 109 alloy particles;

c.1.b. Niobium alloys (Nb-Al-X or Nb-X-Al, Nb-Si-X or Nb-X-Si, Nb-Ti-X or Nb-X-Ti);

c.1.c. Titanium alloys (Ti-Al-X or Ti-X-Al);

c.1.d. Aluminum alloys (Al-Mg-X or Al-X-Mg, Al-Zn-X or Al-X-Zn, Al-Fe-X or Al-X-Fe); or

c.1.e. Magnesium alloys (Mg-Al-X or Mg-X-Al);

c.2. Made in a controlled environment by any of the following processes:

c.2.a. 'Vacuum atomization';

c.2.b. 'Gas atomization';

c.2.c. 'Rotary atomization';

c.2.d. 'Splat quenching';

c.2.e. 'Melt spinning' and 'comminution';

c.2.f. 'Melt extraction' and 'comminution';

c.2.g. 'Mechanical alloying'; or

c.2.h. 'Plasma atomization'; and

c.3. Capable of forming materials controlled by 1C002.a or 1C002.b;

d. Alloyed materials, having all the following:

d.1. Made from any of the composition systems specified by 1C002.c.1;

d.2. In the form of uncomminuted flakes, ribbons or thin rods; and

d.3. Produced in a controlled environment by any of the following:

d.3.a. 'Splat quenching';

d.3.b. 'Melt spinning'; or

d.3.c. 'Melt extraction'.

Technical Notes:

For the purposes of 1C002:

1. 'Vacuum atomization' is a process to reduce a molten stream of metal to droplets of a diameter of 500 µm or less by the rapid evolution of a dissolved gas upon exposure to a vacuum.

2. 'Gas atomization' is a process to reduce a molten stream of metal alloy to droplets of 500 µm diameter or less by a high pressure gas stream.

3. 'Rotary atomization' is a process to reduce a stream or pool of molten metal to droplets of a diameter of 500 µm or less by centrifugal force.

4. 'Splat quenching' is a process to 'solidify rapidly' a molten metal stream impinging upon a chilled block, forming a flake-like product.

5. 'Melt spinning' is a process to 'solidify rapidly' a molten metal stream impinging upon a rotating chilled block, forming a flake, ribbon or rod-like product.

6. 'Comminution' is a process to reduce a material to particles by crushing or grinding.

7. 'Melt extraction' is a process to 'solidify rapidly' and extract a ribbon-like alloy product by the insertion of a short segment of a rotating chilled block into a bath of a molten metal alloy.

8. 'Mechanical alloying' is an alloying process resulting from the bonding, fracturing and rebonding of elemental and master alloy powders by mechanical impact. Non-metallic particles may be incorporated in the alloy by addition of the appropriate powders.

9. 'Plasma atomization' is a process to reduce a molten stream or solid metal to droplets of 500 µm diameter or less, using plasma torches in an inert gas environment.

10. For the purposes of 1C002 Technical Notes, 'solidify rapidly' is a process involving the solidification of molten material at cooling rates exceeding 1000 K/sec.

1C003 Magnetic metals, of all types and of whatever form, having any of the following (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000 GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. Initial relative permeability of 120,000 or more and a thickness of 0.05 mm or less;

Technical Note:

For the purposes of 1C003.a, measurement of initial relative permeability must be performed on fully annealed materials.

b. Magnetostrictive alloys having any of the following:

b.1. A saturation magnetostriction of more than 5 × 104−4; or

b.2. A magnetomechanical coupling factor (k) of more than 0.8; or

c. Amorphous or 'nanocrystalline' alloy strips, having all of the following:

c.1. A composition having a minimum of 75% by weight of iron, cobalt or nickel;

c.2. A saturation magnetic induction (Bs) of 1.6 T or more; and

c.3. Any of the following:

c.3.a. A strip thickness of 0.02 mm or less; or

c.3.b. An electrical resistivity of 2 × 10−4 ohm cm or more.

Technical Note:

For the purposes of 1C003.c, 'nanocrystalline' materials are those materials having a crystal grain size of 50 nm or less, as determined by X-ray diffraction.

1C004 Uranium titanium alloys or tungsten alloys with a “matrix” based on iron, nickel or copper, having all of the following (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $3000 GBS: N/A List of Items Controlled Related Controls: See also 1C117 and 1C226. Related Definitions: N/A Items: a. A density exceeding 17.5 g/cm 3;

b. An elastic limit exceeding 880 MPa;

c. An ultimate tensile strength exceeding 1,270 MPa; and

d. An elongation exceeding 8%.

1C005 “Superconductive” “composite” conductors in lengths exceeding 100 m or with a mass exceeding 100 g, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500 GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

a. “Superconductive” “composite” conductors containing one or more niobium-titanium 'filaments', having all of the following:

a.1. Embedded in a “matrix” other than a copper or copper-based mixed “matrix” ; and

a.2. Having a cross-section area less than 0.28 × 10−4 mm 2 (6 µm in diameter for circular 'filaments');

b. “Superconductive” “composite” conductors consisting of one or more “superconductive” 'filaments' other than niobium-titanium, having all of the following:

b.1. A “critical temperature” at zero magnetic induction exceeding 9.85 K (−263.31 °C); and

b.2. Remaining in the “superconductive” state at a temperature of 4.2 K (−268.96 °C) when exposed to a magnetic field oriented in any direction perpendicular to the longitudinal axis of conductor and corresponding to a magnetic induction of 12 T with critical current density exceeding 1750 A/mm 2 on overall cross-section of the conductor.

c. “Superconductive” “composite” conductors consisting of one or more “superconductive” 'filaments' which remain “superconductive” above 115 K (−158.16 °C).

Technical Note:

For the purposes of 1C005, 'filaments' may be in wire, cylinder, film, tape or ribbon form.

1C006 Fluids and lubricating materials, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000 GBS: Yes for 1C006.d List of Items Controlled Related Controls: See also 1C996. Related Definitions: N/A Items:

a. [Reserved]

b. Lubricating materials containing, as their principal ingredients, phenylene or alkylphenylene ethers or thio-ethers, or their mixtures, containing more than two ether or thio-ether functions or mixtures thereof.

c. Damping or flotation fluids having all of the following:

c.1. Purity exceeding 99.8%;

c.2. Containing less than 25 particles of 200 µm or larger in size per 100 ml; and

c.3. Made from at least 85% of any of the following:

c.3.a. Dibromotetrafluoroethane (CAS 25497-30-7, 124-73-2, 27336-23-8);

c.3.b. Polychlorotrifluoroethylene (oily and waxy modifications only); or

c.3.c. Polybromotrifluoroethylene;

d. Fluorocarbon fluids designed for electronic cooling and having all of the following:

d.1. Containing 85% by weight or more of any of the following, or mixtures thereof:

d.1.a. Monomeric forms of perfluoropolyalkylether-triazines or perfluoroaliphatic-ethers;

d.1.b. Perfluoroalkylamines;

d.1.c. Perfluorocycloalkanes; or

d.1.d. Perfluoroalkanes;

d.2. Density at 298 K (25 °C) of 1.5 g/ml or more;

d.3. In a liquid state at 273 K (0 °C); and

d.4. Containing 60% or more by weight of fluorine.

Note:

1C006.d does not apply to materials specified and packaged as medical products.

1C007 Ceramic powders, ceramic “matrix” “composite” materials and 'precursor materials,' as follows (see List of Items Controlled). License Requirements Reason for Control: NS, MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to items in 1C007.c when the dielectric constant is less than 6 at any frequency from 100 MHz to 100 GHz for use in “missile” radomesMT Column 1
AT applies to entire entryAT Column 1
Reporting Requirements See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations. List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $5,000, except N/A for MT and for 1C007.e GBS: N/A Special Conditions for STA STA: License Exception STA may not be used to ship any item in 1C007.c entry to any of the destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR ). List of Items Controlled Related Controls: See also 1C107 Related Definitions: N/A Items: a. Ceramic powders of titanium diboride (TiB2) (CAS 12045-63-5) having total metallic impurities, excluding intentional additions, of less than 5,000 ppm, an average particle size equal to or less than 5 µm and no more than 10% of the particles larger than 10 µm;

b. [Reserved]

c. Ceramic “matrix” “composite” materials as follows:

c.1. Ceramic-ceramic “composite” materials with a glass or oxide- “matrix” and reinforced with any of the following:

c.1.a. Continuous fibers made from any of the following materials:

c.1.a.1. Al2O3 (CAS 1344-28-1); or

c.1.a.2. Si-C-N; or

Note:

1C007.c.1.a does not apply to “composites” containing fibers with a tensile strength of less than 700 MPa at 1,273 K (1,000 °C) or tensile creep resistance of more than 1% creep strain at 100 MPa load and 1,273 K (1,000 °C) for 100 hours.

c.1.b. Fibers being all of the following:

c.1.b.1. Made from any of the following materials:

c.1.b.1.a. Si-N;

c.1.b.1.b. Si-C;

c.1.b.1.c. Si-Al-O-N; or

c.1.b.1.d. Si-O-N; and

c.1.b.2. Having a “specific tensile strength” exceeding 12.7 × 10 3 m;

c.2. Ceramic “matrix” “composite” materials with a “matrix” formed of carbides or nitrides of silicon, zirconium or boron;

N.B.:

For items previously specified by 1C007.c see 1C007.c.1.b.

d. [Reserved]

N.B.:

For items previously specified by 1C007.d see 1C007.c.2.

e. 'Precursor materials' “specially designed” for the “production” of materials controlled by 1C007.c, as follows:

e.1. Polydiorganosilanes;

e.2. Polysilazanes;

e.3. Polycarbosilazanes;

Technical Note:

For the purposes of 1C007, 'precursor materials' are special purpose polymeric or metallo-organic materials used for the “production” of silicon carbide, silicon nitride, or ceramics with silicon, carbon and nitrogen.

f. [Reserved]

N.B.:

For items previously specified by 1C007.f see 1C007.c.1.a.

1C008 Non-fluorinated polymeric substances as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $200 GBS: N/A List of Items Controlled Related Controls: See also 1A003. Related Definitions: N/A Items:

a. Imides as follows:

a.1. Bismaleimides;

a.2. Aromatic polyamide-imides (PAI) having a 'glass transition temperature (Tg)' exceeding 563 K (290 °C);

a.3. Aromatic polyimides having a 'glass transition temperature (Tg)' exceeding 505 K (232 °C);

a.4. Aromatic polyetherimides having a 'glass transition temperature (Tg)' exceeding 563 K (290 °C);

Note:

1C008.a controls the substances in liquid or solid “fusible” form, including resin, powder, pellet, film, sheet, tape, or ribbon.

N.B.:

For non- “fusible” aromatic polyimides in film, sheet, tape, or ribbon form, see ECCN 1A003.

b. [Reserved]

c. [Reserved]

d. Polyarylene ketones;

e. Polyarylene sulfides, where the arylene group is biphenylene, triphenylene or combinations thereof;

f. Polybiphenylenethersulphone having a 'glass transition temperature (Tg)' exceeding 563 K (290 °C).

Technical Notes:

1. For the purposes of 1C008.a.2 thermoplastic materials, 1C008.a.4 materials, and 1C008.f materials, the 'glass transition temperature (Tg)' is determined using the method described in ISO 11357-2 (1999) or national equivalents.

2. For the purposes of 1C008.a.2 thermosetting materials and 1C008.a.3 materials, the 'glass transition temperature (Tg)' is determined using the 3-point bend method described in ASTM D 7028-07 or equivalent national standard. The test is to be performed using a dry test specimen which has attained a minimum of 90% degree of cure as specified by ASTM E 2160-04 or equivalent national standard, and was cured using the combination of standard- and post-cure processes that yield the highest Tg.

1C009 Unprocessed fluorinated compounds as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $5000 GBS: N/A List of Items Controlled Related Controls: See also 1A001. Related Definitions: N/A Items: a. [Reserved]

b. Fluorinated polyimides containing 10% by weight or more of combined fluorine;

c. Fluorinated phosphazene elastomers containing 30% by weight or more of combined fluorine.

1C010 “Fibrous or filamentary materials” as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
NP applies to 1C010.a (aramid “fibrous or filamentary materials”, b (carbon “fibrous and filamentary materials”), and e.1 for “fibrous and filamentary materials” that meet or exceed the control criteria of ECCN 1C210NP Column 1
AT applies to entire entryAT Column 1
Reporting Requirements

See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1500, N/A for NP GBS: N/A Special Conditions for STA STA: License Exception STA may not be used to ship any item in 1C010.c to any of the destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR ). List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN s 1C210 and 1C990. (3) See also 9C110 for material not controlled by 1C010.e, as defined by notes 1 or 2. Related Definitions: (1) “Specific modulus” : Young's modulus in pascals, equivalent to N/m2 divided by specific weight in N/m3, measured at a temperature of (296+2) K ((23+2) °C) and a relative humidity of (50+5) %. (2) “Specific tensile strength” : ultimate tensile strength in pascals, equivalent to N/m2 divided by specific weight in N/m3, measured at a temperature of (296+2) K ((23+2) °C) and a relative humidity of (50+5) %. Items: Technical Notes:

1. For the purposes of calculating “specific tensile strength” , “specific modulus” or specific weight of “fibrous or filamentary materials” in 1C010.a, 1C010.b, 1C010.c, or 1C010.e.1.b the tensile strength and modulus should be determined by using Method A described in ISO 10618 (2004) or national equivalents.

2. For the purposes of assessing the “specific tensile strength” , “specific modulus” or specific weight of non-unidirectional “fibrous or filamentary materials” (e.g., fabrics, random mats or braids) in 1C010, this is to be based on the mechanical properties of the constituent unidirectional monofilaments (e.g., monofilaments, yarns, rovings or tows) prior to processing into the non-unidirectional “fibrous or filamentary materials”.

a. Organic “fibrous or filamentary materials”, having all of the following:

a.1. “Specific modulus” exceeding 12.7 × 10 6 m; and

a.2. “Specific tensile strength” exceeding 23.5 × 10 4 m;

Note:

1C010.a does not control polyethylene.

b. Carbon “fibrous or filamentary materials”, having all of the following:

b.1. “Specific modulus” exceeding 14.65 × 10 6 m; and

b.2. “Specific tensile strength” exceeding 26.82 × 10 4 m;

Note:

1C010.b does not control:

a. “Fibrous or filamentary materials”, for the repair of “civil aircraft” structures or laminates, having all of the following:

1. An area not exceeding 1 m2;

2. A length not exceeding 2.5 m; and

3. A width exceeding 15 mm.

b. Mechanically chopped, milled or cut carbon “fibrous or filamentary materials” 25.0 mm or less in length.

c. Inorganic “fibrous or filamentary materials”, having all of the following:

c.1. Having any of the following:

c.1.a. Composed of 50% or more by weight silicon dioxide (SiO2) and having a “specific modulus” exceeding 2.54 × 10 6 m; or

c.1.b. Not specified in 1C010.c.1.a and having a “specific modulus” exceeding 5.6 × 10 6 m; and

c.2. Melting, softening, decomposition or sublimation point exceeding 1,922 K (1,649 °C) in an inert environment;

Note:

1C010.c does not control:

a. Discontinuous, multiphase, polycrystalline alumina fibers in chopped fiber or random mat form, containing 3% by weight or more silica, with a “specific modulus” of less than 10 × 106 m;

b. Molybdenum and molybdenum alloy fibers;

c. Boron fibers;

d. Discontinuous ceramic fibers with a melting, softening, decomposition or sublimation point lower than 2,043 K (1,770 °C) in an inert environment.

d. “Fibrous or filamentary materials”, having any of the following:

d.1. Composed of any of the following:

d.1.a. Polyetherimides controlled by 1C008.a; or

d.1.b. Materials controlled by 1C008.b to 1C008.f; or

d.2. Composed of materials controlled by 1C010.d.1.a or 1C010.d.1.b and 'commingled' with other fibers controlled by 1C010.a, 1C010.b or 1C010.c;

Technical Note:

For the purposes of 1C010.d.2, 'commingled' is filament to filament blending of thermoplastic fibers and reinforcement fibers in order to produce a fiber reinforcement “matrix” mix in total fiber form.

e. Fully or partially resin impregnated or pitch impregnated “fibrous or filamentary materials” (prepregs), metal or carbon coated “fibrous or filamentary materials” (preforms) or 'carbon fiber preforms', having all of the following:

e.1. Having any of the following:

e.1.a. Inorganic “fibrous or filamentary materials” controlled by 1C010.c; or

e.1.b. Organic or carbon “fibrous or filamentary materials”, having all of the following:

e.1.b.1. “Specific modulus” exceeding 10.15 × 10 6 m; and

e.1.b.2 “Specific tensile strength” exceeding 17.7 × 10 4m; and

e.2. Having any of the following:

e.2.a. Resin or pitch, controlled by 1C008 or 1C009.b;

e.2.b. 'Dynamic Mechanical Analysis glass transition temperature (DMA Tg)' equal to or exceeding 453 K (180 °C) and having a phenolic resin; or

e.2.c. 'Dynamic Mechanical Analysis glass transition temperature (DMA Tg)' equal to or exceeding 505 K (232 °C) and having a resin or pitch, not specified by 1C008 or 1C009.b, and not being a phenolic resin;

Note 1:

Metal or carbon coated “fibrous or filamentary materials” (preforms) or 'carbon fiber preforms', not impregnated with resin or pitch, are specified by “fibrous or filamentary materials” in 1C010.a, 1C010.b or 1C010.c.

Note 2: 1C010.e does not apply to:

a. Epoxy resin “matrix” impregnated carbon “fibrous or filamentary materials” (prepregs) for the repair of “civil aircraft” structures or laminates, having all of the following:

1. An area not exceeding 1 m2

2. A length not exceeding 2.5 m; and

3. A width exceeding 15 mm;

b. Fully or partially resin-impregnated or pitch-impregnated mechanically chopped, milled or cut carbon “fibrous or filamentary materials” 25.0 mm or less in length when using a resin or pitch other than those specified by 1C008 or 1C009.b.

Technical Notes:

1. For the purposes of 1C010.e and Note 1, 'carbon fiber preforms' are an ordered arrangement of uncoated or coated fibers intended to constitute a framework of a part before the “matrix” is introduced to form a “composite” .

2. For the purposes of 1C010.e.2, 'Dynamic Mechanical Analysis glass transition temperature (DMA Tg)' is determined using the method described in ASTM D 7028 -07, or equivalent national standard, on a dry test specimen. In the case of thermoset materials, degree of cure of a dry test specimen shall be a minimum of 90% as defined by ASTM E 2160 04 or equivalent national standard.

1C011 Metals and compounds, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, MT, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to 1C011.a and .b for items that meet or exceed the parameters in 1C111.MT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See also ECCN s 1C111 and 1C608. (2) All of the following are “subject to the ITAR” (see 22 CFR parts 120 through 130): (a) Materials controlled by 1C011.a, and metal fuels in particle form, whether spherical, atomized, spheroidal, flaked or ground, manufactured from material consisting of 99 percent or more of items controlled by 1C011.b; and (b) Metal powders mixed with other substances to form a mixture formulated for military purposes. Related Definitions: N/A Items:

a. Metals in particle sizes of less than 60 µm whether spherical, atomized, spheroidal, flaked or ground, manufactured from material consisting of 99% or more of zirconium, magnesium and alloys thereof;

Technical Note:

For the purposes of 1C011.a, the natural content of hafnium in the zirconium (typically 2% to 7%) is counted with the zirconium.

Note:

The metals or alloys specified by 1C011.a also refer to metals or alloys encapsulated in aluminum, magnesium, zirconium or beryllium.

b. Boron or boron alloys, with a particle size of 60 µm or less, as follows:

b.1. Boron with a purity of 85% by weight or more;

b.2. Boron alloys with a boron content of 85% by weight or more;

Note:

The metals or alloys specified by 1C011.b also refer to metals or alloys encapsulated in aluminum, magnesium, zirconium or beryllium.

c. Guanidine nitrate (CAS 506-93-4);

d. Nitroguanidine (NQ) (CAS 556-88-7).

1C018 Commercial charges and devices containing energetic materials on the Wassenaar Arrangement Munitions List and certain chemicals.

No items currently are in this ECCN . (1) See ECCN 1C608.b. through .m for items that, immediately prior to July 1, 2014 were classified under 1C018.b through .m. (2) See ECCN s 1C011, 1C111, and 1C239 for additional controlled energetic materials, including chlorine trifluoride (ClF3), which is controlled under ECCN 1C111.a.3.f. (3) See ECCN 1A008 for shaped charges, detonating cord, and cutters and severing tools.

1C101 Materials for Reduced Observables such as Radar Reflectivity, Ultraviolet/Infrared Signatures and Acoustic Signatures (i.e., Stealth Technology), Other than Those Controlled by 1C001, for applications usable in rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300km, and their subsystems. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Materials controlled by this entry include structural materials and coatings (including paints), “specially designed” for reduced or tailored reflectivity or emissivity in the microwave, infrared or ultraviolet spectra. (2) This entry does not control coatings (including paints) when specially used for the thermal control of satellites. (3) For commodities that meet the definition of defense articles under 22 CFR 120.3 of the International Traffic in Arms Regulations (ITAR), which describes similar commodities “subject to the ITAR” (See 22 CFR parts 120 through 130, including USML Category XIII). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1C102 Resaturated pyrolized carbon-carbon materials designed for space launch vehicles specified in 9A004 or sounding rockets specified in 9A104. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 1C107 Graphite and Ceramic Materials, Other Than Those Controlled by 1C007, Which Can be Machined to Any of the Following Products as Follows (See List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See also 1C004, 1C007, and 1C298. (2) For commodities that meet the definition of defense articles under 22 CFR 120.3 of the ITAR, which describes similar commodities “subject to the ITAR” (See 22 CFR parts 120 through 130, including USML Category XIII). (3) “Special fissile materials” and “other fissile materials”; except, four “effective grams” or less when contained in a sensing component in instruments are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Fine grain graphites with a bulk density of 1.72 g/cm 3 or greater, measured at 15 °C, and having a grain size of 100 micrometers or less, usable for rocket nozzles and reentry vehicle nose tips as follows:

a.1. Cylinders having a diameter of 120 mm or greater and a length of 50 mm or greater;

a.2. Tubes having an inner diameter of 65 mm or greater and a wall thickness of 25 mm or greater and a length of 50 mm or greater;

a.3. Blocks having a size of 120 mm × 120 mm × 50 mm or greater.

b. Pyrolytic or fibrous reinforced graphites, usable for rocket nozzles and reentry vehicle nose tips;

c. Ceramic composite materials (dielectric constant is less than 6 at any frequency from 100 MHz to 100 GHz) for use in radomes useable in rockets, missiles, and unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km; or

d. High-temperature ceramic materials, useable in rockets, missiles, and unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km, as follows:

d.1. Bulk machinable silicon-carbide reinforced unfired ceramic, usable for nose tips.

d.2. Reinforced silicon-carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps.

d.3. Bulk machinable ceramic composite materials consisting of an 'Ultra High Temperature Ceramic (UHTC)' matrix with a melting point equal to or greater than 3000 °C and reinforced with fibers or filaments, usable for missile components (such as nose tips, re-entry vehicles, leading edges, jet vanes, control surfaces, or rocket motor throat inserts).

Note:

ECCN 1C107.d.3. does not control 'Ultra High Temperature Ceramic (UHTC)' materials in non-composite form.

Technical Note:

'Ultra High Temperature Ceramics (UHTC)' includes: Titanium diboride (TiB2), zirconium diboride (ZrB2), niobium diboride (NbB2), hafnium diboride (HfB2), tantalum diboride (TaB2), titanium carbide (TiC), zirconium carbide (ZrC), niobium carbide (NbC), hafnium carbide (HfC), tantalum carbide (TaC).

1C111 Propellants and constituent chemicals for propellants, other than those specified in 1C011, as follows (see List of Items Controlled). License Requirements Reason for Control: MT, NP, RS, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
MT applies to entire entryMT Column 1.
NP applies to 1C111.a.3.f onlyNP Column 1.
RS applies to 1C111.d.3 onlyRS Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See USML Category V(e)(7) for controls on HTPB (hydroxyl terminated polybutadiene) with a hydroxyl functionality equal to or greater than 2.2 and less than or equal to 2.4, a hydroxyl value of less than 0.77 meq/g, and a viscosity at 30 °C of less than 47 poise (CAS #69102-90-5). (2) See USML Category V for controls on ferrocene derivatives, including butacene. (3) See ECCN 1C608 for controls on oxidizers that are composed of fluorine and also other halogens, oxygen, or nitrogen, except for chlorine trifluoride, which is controlled under this ECCN 1C111.a.3.f. (4) See ECCN 1C011.b for controls on boron and boron alloys not controlled under this ECCN 1C111.a.2.b. (5) See USML Category V for controls on Inhibited Red Fuming Nitric Acid (IRFNA) (CAS 8007-58-7). Related Definitions: Particle size is the mean particle diameter on a weight or volume basis. Best industrial practices must be used in sampling, and in determining particle size, and the controls may not be undermined by the addition of larger or smaller sized material to shift the mean diameter. Items:

a. Propulsive substances:

a.1. Spherical or spheroidal aluminum powder (C.A.S. 7429-90-5) in particle size of less than 200 × 10−6 m (200 µm) and an aluminum content of 97% by weight or more, if at least 10% of the total weight is made up of particles of less than 63 µm, according to ISO 2591-1:1988 or national equivalents.

Technical Note:

A particle size of 63 µm (ISO R-565) corresponds to 250 mesh (Tyler) or 230 mesh (ASTM standard E-11).

a.2. Metal powders and alloys where at least 90% of the total particles by particle volume or weight are made up of particles of less than 60 µ (determined by measurement techniques such as using a sieve, laser diffraction or optical scanning), whether spherical, atomized, spheroidal, flaked or ground, as follows:

a.2.a. Consisting of 97% by weight or more of any of the following:

a.2.a.1. Zirconium (C.A.S. #7440-67-7);

a.2.a.2. Beryllium (C.A.S. #7440-41-7); or

a.2.a.3. Magnesium (C.A.S. #7439-95-4);

a.2.b. Boron or boron alloys with a boron content of 85% or more by weight.

Technical Note:

The natural content of hafnium in the zirconium (typically 2% to 7%) is counted with the zirconium.

Note:

In a multimodal particle distribution (e.g., mixtures of different grain sizes) in which one or more modes are controlled, the entire powder mixture is controlled.

a.3. Oxidizer substances usable in liquid propellant rocket engines, as follows:

a.3.a. Dinitrogen trioxide (CAS 10544-73-7);

a.3.b. Nitrogen dioxide (CAS 10102-44-0)/dinitrogen tetroxide (CAS 10544-72-6);

a.3.c. Dinitrogen pentoxide (CAS 10102-03-1);

a.3.d. Mixed oxides of nitrogen (MON);

a.3.e. [Reserved];

a.3.f. Chlorine trifluoride (ClF3).

Technical Note:

Mixed oxides of nitrogen (MON) are solutions of nitric oxide (NO) in dinitrogen tetroxide/nitrogen dioxide (N2O4/NO2) that can be used in missile systems. There are a range of compositions that can be denoted as MONi or MONij, where i and j are integers representing the percentage of nitric oxide in the mixture (e.g., MON3 contains 3% nitric oxide, MON25 25% nitric oxide. An upper limit is MON40, 40% by weight).

b. Polymeric substances:

b.1. Carboxy-terminated polybutadiene (including carboxyl-terminated polybutadiene) (CTPB);

b.2. Hydroxy-terminated polybutadiene (including hydroxyl-terminated polybutadiene) (HTPB) (CAS 69102-90-5), except for hydroxyl-terminated polybutadiene as specified in USML Category V (see 22 CFR 121.1) (also see Related Controls Note #1 for this ECCN );

b.3. Polybutadiene acrylic acid (PBAA);

b.4. Polybutadiene acrylic acid acrylonitrile (PBAN) (CAS 25265-19-4/CAS 68891-50-9);

b.5. Polytetrahydrofuran polyethylene glycol (TPEG).

Technical Note:

Polytetrahydrofuran polyethylene glycol (TPEG) is a block copolymer of poly 1,4-Butanediol (CAS 110-63-4) and polyethylene glycol (PEG) (CAS 25322-68-3).

c. Other propellant energetic materials, additives, or agents:

c.1. [Reserved]

c.2. Triethylene glycol dinitrate (TEGDN);

c.3. 2 Nitrodiphenylamine (2-NDPA);

c.4. Trimethylolethane trinitrate (TMETN);

c.5. Diethylene glycol dinitrate (DEGDN).

d. Hydrazine and derivatives as follows:

d.1. Hydrazine (C.A.S. #302-01-2) in concentrations of 70% or more;

d.2. Monomethyl hydrazine (MMH) (C.A.S. #60-34-4);

d.3. Symmetrical dimethyl hydrazine (SDMH) (C.A.S. #540-73-8);

d.4. Unsymmetrical dimethyl hydrazine (UDMH) (C.A.S. #57-14-7);

d.5. Trimethylhydrazine (C.A.S. #1741-01-1);

d.6. Tetramethylhydrazine (C.A.S. #6415-12-9);

d.7. N,N diallylhydrazine (CAS 5164-11-4);

d.8. Allylhydrazine (C.A.S. #7422-78-8);

d.9. Ethylene dihydrazine (CAS 6068-98-0);

d.10. Monomethylhydrazine dinitrate;

d.11. Unsymmetrical dimethylhydrazine nitrate;

d.12. 1,1-Dimethylhydrazinium azide (CAS 227955-52-4)/1,2-Dimethylhydrazinium azide (CAS 299177-50-7);

d.13. Hydrazinium azide (C.A.S. #14546-44-2);

d.14. Hydrazinium dinitrate (CAS 13464-98-7);

d.15. Diimido oxalic acid dihydrazine (C.A.S. #3457-37-2);

d.16. 2-hydroxyethylhydrazine nitrate (HEHN);

d.17. Hydrazinium diperchlorate (C.A.S. #13812-39-0);

d.18. Methylhydrazine nitrate (MHN) (CAS 29674-96-2);

d.19. 1,1-Diethylhydrazine nitrate (DEHN)/1,2-Diethylhydrazine nitrate (DEHN) (CAS 363453-17-2);

d.20. 3,6-dihydrazino tetrazine nitrate (DHTN), also referred to as 1,4-dihydrazine nitrate.

e. Hydrazine replacement fuels as follows:

e.1. 2-Dimethylaminoethylazide (DMAZ) (CAS 86147-04-8);

e.2. [Reserved]

1C116 Maraging steels having both of the following (see List of Items Controlled). License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
NP applies to items that meet or exceed the parameters of 1C216NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E101 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN 1C216. (3) Maraging steel, in physical forms and finished products and “specially designed” or prepared for use in separating uranium isotopes, is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Having an ultimate tensile strength, measured at 20 °C, equal to or greater than:

a.1. 0.9 GPa in the solution annealed stage; or

a.2. 1.5 GPa in the precipitation hardened stage; and

b. Any of the following forms:

b.1 Sheet, plate or tubing with a wall or plate thickness equal to or less than 5.0 mm;

or

b.2 Tubular forms with a wall thickness equal to or less than 50 mm and having an inner diameter equal to or greater than 270 mm.

Technical Note:

Maraging steels are iron alloys that are generally:

a. Characterized by high nickel, very low carbon content and use substitutional elements or precipitates to produce strengthening and age-hardening of the alloy; and

b. Subjected to heat treatment cycles to facilitate the martensitic transformation process (solution annealed stage) and subsequently age hardened (precipitation hardened stage).

1C117 Materials for the fabrication of missile “parts” or “components” for rockets or missiles capable of achieving a “range” equal to or greater than 300 km, as follows (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See 1C226. Related Definitions: N/A Items: a. Tungsten and alloys in particulate form with a tungsten content of 97% by weight or more and a particle size of 50 × 10−6 m (50 µm) or less;

b. Molybdenum and alloys in particulate form with a molybdenum content of 97% by weight or more and a particle size of 50 × 10−6 m (50 µm) or less;

c. Tungsten materials in the solid form having all of the following:

c.1. Any of the following material compositions:

c.1.a. Tungsten and alloys containing 97% by weight or more of tungsten;

c.1.b. Copper infiltrated tungsten containing 80% by weight or more of tungsten; or

c.1.c. Silver infiltrated tungsten containing 80% by weight or more of tungsten; and

c.2. Able to be machined to any of the following products:

c.2.a. Cylinders having a diameter of 120 mm or greater and a length of 50 mm or greater;

c.2.b. Tubes having an inner diameter of 65 mm or greater and a wall thickness of 25 mm or greater and a length of 50 mm or greater; or

c.2.c. Blocks having a size of 120 mm × 120 mm × 50 mm or greater.

1C118 Titanium-stabilized duplex stainless steel (Ti-DSS), having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Having all of the following characteristics:

a.1. Containing 17.0-23.0% by weight of chromium and 4.5-7.0% by weight of nickel;

a.2. Having a titanium content of greater than 0.10% by weight; and

a.3. A ferritic-austenitic microstructure (also referred to as a two-phase microstructure) of which at least 10% by volume (according to ASTM E-1181-87 or national equivalents) is austenite; and

b. Having any of the following forms:

b.1. Ingots or bars having a size of 100 mm or more in each dimension;

b.2. Sheets having a width of 600 mm or more and a thickness of 3 mm or less; or

b.3. Tubes having an outer diameter of 600 mm or more and a wall thickness of 3 mm or less.

1C202 Alloys other than those controlled by 1C002.b.3 or 1C002.b.4 as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN 1C002. (3) Aluminum alloys and titanium alloys, in physical forms and finished products and “specially designed” or prepared for use in separating uranium isotopes, are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: The phrase “capable of” refers to aluminum alloys and titanium alloys either before or after heat treatment. Items: a. Aluminum alloys having both of the following characteristics:

a.1. “Capable of” an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); and

a.2. In the form of tubes or cylindrical solid forms (including forgings) with an outside diameter of more than 75 mm;

b. Titanium alloys having both of the following characteristics:

b.1. “Capable of” an ultimate tensile strength of 900 MPa or more at 293 K (20 °C); and

b.2. In the form of tubes or cylindrical solid forms (including forgings) with an outside diameter of more than 75 mm.

1C210 “Fibrous or filamentary materials” or prepregs, other than those controlled by 1C010.a, .b or .e, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN s 1C010 and 1C990. Related Definitions: For the purpose of this entry, the term “fibrous or filamentary materials” is restricted to continuous “monofilaments”, “yarns”, “rovings”, “tows”, or “tapes”. Definitions for other terms used in this entry:

Filament or Monofilament is the smallest increment of fiber, usually several µm in diameter.

Strand is a bundle of filaments (typically over 200) arranged approximately parallel.

Roving is a bundle (typically 12-120) of approximately parallel strands.

Yarn is a bundle of twisted strands.

Tow is a bundle of filaments, usually approximately parallel.

Tape is a material constructed of interlaced or unidirectional filaments, strands, rovings, tows, or yarns, etc., usually preimpregnated with resin.

Specific modulus is the Young's modulus in N/m 2 divided by the specific weight in N/m 3, measured at a temperature of (296 ±2) K ((23 ±2) °C) and a relative humidity of 50 ±5 percent.

Specific tensile strength is the ultimate tensile strength in N/m 2 divided by specific weight in N/m 3, measured at a temperature of (296 ±2) K ((23 ±2) °C) and a relative humidity of 50 ±5 percent.

Items: a. Carbon or aramid “fibrous or filamentary materials” having a “specific modulus” of 12.7 × 10 6 m or greater or a “specific tensile strength” of 235 × 10 3 m or greater except Aramid “fibrous or filamentary materials” having 0.25 percent or more by weight of an ester based fiber surface modifier;

b. Glass “fibrous or filamentary materials” having a “specific modulus” of 3.18 × 10 6 m or greater and a “specific tensile strength” of 76.2 × 10 3 m or greater; or

c. Thermoset resin impregnated continuous “yarns”, “rovings”, “tows” or “tapes” with a width no greater than 15 mm (prepregs), made from carbon or glass “fibrous or filamentary materials” controlled by 1C210.a or .b.

Technical Note:

The resin forms the matrix of the composite.

1C216 Maraging steel, other than that controlled by 1C116, “capable of” an ultimate tensile strength of 1,950 MPa or more, at 293 K (20 °C). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry.

(2) Also see ECCN 1C116.

(3) Maraging steel, in physical form and finished products “specially designed” or prepared for use in separating uranium isotopes, is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110).

Related Definitions: The phrase “capable of” in the ECCN heading refers to maraging steel either before or after heat treatment. ECCN Controls: This entry does not control forms in which all linear dimensions are 75 mm or less. Items: The list of items controlled is contained in the ECCN heading. 1C225 Boron enriched in the boron-10 ( 10B) isotope to greater than its natural isotopic abundance, as follows: elemental boron, compounds, mixtures containing boron, manufactures thereof, waste or scrap of any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: In this entry, mixtures containing boron include boron-loaded materials. Items: The list of items controlled is contained in the ECCN heading. Technical Note:

The natural isotopic abundance of boron-10 is approximately 18.5 weight percent (20 atom percent).

1C226 Tungsten, tungsten carbide, and alloys containing more than 90% tungsten by weight, having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A ECCN Controls: This entry does not control manufactures “specially designed” as weights or gamma-ray collimators. Items: a. In forms with a hollow cylindrical symmetry (including cylinder segments) with an inside diameter between 100 and 300 mm; and

b. A mass greater than 20 kg.

1C227 Calcium having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. Containing less than 1,000 parts per million by weight of metallic impurities other than magnesium; and

b. Containing less than 10 parts per million by weight of boron.

1C228 Magnesium having both of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. Containing less than 200 parts per million by weight of metallic impurities other than calcium; and

b. Containing less than 10 parts per million by weight of boron.

1C229 Bismuth having both of the following characteristics (see List of Items Controlled) License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: a. A purity of 99.99% or greater by weight; and

b. Containing less than 10 parts per million by weight of silver.

1C230 Beryllium metal, alloys containing more than 50% beryllium by weight, beryllium compounds, manufactures thereof, and waste or scrap of any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A ECCN Controls: This entry does not control the following:

a. Metal windows for X-ray machines, or for bore-hole logging devices;

b. Oxide shapes in fabricated or semi-fabricated forms “specially designed” for electronic component parts or as substrates for electronic circuits;

c. Beryl (silicate of beryllium and aluminum) in the form of emeralds or aquamarines.

Items: The list of items controlled is contained in the ECCN heading. 1C231 Hafnium metal, hafnium alloys and compounds containing more than 60% hafnium by weight, manufactures thereof, and waste or scrap of any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1C232 Helium-3 ( 3He), mixtures containing helium-3, and products or devices containing any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A ECCN Controls: This entry does not control a product or device containing less than 1 g of helium-3. Items: The list of items controlled is contained in the ECCN heading. 1C233 Lithium enriched in the lithium-6 ( 6 Li) isotope to greater than its natural isotopic abundance, and products or devices containing enriched lithium, as follows: elemental lithium, alloys, compounds, mixtures containing lithium, manufactures thereof, and waste or scrap of any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) See ECCN 1B233 for lithium isotope separation facilities or plants, and equipment therefor. (3) Certain facilities or plants for the separation of lithium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: The natural isotopic abundance of lithium-6 is approximately 6.5 weight percent (7.5 atom percent). ECCN Controls: This entry does not control thermoluminescent dosimeters. Items: The list of items controlled is contained in the ECCN heading. 1C234 Zirconium with a hafnium content of less than 1 part hafnium to 500 parts zirconium by weight, as follows: metal, alloys containing more than 50% zirconium by weight, compounds, manufactures thereof, and waste or scrap of any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Zirconium metal and alloys in the form of tubes or assemblies of tubes, “specially designed” or prepared for use in a reactor, are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A ECCN Controls: This entry does not control zirconium in the form of foil having a thickness of 0.10 mm (0.004 in.) or less. Items: The list of items controlled is contained in the ECCN heading. 1C235 Tritium, tritium compounds, mixtures containing tritium in which the ratio of tritium to hydrogen atoms exceeds 1 part in 1,000, and products or devices containing any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Also see ECCN 1B231. (3) Tritium that is byproduct material (e.g., produced in a nuclear reactor) is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A ECCN Controls: (1) This entry does not control tritium, tritium compounds, and mixtures that are byproduct material (e.g., produced in a nuclear reactor)—such materials are subject to the licensing jurisdiction of the Nuclear Regulatory Commission (see Related Controls paragraph for this entry). (2) This entry does not control a product or device containing less than 1.48 × 10 3 GBq (40 Ci) of tritium. Items: The list of items controlled is contained in the ECCN heading. 1C236 Radionuclides appropriate for making neutron sources based on alpha-n reaction and products or devices containing such radionuclides (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Certain alpha-emitting radionuclides are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A ECCN Controls: This entry does not control a product or device containing less than 3.7 GBq (100 millicuries) of activity. Items: a. Radionuclides identified in 1C236.a.1 in any of the forms described in 1C236.a.2:

a.1. Radionuclides, as follows, appropriate for making neutron sources based on alpha-n reactions:

a.1.a. Actinium 225;

a.1.b. Actinium 227;

a.1.c. Californium 253;

a.1.d. Curium 240;

a.1.e. Curium 241;

a.1.f. Curium 242;

a.1.g. Curium 243;

a.1.h. Curium 244;

a.1.i. Einsteinium 253;

a.1.j. Einsteinium 254;

a.1.k. Gadolinium 148;

a.1.l. Plutonium 236;

a.1.m. Plutonium 238;

a.1.n. Polonium 208;

a.1.o. Polonium 209;

a.1.p. Polonium 210;

a.1.q. Radium 223;

a.1.r. Thorium 227;

a.1.s. Thorium 228;

a.1.t. Uranium 230;

a.1.u. Uranium 232; and

a.2. In any of the following forms:

a.2.a. Elemental;

a.2.b. Compounds having a total activity of 37 GBq (1 curie) per kg or greater; or

a.2.c. Mixtures having a total activity of 37 GBq (1 curie) per kg or greater.

b. Products or devices containing radionuclides identified in 1C236.a.1 in any of the forms described in 1C236.a.2.

1C237 Radium-226 ( 226Ra), radium-226 alloys, radium-226 compounds, mixtures containing radium-226, manufactures thereof, and products or devices containing any of the foregoing. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. Related Definitions: N/A ECCN Controls: This entry does not control the following:

a. Medical applicators;

b. A product or device containing less than 0.37 GBq (10 millicuries) of radium-226.

Items: The list of items controlled is contained in the ECCN heading. 1C239 High explosives, other than those controlled by the U.S. Munitions List, or substances or mixtures containing more than 2% by weight thereof, with a crystal density greater than 1.8 g/cm 3 and having a detonation velocity greater than 8,000 m/s. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) See ECCN s 1C608 (energetic materials and related commodities on the Wassenaar Arrangement Munitions List) and 1C992 (commercial charges and devices containing energetic materials, n.e.s and nitrogen trifluoride in a gaseous state). (3) High explosives for military use are “subject to the ITAR” (see 22 CFR Part 121.1). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1C240 Nickel powder or porous nickel metal, other than nickel powder or porous nickel metal, specially prepared for the manufacture of gaseous diffusion barriers subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110), as follows (see List of Items Controlled). Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 1E001 ( “development” and “production” ) and 1E201 ( “use” ) for technology for items controlled by this entry. (2) Nickel powder and porous nickel metal, “specially designed” or prepared for use in separating uranium isotopes, are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A ECCN Controls: This entry does not control the following:

a. Filamentary nickel powders;

b. Single porous nickel sheets with an area of 1,000 cm 2 per sheet or less.

Items: a. Nickel powder having both of the following characteristics:

a.1. A nickel purity content of 99.0% or greater by weight; and

a.2. A mean particle size of less than 10 micrometers measured by American Society for Testing and Materials (ASTM) B330 standard;

b. Porous nickel metal produced from materials controlled by 1C240.a.

Technical Note:

1C240.b refers to porous metal formed by compacting and sintering the materials in 1C240.a to form a metal material with fine pores interconnected throughout the structure.

1C241 Rhenium and alloys containing rhenium (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart (see Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Rhenium and alloys containing rhenium, as follows, having both of the characteristics described in 1C241.b:

a.1. Alloys containing 90% by weight or more of rhenium;

a.2. Alloys containing 90% by weight or more of any combination of rhenium and tungsten; and

b. Having both of the following characteristics:

b.1. In forms with a hollow cylindrical symmetry (including cylinder segments) with an inside diameter between 100 mm and 300 mm; and

b.2. A mass greater than 20 kg.

1C298 Graphite and deuterium that is intended for use other than in a nuclear reactor, as follows (see List of Items Controlled). License Requirements Reason for Control: NP
Control(s) Country chart (see Supp. No. 1 to
part 738)
NP applies to entire entryNP Column 2.
License Requirement Note: The graphite and deuterium, as defined in this entry, when intended for use in a nuclear reactor, is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See also 1C107. (2) Graphite having a purity level of less than 5 parts per million “boron equivalent” as measured according to ASTM standard C-1233-98 and intended for use in a nuclear reactor is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (3) Deuterium and any deuterium compound, including heavy water, in which the ratio of deuterium atoms to hydrogen atoms exceeds 1:5000; and intended for use in a nuclear reactor is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: For the purpose of this entry, graphite with a purity level better than 5 parts per million boron equivalent is determined according to ASTM standard C1233-98. In applying ASTM standard C1233-98, the boron equivalence of the element carbon is not included in the boron equivalence calculation, since carbon is not considered an impurity. For the purpose of this entry, 'Deuterium' means deuterium and any deuterium compound, including heavy water, in which the ratio of deuterium atoms to hydrogen atoms exceeds 1:5000. Items:

a. Graphite with a boron content of less than 5 parts per million and a density greater than 1.5 grams per cubic centimeter that is intended for use other than in a nuclear reactor;

b. 'Deuterium' not for use in a nuclear reactor.

1C350 Chemicals that may be used as precursors for toxic chemical agents (see List of Items Controlled). License Requirements Reason for Control: CB, CW, AT
Control(s) Country chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2.

CW applies to 1C350.b and .c. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CW reasons. A license is required, for CW reasons, to export or reexport Schedule 2 chemicals and mixtures identified in 1C350.b to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ). A license is required, for CW reasons, to export Schedule 3 chemicals and mixtures identified in 1C350.c to States not Party to the CWC , unless an End-Use Certificate issued by the government of the importing country has been obtained by the exporter prior to export. A license is required, for CW reasons, to reexport Schedule 3 chemicals and mixtures identified in 1C350.c from a State not Party to the CWC to any other State not Party to the CWC . (See § 742.18 of the EAR for license requirements and policies for toxic and precursor chemicals controlled for CW reasons. See § 745.2 of the EAR for End-Use Certificate requirements that apply to exports of Schedule 3 chemicals to countries not listed in Supplement No. 2 to part 745 of the EAR .)

AT applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for AT reasons in 1C350. A license is required, for AT reasons, to export or reexport items controlled by 1C350 to a country in Country Group E:1 of Supplement No. 1 to part 740 of the EAR . (See part 742 of the EAR for additional information on the AT controls that apply to Iran, North Korea, and Syria. See part 746 of the EAR for additional information on sanctions that apply to Iran, North Korea, and Syria.)

License Requirement Notes

1. SAMPLE SHIPMENTS: Subject to the following requirements and restrictions, a license is not required for sample shipments when the cumulative total of these shipments does not exceed a 55-gallon container or 200 kg of a single chemical to any one consignee during a calendar year. A consignee that receives a sample shipment under this exclusion may not resell, transfer, or reexport the sample shipment, but may use the sample shipment for any other legal purpose unrelated to chemical weapons.

a. Chemicals Not Eligible

A. [Reserved]

B. CWC Schedule 2 chemicals (States not Party to the CWC ). No CWC Schedule 2 chemical or mixture identified in 1C350.b is eligible for sample shipment to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ) without a license.

b. Countries Not Eligible: Countries in Country Group E:1 of Supplement No. 1 to part 740 of the EAR are not eligible to receive sample shipments of any chemicals controlled by this ECCN without a license.

c. Sample shipments that require an End-Use Certificate for CW reasons: No CWC Schedule 3 chemical or mixture identified in 1C350.c is eligible for sample shipment to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ) without a license, unless an End-Use Certificate issued by the government of the importing country is obtained by the exporter prior to export (see § 745.2 of the EAR for End-Use Certificate requirements).

d. Sample shipments that require a license for reasons set forth elsewhere in the EAR : Sample shipments, as described in this Note 1, may require a license for reasons set forth elsewhere in the EAR . See, in particular, the end-use/end-user restrictions in part 744 of the EAR , and the restrictions that apply to embargoed countries in part 746 of the EAR .

e. Annual report requirement. The exporter is required to submit an annual written report for shipments of samples made under this Note 1. The report must be on company letterhead stationery (titled “Report of Sample Shipments of Chemical Precursors” at the top of the first page) and identify the chemical(s), Chemical Abstract Service Registry (C.A.S.) number(s), quantity(ies), the ultimate consignee's name and address, and the date of export for all sample shipments that were made during the previous calendar year. The report must be submitted no later than February 28 of the year following the calendar year in which the sample shipments were made, to: U.S. Department of Commerce, Bureau of Industry and Security, 14th Street and Pennsylvania Ave. NW, Room 2099B, Washington, DC 20230, Attn: “Report of Sample Shipments of Chemical Precursors.”

2. MIXTURES:

a. Mixtures that contain precursor chemicals identified in ECCN 1C350, in concentrations that are below the levels indicated in 1C350.b through .d, are controlled by ECCN 1C395 or 1C995 and are subject to the licensing requirements specified in those ECCN s.

b. A license is not required under this ECCN for a mixture, when the controlled chemical in the mixture is a normal ingredient in consumer goods packaged for retail sale for personal use. Such consumer goods are designated EAR 99. However, a license may be required for reasons set forth elsewhere in the EAR .

Note to Mixtures: Calculation of concentrations of AG-controlled chemicals:

a. Exclusion. No chemical may be added to the mixture (solution) for the sole purpose of circumventing the Export Administration Regulations;

b. Percent Weight Calculation. When calculating the percentage, by weight, of ingredients in a chemical mixture, include all ingredients of the mixture, including those that act as solvents.

3. COMPOUNDS. Compounds created with any chemicals identified in this ECCN 1C350 may be shipped NLR (No License Required), without obtaining an End-Use Certificate, unless those compounds are also identified in this entry or require a license for reasons set forth elsewhere in the EAR .

4. TESTING KITS: Certain medical, analytical, diagnostic, and food testing kits containing small quantities of chemicals identified in this ECCN 1C350, are excluded from the scope of this ECCN and are controlled under ECCN 1C395 or 1C995. (Note that replacement reagents for such kits are controlled by this ECCN 1C350 if the reagents contain one or more of the precursor chemicals identified in 1C350 in concentrations equal to or greater than the control levels for mixtures indicated in 1C350.)

Technical Notes:

1. For purposes of this entry, a “mixture” is defined as a solid, liquid or gaseous product made up of two or more ingredients that do not react together under normal storage conditions.

2. The scope of this control applicable to Hydrogen Fluoride (see 1C350.d.14 in the List of Items Controlled) includes its liquid, gaseous, and aqueous phases, and hydrates.

3. Precursor chemicals in ECCN 1C350 are listed by name, Chemical Abstract Service (CAS) number and CWC Schedule (where applicable). Precursor chemicals of the same structural formula (e.g., hydrates, isotopically-labeled forms or all possible stereoisomers) are controlled by ECCN 1C350, regardless of name or CAS number. CAS numbers are shown to assist in identifying whether a particular precursor chemical or mixture is controlled under ECCN 1C350, irrespective of nomenclature. However, CAS numbers cannot be used as unique identifiers in all situations because some forms of the listed precursor chemical have different CAS numbers, and mixtures containing a precursor chemical listed in ECCN 1C350 may also have different CAS numbers.

List Based License Exceptions (See Part 740 for a Description of all License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See USML Category XIV(c) for related chemicals “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: See § 770.2(k) of the EAR for synonyms for the chemicals listed in this entry. Items:

a. [Reserved]

b. Australia Group-controlled precursor chemicals also identified as Schedule 2 chemicals under the CWC , as follows, and mixtures in which at least one of the following chemicals constitutes 30 percent or more of the weight of the mixture:

b.1. (C.A.S. #7784-34-1) Arsenic trichloride;

b.2. (C.A.S. #76-93-7) Benzilic acid;

b.3. (C.A.S. #78-38-6) Diethyl ethylphosphonate;

b.4. (C.A.S. #683-08-9) Diethyl methylphosphonate;

b.5. (C.A.S. #15715-41-0) Diethyl methylphosphonite;

b.6. (C.A.S. #2404-03-7) Diethyl-N,N-dimethylphosphoroamidate;

b.7. (C.A.S. #41480-75-5) N,N-Diisopropylaminoethanethiol hydrochloride;

b.8. (C.A.S. #5842-07-9) N,N-Diisopropyl-beta-aminoethane thiol;

b.9. (C.A.S. #96-80-0) N,N-Diisopropyl-beta-aminoethanol;

b.10. (C.A.S. #96-79-7), N,N-Diisopropyl-beta-aminoethyl chloride;

b.11. (C.A.S. #4261-68-1) N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;

b.12. (C.A.S. #6163-75-3) Dimethyl ethylphosphonate;

b.13. (C.A.S. #756-79-6) Dimethyl methylphosphonate;

b.14. (C.A.S. #677-43-0) N,N-dimethylamino-phosphoryl dichloride;

b.15. (C.A.S. #1498-40-4) Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride];

b.16. (C.A.S. #430-78-4) Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];

b.17. (C.A.S. #1066-50-8) Ethyl phosphonyl dichloride;

b.18. (C.A.S. #993-13-5) Methylphosphonic acid;

b.19. (C.A.S. #676-98-2) Methylphosphonothioic dichloride.

b.20. (C.A.S. #464-07-3) Pinacolyl alcohol;

b.21. (C.A.S. #1619-34-7) 3-Quinuclidinol;

b.22. (C.A.S. #111-48-8) Thiodiglycol.

c. Australia Group-controlled precursor chemicals also identified as Schedule 3 chemicals under the CWC , as follows, and mixtures in which at least one of the following chemicals constitutes 30 percent or more of the weight of the mixture:

c.1. (C.A.S. #762-04-9) Diethyl phosphite;

c.2. (C.A.S. #868-85-9) Dimethyl phosphite (dimethyl hydrogen phosphite);

c.3. (C.A.S. #139-87-7) Ethyldiethanolamine;

c.4. (C.A.S. #10025-87-3) Phosphorus oxychloride;

c.5. (C.A.S. #10026-13-8) Phosphorus pentachloride;

c.6. (C.A.S. #7719-12-2) Phosphorus trichloride;

c.7. (C.A.S. #10545-99-0) Sulfur dichloride;

c.8. (C.A.S. #10025-67-9) Sulfur monochloride;

c.9. (C.A.S. #7719-09-7) Thionyl chloride;

c.10. (C.A.S. #102-71-6) Triethanolamine;

c.11. (C.A.S. #122-52-1) Triethyl phosphite;

c.12. (C.A.S. #121-45-9) Trimethyl phosphite.

d. Other Australia Group-controlled precursor chemicals not also identified as Schedule 1, 2, or 3 chemicals under the CWC , as follows, and mixtures in which at least one of the following chemicals constitutes 30 percent or more of the weight of the mixture:

d.1. (C.A.S. #1341-49-7) Ammonium hydrogen fluoride;

d.2. (C.A.S. #107-07-3) 2-Chloroethanol;

d.3. (C.A.S. #109-89-7) Diethylamine;

d.4. (C.A.S. #100-37-8) N,N-Diethylaminoethanol;

d.5. (C.A.S. #589-57-1) Diethyl chlorophosphite;

d.6. (C.A.S. #298-06-6) O,O-Diethyl phosphorodithioate;

d.7. (C.A.S. #2465-65-8) O,O-Diethyl phosphorothioate;

d.8. (C.A.S. #108-18-9) Di-isopropylamine;

d.9. (C.A.S. #124-40-3) Dimethylamine;

d.10. (C.A.S. #506-59-2) Dimethylamine hydrochloride;

d.11. (C.A.S. #762-77-6) Ethyl chlorofluorophosphate;

d.12. (C.A.S. #1498-51-7) Ethyl dichlorophosphate;

d.13. (C.A.S. #460-52-6) Ethyl difluorophosphate;

d.14. (C.A.S. #7664-39-3) Hydrogen fluoride;

d.15. (C.A.S. #3554-74-3) 3-Hydroxyl-1-methylpiperidine;

d.16. (C.A.S. #76-89-1) Methyl benzilate;

d.17. (C.A.S. #754-01-8) Methyl chlorofluorophosphate;

d.18. (C.A.S. #677-24-7) Methyl dichlorophosphate;

d.19. (C.A.S. #22382-13-4) Methyl difluorophosphate;

d.20. (C.A.S. #14277-06-6) N,N Diethylacetamidine;

d.21. (C.A.S. #53510-30-8) N,N-Diethylbutanamidine;

d.22. (C.A.S. #90324-67-7) N,N-Diethylformamidine;

d.23. (C.A.S. #1342789-47-2) N,N Diethylisobutanamidine;

d.24. (C.A.S. #84764-73-8) N,N-Diethylpropanamidine;

d.25. (C.A.S. #1315467-17-4) N,N-Diisopropylbutanamidine;

d.26. (C.A.S. #857522-08-8) N,N-Diisopropylformamidine;

d.27. (C.A.S. #2909-14-0) N,N-Dimethylacetamidine;

d.28. (C.A.S. #1340437-35-5) N,N-Dimethylbutanamidine;

d.29. (C.A.S. #44205-42-7) N,N-Dimethylformamidine;

d.30. (C.A.S. #321881-25-8) N,N-Dimethylisobutanamidine;

d.31. (C.A.S. #56776-14-8) N,N-Dimethylpropanamidine;

d.32. (C.A.S. #1339586-99-0) N,N-Dipropylacetamidine;

d.33. C.A.S. #1342422-35-8) N,N-Dipropylbutanamidine;

d.34. (C.A.S. #48044-20-8) N,N-Dipropylformamidine;

d.35. (C.A.S. #1342700-45-1) N,N-Dipropylisobutanamidine;

d.36. (C.A.S. #1341496-89-6) N,N-Dipropylpropanamidine;

d.37. (C.A.S. #1314-80-3) Phosphorus pentasulfide;

d.38. (C.A.S. #75-97-8) Pinacolone;

d.39. (C.A.S. #7789-29-9) Potassium bifluoride;

d.40. (C.A.S. #151-50-8) Potassium cyanide;

d.41. (C.A.S. #7789-23-3) Potassium fluoride;

d.42. (C.A.S. #3731-38-2) 3-Quinuclidone;

d.43. (C.A.S. #1333-83-1) Sodium bifluoride;

d.44. (C.A.S. #143-33-9) Sodium cyanide;

d.45. (C.A.S. #7681-49-4) Sodium fluoride;

d.46. (C.A.S. #16893-85-9) Sodium hexafluorosilicate;

d.47. (C.A.S. #1313-82-2) Sodium sulfide;

d.48. (C.A.S. #637-39-8) Triethanolamine hydrochloride;

d.49. (C.A.S. #116-17-6) Tri-isopropyl phosphite.

1C351 Human and animal pathogens and “toxins,” as follows (see List of Items Controlled). License Requirements Reason for Control: CB, CW, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
CB applies to items controlled by 1C351.d.14 and .15CB Column 1
CB applies to entire entryCB Column 2

CW applies to 1C351.d.14 and .d.15 and a license is required for CW reasons for all destinations, including Canada, as follows: CW applies to 1C351.d.14 for ricin in the form of (1) Ricinus communis AgglutininII (RCAII), also known as ricin D or Ricinus Communis LectinIII (RCLIII) and (2) Ricinus communis LectinIV (RCLIV), also known as ricin E. CW applies to 1C351.d.15 for saxitoxin identified by C.A.S. #35523-89-8. See § 742.18 of the EAR for licensing information pertaining to chemicals subject to restriction pursuant to the Chemical Weapons Convention (CWC ). The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CW reasons.

Control(s) Country chart
(see Supp. No. 1
to part 738)
AT applies to entire entryAT Column 1
License Requirement Notes:

1. All vaccines and 'immunotoxins' are excluded from the scope of this entry. Certain medical products and diagnostic and food testing kits that contain biological toxins controlled under 1C351.d, with the exception of toxins controlled for CW reasons under 1C351.d.14 or .d.15, are excluded from the scope of this entry. Vaccines, 'immunotoxins,' certain medical products, and diagnostic and food testing kits excluded from the scope of this entry are controlled under ECCN 1C991.

2. For the purposes of this entry, only saxitoxin is controlled under 1C351.d.15; other members of the paralytic shellfish poison family (e.g., neosaxitoxin) are designated EAR 99.

3. Clostridium perfringens strains, other than the epsilon toxin-producing strains of Clostridium perfringens described in 1C351.c.12, are excluded from the scope of this entry, since they may be used as positive control cultures for food testing and quality control.

4. Unless specified elsewhere in this ECCN 1C351 (e.g., in License Requirement Notes 1-3), this ECCN controls all biological agents and “toxins,” regardless of quantity or attenuation, that are identified in the List of Items Controlled for this ECCN , including small quantities or attenuated strains of select biological agents or “toxins” that are excluded from the lists of select biological agents or “toxins” by the Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture (USDA), or the Centers for Disease Control and Prevention (CDC), U.S. Department of Health and Human Services (HHS), in accordance with their regulations in 9 CFR part 121 and 42 CFR part 73, respectively.

5. Biological agents and pathogens are controlled under this ECCN 1C351 when they are an isolated live culture of a pathogen agent, or a preparation of a toxin agent that has been isolated or extracted from any source or material, including living material that has been deliberately inoculated or contaminated with the agent. Isolated live cultures of a pathogen agent include live cultures in dormant form or in dried preparations, whether the agent is natural, enhanced or modified.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Certain forms of ricin and saxitoxin in 1C351.d.14 and .d.15 are CWC Schedule 1 chemicals (see § 742.18 of the EAR ). The U.S. Government must provide advance notification and annual reports to the OPCW of all exports of Schedule 1 chemicals. See § 745.1 of the EAR for notification procedures. See 22 CFR part 121, Category XIV and § 121.7 for CWC Schedule 1 chemicals that are “subject to the ITAR.” (2) The Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, and the Centers for Disease Control and Prevention (CDC), U.S. Department of Health and Human Services, maintain controls on the possession, use, and transfer within the United States of certain items controlled by this ECCN (for APHIS, see 7 CFR 331.3(b), 9 CFR 121.3(b), and 9 CFR 121.4(b); for CDC, see 42 CFR 73.3(b) and 42 CFR 73.4(b)). (3) See 22 CFR part 121, Category XIV(b), for modified biological agents and biologically derived substances that are “subject to the ITAR.” Related Definitions: For the purposes of this entry, 'immunotoxins' are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. Items:

a. Viruses identified on the Australia Group (AG) “List of Human and Animal Pathogens and Toxins for Export Control,” as follows:

a.1. African horse sickness virus;

a.2. African swine fever virus;

a.3. Andes virus;

a.4. Avian influenza (AI) viruses identified as having high pathogenicity (HP), as follows:

a.4.a. AI viruses that have an intravenous pathogenicity index (IVPI) in 6-week-old chickens greater than 1.2; or

a.4.b. AI viruses that cause at least 75% mortality in 4- to 8-week-old chickens infected intravenously.

Note:

Avian influenza (AI) viruses of the H5 or H7 subtype that do not have either of the characteristics described in 1C351.a.4 (specifically, 1C351.a.4.a or .a.4.b) should be sequenced to determine whether multiple basic amino acids are present at the cleavage site of the haemagglutinin molecule (HA0). If the amino acid motif is similar to that observed for other HPAI isolates, then the isolate being tested should be considered as HPAI and the virus is controlled under 1C351.a.4.

a.5. Bluetongue virus;

a.6. Chapare virus;

a.7. Chikungunya virus;

a.8. Choclo virus;

a.9. Classical swine fever virus (Hog cholera virus);

a.10. Crimean-Congo hemorrhagic fever virus;

a.11. Dobrava-Belgrade virus;

a.12. Eastern equine encephalitis virus;

a.13. Ebolavirus (includes all members of the Ebolavirus genus);

a.14. Foot-and-mouth disease virus;

a.15. Goatpox virus;

a.16. Guanarito virus;

a.17. Hantaan virus;

a.18. Hendra virus (Equine morbillivirus);

a.19. Japanese encephalitis virus;

a.20. Junin virus;

a.21. Kyasanur Forest disease virus;

a.22. Laguna Negra virus;

a.23. Lassa virus;

a.24. Louping ill virus;

a.25. Lujo virus;

a.26. Lumpy skin disease virus;

a.27. Lymphocytic choriomeningitis virus;

a.28. Machupo virus;

a.29. Marburgvirus (includes all members of the Marburgvirus genus);

a.30. Middle East respiratory syndrome-related coronavirus (MERS-related coronavirus);

a.31. Monkeypox virus;

a.32. Murray Valley encephalitis virus;

a.33. Newcastle disease virus;

a.34. Nipah virus;

a.35. Omsk hemorrhagic fever virus;

a.36. Oropouche virus;

a.37. Peste-des-petits ruminants virus;

a.38. Porcine Teschovirus;

a.39. Powassan virus;

a.40. Rabies virus and all other members of the Lyssavirus genus;

a.41. Reconstructed 1918 influenza virus;

Technical Note:

1C351.a.41 includes reconstructed replication competent forms of the 1918 pandemic influenza virus containing any portion of the coding regions of all eight gene segments.

a.42. Rift Valley fever virus;

a.43. Rinderpest virus;

a.44. Rocio virus;

a.45. Sabia virus;

a.46. Seoul virus;

a.47. Severe acute respiratory syndrome-related coronavirus (SARS-related coronavirus);

a.48. Sheeppox virus;

a.49. Sin Nombre virus;

a.50. St. Louis encephalitis virus;

a.51. Suid herpesvirus 1 (Pseudorabies virus; Aujeszky's disease);

a.52. Swine vesicular disease virus;

a.53. Tick-borne encephalitis virus (Far Eastern subtype, formerly known as Russian Spring-Summer encephalitis virus—see 1C351.b.3 for Siberian subtype);

a.54. Variola virus;

a.55. Venezuelan equine encephalitis virus;

a.56. Vesicular stomatitis virus;

a.57. Western equine encephalitis virus; or

a.58. Yellow fever virus.

b. Viruses identified on the APHIS/CDC “select agents” lists (see Related Controls paragraph #2 for this ECCN ), but not identified on the Australia Group (AG) “List of Human and Animal Pathogens and Toxins for Export Control,” as follows:

b.1. [Reserved];

b.2. [Reserved]; or

b.3. Tick-borne encephalitis virus (Siberian subtype, formerly West Siberian virus—see 1C351.a.53 for Far Eastern subtype).

c. Bacteria identified on the Australia Group (AG) “List of Human and Animal Pathogens and Toxins for Export Control,” as follows:

c.1. Bacillus anthracis;

c.2. Brucella abortus;

c.3. Brucella melitensis;

c.4. Brucella suis;

c.5. Burkholderia mallei (Pseudomonas mallei);

c.6. Burkholderia pseudomallei (Pseudomonas pseudomallei);

c.7. Chlamydia psittaci (Chlamydophila psittaci);

c.8. Clostriduim argentinense (formerly known as Clostridium botulinum Type G), botulinum neurotoxin producing strains;

c.9. Clostridium baratii, botulinum neurotoxin producing strains;

c.10. Clostridium botulinum;

c.11. Clostridium butyricum, botulinum neurotoxin producing strains;

c.12. Clostridium perfringens, epsilon toxin producing types;

c.13. Coxiella burnetii;

c.14. Francisella tularensis;

c.15. Mycoplasma capricolum subspecies capripneumoniae (“strain F38”);

c.16. Mycoplasma mycoides subspecies mycoides SC (small colony) (a.k.a. contagious bovine pleuropneumonia);

c.17. Rickettsia prowazekii;

c.18. Salmonella enterica subspecies enterica serovar Typhi (Salmonella typhi);

c.19. Shiga toxin producing Escherichia coli (STEC) of serogroups O26, O45, O103, O104, O111, O121, O145, O157, and other shiga toxin producing serogroups;

Note:

Shiga toxin producing Escherichia coli (STEC) includes, inter alia, enterohaemorrhagic E. coli (EHEC), verotoxin producing E. coli (VTEC) or verocytotoxin producing E. coli (VTEC).

c.20. Shigella dysenteriae;

c.21. Vibrio cholerae; or

c.22. Yersinia pestis.

d. “Toxins” identified on the Australia Group (AG) “List of Human and Animal Pathogens and Toxins for Export Control,” as follows, or their subunits:

d.1. Abrin;

d.2. Aflatoxins;

d.3. Botulinum toxins;

d.4. Brevetoxins;

d.5. Clostridium perfringens alpha, beta 1, beta 2, epsilon and iota toxins;

d.6. Conotoxins;

d.7. Diacetoxyscirpenol;

d.8. Gonyautoxins;

d.9. HT-2 toxin;

d.10. Microcystins (Cyanginosins);

d.11. Modeccin;

d.12. Nodularins;

d.13. Palytoxin;

d.14. Ricin;

d.15. Saxitoxin;

d.16. Shiga toxins (shiga-like toxins, verotoxins, and verocytotoxins);

d.17. Staphylococcus aureus enterotoxins, hemolysin alpha toxin, and toxic shock syndrome toxin (formerly known as Staphylococcus enterotoxin F);

d.18. T-2 toxin;

d.19. Tetrodotoxin;

d.20. Viscumin (Viscum album lectin 1); or

d.21. Volkensin.

e. “Fungi”, as follows:

e.1. Coccidioides immitis; or

e.2. Coccidioides posadasii.

1C353 Genetic elements and genetically modified organisms, as follows (see List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
CB applies to genetic elements of items controlled by 1C351.d.14 and .15CB Column 1
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
License Requirements Notes:

1. Vaccines that contain genetic elements or genetically modified organisms identified in this ECCN are controlled by ECCN 1C991.

2. Unless specified elsewhere in this ECCN 1C353 (e.g., in License Requirement Note 1), this ECCN controls genetic elements or genetically modified organisms for all biological agents and “toxins,” regardless of quantity or attenuation, that are identified in the List of Items Controlled for this ECCN , including genetic elements or genetically modified organisms for attenuated strains of select biological agents or “toxins” that are excluded from the lists of select biological agents or “toxins” by the Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, or the Centers for Disease Control and Prevention (CDC), U.S. Department of Health and Human Services, in accordance with the APHIS regulations in 7 CFR part 331 and 9 CFR part 121 and the CDC regulations in 42 CFR part 73.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) The Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, and the Centers for Disease Control and Prevention (CDC), U.S. Department of Health and Human Services, maintain controls on the possession, use, and transfer within the United States of certain items controlled by this ECCN , including (but not limited to) certain genetic elements, recombinant nucleic acids, and recombinant organisms associated with the agents or toxins in ECCN 1C351 or 1C354 (for APHIS, see 7 CFR 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c); for CDC, see 42 CFR 73.3(c) and 42 CFR 73.4(c)). (2) See 22 CFR part 121, Category XIV(b), for modified biological agents and biologically derived substances that are subject to the export licensing jurisdiction of the U.S. Department of State, Directorate of Defense Trade Controls. Related Definition: N/A Items:

a. Any genetically modified organism that contains, or any genetic element that codes for, any of the following:

a.1. Any gene, genes, translated product or translated products specific to any virus controlled by 1C351.a or .b or 1C354.c;

a.2. Any gene or genes specific to any bacterium controlled by 1C351.c or 1C354.a, or any fungus controlled by 1C351.e or 1C354.b, and which;

a.2.a. In itself or through its transcribed or translated products represents a significant hazard to human, animal or plant health; or

a.2.b. Could endow or enhance pathogenicity; or

a.3. Any toxins, or their subunits, controlled by 1C351.d.

b. [Reserved].

Technical Notes:

1. Genetically modified organisms include organisms in which the nucleic acid sequences have been created or altered by deliberate molecular manipulation.

2. “Genetic elements” include, inter alia, chromosomes, genomes, plasmids, transposons, vectors, and inactivated organisms containing recoverable nucleic acid fragments, whether genetically modified or unmodified, or chemically synthesized in whole or in part. For the purposes of this ECCN 1C353, nucleic acids from an inactivated organism, virus, or sample are considered to be 'recoverable' if the inactivation and preparation of the material is intended or known to facilitate isolation, purification, amplification, detection, or identification of nucleic acids.

3. This ECCN does not control nucleic acid sequences of shiga toxin producing Escherichia coli of serogroups O26, O45, O103, O104, O111, O121, O145, O157, and other shiga toxin producing serogroups, other than those genetic elements coding for shiga toxin, or for its subunits.

4. 'Endow or enhance pathogenicity' is defined as when the insertion or integration of the nucleic acid sequence or sequences is/are likely to enable or increase a recipient organism's ability to be used to deliberately cause disease or death. This might include alterations to, inter alia: virulence, transmissibility, stability, route of infection, host range, reproducibility, ability to evade or suppress host immunity, resistance to medical countermeasures, or detectability.

1C354 Plant pathogens, as follows (see List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
License Requirements Notes:

1. All vaccines are excluded from the scope of this ECCN . See ECCN 1C991 for vaccines.

2. Unless specified elsewhere in this ECCN 1C354 (e.g., in License Requirement Note 1), this ECCN controls all biological agents, regardless of quantity or attenuation, that are identified in the List of Items Controlled for this ECCN , including small quantities or attenuated strains of select biological agents that are excluded from the list of PPQ select agents and “toxins” by the Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, in accordance with their regulations in 7 CFR part 331.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) The Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, maintains controls on the possession, use, and transfer within the United States of certain items controlled by this ECCN (see 7 CFR 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c)). (2) See 22 CFR part 121, Category XIV(b), for modified biological agents and biologically derived substances that are subject to the export licensing jurisdiction of the U.S. Department of State, Directorate of Defense Trade Controls. Related Definitions: N/A Items:

a. Bacteria, as follows:

a.1. Xanthomonas albilineans;

a.2. Xanthomonas citri pv. citri (Xanthomonas axonopodis pv. citri, Xanthomonas campestris pv. citri);

a.3. Xanthomonas oryzae [this species of proteobacteria is identified on the APHIS “select agents” list (see Related Controls paragraph for this ECCN ), but only the pathovar Xanthomonas oryzae pv. oryzae (syn. Pseudomonas campestris pv. oryzae) is identified on the Australia Group (AG) “List of Plant Pathogens for Export Control”];

a.4. Clavibacter michiganensis subsp. sepedonicus (Clavibacter sepedonicus, Clavibacter michiganense subsp. sepedonicus, Corynebacterium michiganensis subsp. sepedonicum, Corynebacterium sepedonicum);

a.5. Ralstonia solanacearum, race 3, biovar 2;

a.6. Raythayibactor toxicus [this bacterium is identified on the APHIS “select agents” list (see the Related Controls paragraph for this ECCN ), but is not identified on the Australia Group (AG) “List of Plant Pathogens for Export Control”].

b. Fungi, as follows:

b.1. Bipolaris oryzae (Cochliobolus miyabeanus, Helminthosporium oryzae);

b.2. Colletotrichum kahawae (Colletotrichum coffeanum var. virulans);

b.3. Pseudocercospora ulei (Microcyclus ulei, Dothidella ulei);

b.4. Puccinnia graminis ssp. graminis var. graminis/Puccinia graminis ssp. graminis var. stakmanii (Puccinia graminis [syn. Puccinia graminis f. sp. tritici]);

b.5. Puccinia striiformis (syn. Puccinia glumarum);

b.6. Magnaporthe oryzae (Pyricularia oryzae);

b.7. Peronosclerospora philippinensis (Peronosclerospora sacchari);

b.8. Sclerophthora rayssiae var. zeae;

b.9. Synchytrium endobioticum;

b.10. Tilletia indica;

b.11. Thecaphora solani;

b.12. Phoma glycinicola (formerly Pyrenochaeta glycines) [this fungus is identified on the APHIS “select agents” list (see the Related Controls paragraph for this ECCN ), but is not identified on the Australia Group (AG) “List of Plant Pathogens for Export Control”].

c. Viruses, as follows:

c.1. Andean potato latent virus (Potato Andean latent tymovirus);

c.2. Potato spindle tuber viroid.

1C355 Chemical Weapons Convention (CWC ) Schedule 2 and 3 chemicals and families of chemicals not controlled by ECCN 1C350 or “subject to the ITAR” (see 22 CFR parts) (see List of Items Controlled). License Requirements Reason for Control: CW, AT. Control(s)

CW applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CW reasons. A license is required to export or reexport CWC Schedule 2 chemicals and mixtures identified in 1C355.a to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ). A license is required to export CWC Schedule 3 chemicals and mixtures identified in 1C355.b to States not Party to the CWC , unless an End Use Certificate issued by the government of the importing country is obtained by the exporter, prior to export. A license is required to reexport CWC Schedule 3 chemicals and mixtures identified in 1C355.b from a State not Party to the CWC to any other State not Party to the CWC . (See § 742.18 of the EAR for license requirements and policies for toxic and precursor chemicals controlled for CW reasons.)

AT applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for AT reasons in 1C350. A license is required, for AT reasons, to export or reexport items controlled by 1C350 to a country in Country Group E:1 of Supplement No. 1 to part 740 of the EAR . (See part 742 of the EAR for additional information on the AT controls that apply to Iran, North Korea, and Syria. See part 746 of the EAR for additional information on sanctions that apply to Iran, North Korea, and Syria.)

License Requirements Notes:

1. MIXTURES:

a. Mixtures containing toxic and precursor chemicals identified in ECCN 1C355, in concentrations that are below the control levels indicated in 1C355.a and .b, are controlled by ECCN 1C995 and are subject to the license requirements specified in that ECCN .

b. Mixtures containing chemicals identified in this entry are not controlled by ECCN 1C355 when the controlled chemical is a normal ingredient in consumer goods packaged for retail sale for personal use or packaged for individual use. Such consumer goods are classified as EAR 99.

Note to mixtures:

Calculation of concentrations of CW-controlled chemicals:

a. Exclusion. No chemical may be added to the mixture (solution) for the sole purpose of circumventing the Export Administration Regulations;

b. Percent Weight Calculation. When calculating the percentage, by weight, of ingredients in a chemical mixture, include all ingredients of the mixture, including those that act as solvents.

2. COMPOUNDS: Compounds created with any chemicals identified in this ECCN 1C355 may be shipped NLR (No License Required), without obtaining an End-Use Certificate, unless those compounds are also identified in this entry or require a license for reasons set forth elsewhere in the EAR .

Technical Notes:

For purposes of this entry, a “mixture” is defined as a solid, liquid or gaseous product made up of two or more ingredients that do not react together under normal storage conditions.

List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also ECCN s 1C350 1C351, 1C395, and 1C995. See §§ 742.18 and 745.2 of the EAR for End-Use Certification requirements. Related Definitions: N/A Items:

a. CWC Schedule 2 chemicals and mixtures containing Schedule 2 chemicals:

a.1. Toxic chemicals, as follows, and mixtures containing toxic chemicals:

a.1.a. PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene (C.A.S. 382-21-8) and mixtures in which PFIB constitutes more than 1 percent of the weight of the mixture;

a.1.b. [Reserved]

a.2. Precursor chemicals, as follows, and mixtures in which at least one of the following precursor chemicals constitutes more than 10 percent of the weight of the mixture:

a.2.a. Chemicals, except for those listed in Schedule 1, containing a phosphorus atom to which is bonded one methyl, ethyl, or propyl (normal or iso) group but not further carbon atoms.

Note:

1C355.a.2.a does not control Fonofos: O-Ethyl S-phenyl ethylphosphonothiolothionate (C.A.S. 944-22-9).

a.2.b. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) phosphoramidic dihalides;

a.2.c. FAMILY: Dialkyl (Me, Et, n-Pr or i-Pr) N,N-dialkyl (Me, Et, n-Pr, or i-Pr)-phosphoramidates;

a.2.d. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethyl-2-chlorides and corresponding protonated salts;

a.2.e. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-ols and corresponding protonated salts;

Note:

1C355.a.2.e. does not control N,N-Dimethylaminoethanol and corresponding protonated salts (C.A.S. 108-01-0) or N,N-Diethylaminoethanol and corresponding protonated salts (C.A.S. 100-37-8).

a.2.f. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-thiols and corresponding protonated salts.

b. CWC Schedule 3 chemicals and mixtures containing Schedule 3 chemicals:

b.1. Toxic chemicals, as follows, and mixtures in which at least one of the following toxic chemicals constitutes 30 percent or more of the weight of the mixture:

b.1.a. Phosgene: Carbonyl dichloride (C.A.S. 75-44-5);

b.1.b. Cyanogen chloride (C.A.S. 506-77-4);

b.1.c. Hydrogen cyanide (C.A.S. 74-90-8);

b.1.d. Chloropicrin: Trichloronitromethane (CAS 76-06-2).

b.2. Precursor chemicals, as follows, and mixtures in which at least one of the following precursor chemicals constitutes 30 percent or more of the weight of the mixture:

b.2.a. [Reserved];

b.2.b. Methyldiethanolamine (C.A.S. 105-59-9).

1C395 Mixtures and Medical, Analytical, Diagnostic, and Food Testing Kits Not Controlled by ECCN 1C350, as follows (See List of Items Controlled). License Requirements Reason for Control: CB, CW, AT Control(s): CB applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CB reasons in 1C395. A license is required, for CB reasons, to export or reexport mixtures controlled by 1C395.a and test kits controlled by 1C395.b to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ).

CW applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CW reasons. A license is required for CW reasons, as follows, to States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the EAR ): (1) Exports and reexports of mixtures controlled by 1C395.a, (2) exports and reexports of test kits controlled by 1C395.b that contain CWC Schedule 2 chemicals controlled by ECCN 1C350, (3) exports of test kits controlled by 1C395.b that contain CWC Schedule 3 chemicals controlled by ECCN 1C350, except that a license is not required, for CW reasons, to export test kits containing CWC Schedule 3 chemicals if an End-Use Certificate issued by the government of the importing country is obtained by the exporter prior to export, and (4) reexports from States not Party to the CWC of test kits controlled by 1C395.b that contain CWC Schedule 3 chemicals. (See § 742.18 of the EAR for license requirements and policies for toxic and precursor chemicals controlled for CW reasons.)

AT applies to entire entry. The Commerce Country Chart is not designed to determine licensing requirements for items controlled for AT reasons in 1C395. A license is required, for AT reasons, to export or reexport items controlled by 1C395 to a country in Country Group E:1 of Supplement No. 1 to part 740 of the EAR . (See part 742 of the EAR for additional information on the AT controls that apply to Iran, North Korea, Sudan, and Syria. See part 746 of the EAR for additional information on sanctions that apply to Iran, North Korea, and Syria.)

License Requirements Notes:

1. 1C395.b does not control mixtures that contain precursor chemicals identified in ECCN 1C350.b or .c in concentrations below the control levels for mixtures indicated in 1C350.b or .c. 1C395.a and 1C995.a.1 and a.2.a control such mixtures, unless they are consumer goods, as described in License Requirements Note 2 of this ECCN .

2. This ECCN does not control mixtures when the controlled chemicals are normal ingredients in consumer goods packaged for retail sale for personal use. Such consumer goods are classified as EAR 99.

List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: 1. ECCN 1C350 controls mixtures containing 30 percent or higher concentrations, by weight, of any single CWC Schedule 2 chemical identified in ECCN 1C350.b; ECCN 1C995 controls such mixtures containing concentrations of 10 percent or less. 2. ECCN 1C995 controls “medical, analytical, diagnostic, and food testing kits” (as defined in the Related Definitions paragraph of this ECCN ) that contain precursor chemicals listed in ECCN 1C350.d. ECCN 1C350 controls any such kits in which the amount of any single chemical listed in 1C350.b, .c, or .d exceeds 300 grams by weight. Related Definitions: For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes. Replacement reagents for medical, analytical, diagnostic, and food testing kits described in 1C395.b are controlled by ECCN 1C350 if the reagents contain at least one of the precursor chemicals identified in that ECCN in concentrations equal to or greater than the control levels for mixtures indicated in 1C350.b. or .c. Items: a. Mixtures containing more than 10 percent, but less than 30 percent, by weight of any single CWC Schedule 2 chemical identified in ECCN 1C350.b (For controls on other mixtures containing these chemicals, see Note 1 in the Related Controls paragraph of this ECCN .).

b. “Medical, analytical, diagnostic, and food testing kits” (as defined in the Related Definitions for this ECCN ) that contain CWC Schedule 2 or 3 chemicals controlled by ECCN 1C350.b or .c in an amount not exceeding 300 grams per chemical. (For controls on other such test kits containing these and other controlled chemicals, see Note 2 in the Related Controls paragraph of this ECCN .)

1C607 Tear Gases, Riot Control Agents and materials for the detection and decontamination of chemical warfare agents (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to Part 738)
NS applies to entire entry, except 1C607.a.10, .a.11, .a.12, and .a.14NS Column 1.
RS applies to entire entryRS Column 1.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1C607. List of Items Controlled Related Controls: (1) See ECCN 1A984 for controls on other riot control agents. (2) See 22 CFR 121.1 (USML), Category XIV(b), for modified biological agents and biologically derived substances that are subject to the ITAR. (3) See 22 CFR 121.1 (USML), Category XIV(g), for ITAR controls on antibodies, recombinant protective antigens, polynucleotides, biopolymers or biocatalysts (including the expression vectors, viruses, plasmids, or cultures of specific cells used to produce them) that are “specially designed” for use with articles controlled under USML Category XIV(f). (4) See ECCN 0A919 for “military commodities” located and produced outside the United States that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. Tear gases and riot control agents including:

a.1. CA (Bromobenzyl cyanide) (CAS 5798-79-8);

a.2. CS (o-Chlorobenzylidenemalononitrile or o-Chlorobenzalmalononitrile) (CAS 2698-41-1);

a.3. CN (Phenylacyl chloride or w-Chloroacetophenone) (CAS 532-27-4);

a.4. CR (Dibenz-(b,f)-1,4-oxazephine) (CAS 257-07-8);

a.5. Adamsite (Diphenylamine chloroarsine or DM) (CAS 578-94-9);

a.6. N-Nonanoylmorpholine, (MPA) (CAS 5299-64-9);

a.7. Dibromodimethyl ether (CAS 4497-29-4);

a.8. Dichlorodimethyl ether (ClCi) (CAS 542-88-1);

a.9. Ethyldibromoarsine (CAS 683-43-2);

a.10. Bromo acetone (CAS 598-31-2);

a.11. Bromo methylethylketone (CAS 816-40-0);

a.12. Iodo acetone (CAS 3019-04-3);

a.13. Phenylcarbylamine chloride (CAS 622-44-6);

a.14. Ethyl iodoacetate (CAS 623-48-3);

Note to 1C607.a:

ECCN 1C607.a. does not control the following: formulations containing 1% or less of CN or CS; individually packaged tear gases or riot control agents for personal self-defense purposes that are controlled by ECCN 1A984; or active constituent chemicals, and combinations thereof, identified and packaged for food production or medical purposes.

b. “Biopolymers,” not controlled by USML Category XIV(g) “specially designed” or processed for the detection or identification of chemical warfare agents specified by USML Category XIV(a), and the cultures of specific cells used to produce them.

c. “Biocatalysts,” and biological systems therefor, not controlled by USML Category XIV(g) “specially designed” for the decontamination or degradation of chemical warfare agents controlled in USML Category XIV (a), as follows:

c.1. “Biocatalysts” “specially designed” for the decontamination or degradation of chemical warfare agents controlled in USML Category XIV(a) resulting from directed laboratory selection or genetic manipulation of biological systems;

c.2. Biological systems containing the genetic information specific to the production of “biocatalysts” specified by 1C607.c.1, as follows:

c.2.a. “Expression vectors;”

c.2.b. Viruses; or

c.2.c. Cultures of cells.

Note to 1C607.b and .c:

The cultures of cells and biological systems are exclusive and these sub-items do not apply to cells or biological systems for civil purposes, such as agricultural, pharmaceutical, medical, veterinary, environmental, waste management, or in the food industry.

d. Chemical mixtures not controlled by USML Category XIV(f) “specially designed” for military use for the decontamination of objects contaminated with materials specified by USML Category XIV(a) or (b).

1C608 “Energetic materials” and related commodities (see List of Items Controlled). License Requirements Reason for Control: NS, RS, MT, AT, UN
Control(s) Country chart
(see Supp. no. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
MT applies to 1C608.mMT Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) of the EAR for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1,500 GBS: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1C608. List of Items Controlled Related Controls: (1) The EAR does not control devices or charges containing materials controlled by USML subparagraphs V(c)(6), V(h), or V(i). The USML controls devices containing such materials. (2) The USML in Categories III, IV, or V controls devices and charges in this entry if they contain materials controlled by Category V (other than slurries) and such materials can be easily extracted without destroying the device or charge. (3) See also explosives and other items enumerated in ECCN s 1A006, 1A007, 1A008, 1C011, 1C111, 1C239, and 1C992. (4) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: (1) For purposes of this entry, the term 'controlled materials' means controlled energetic materials enumerated in ECCN s 1C011, 1C111, 1C239, 1C608, or USML Category V. (2) For the purposes of this entry, the term 'propellants' means substances or mixtures that react chemically to produce large volumes of hot gases at controlled rates to perform mechanical work. Items: a. 'Single base', 'double base', and 'triple base' 'propellants' having nitrocellulose with nitrogen content greater than 12.6% in the form of either:

a.1. 'Sheetstock' or 'carpet rolls'; or

a.2. Grains with diameter greater than 0.10 inches.

Note:

This entry does not control 'propellant' grains used in shotgun shells, small arms cartridges, or rifle cartridges.

Technical Notes:

1. 'Sheetstock' is 'propellant' that has been manufactured in the form of a sheet suitable for further processing.

2. A 'carpet roll' is 'propellant' that has been manufactured as a sheet, often cut to a desired width, and subsequently rolled up (like a carpet).

3. 'Single base' is 'propellant' which consists mostly of nitrocellulose.

4. 'Double base' 'propellant' consist mostly of nitrocellulose and nitroglycerine.

5. 'Triple base' consists mostly of nitrocellulose, nitroglycerine, and nitroguanidine. Such 'propellants' contain other materials, such as resins or stabilizers, that could include carbon, salts, burn rate modifiers, nitrodiphenylamine, wax, polyethylene glycol (PEG), polyglycol adipate (PGA).

b. Shock tubes containing greater than 0.064 kg per meter (300 grains per foot), but not more than 0.1 kg per meter (470 grains per foot) of 'controlled materials.'

c. Cartridge power devices containing greater than 0.70 kg, but not more than 1.0 kg of 'controlled materials.'

d. Detonators (electric or nonelectric) and “specially designed” assemblies therefor containing greater than 0.01 kg, but not more than 0.1 kg of 'controlled materials'.

e. Igniters not controlled by USML Categories III or IV that contain greater than 0.01 kg, but not more than 0.1 kg of 'controlled materials'.

f. Oil well cartridges containing greater than 0.015 kg, but not more than 0.1 kg of 'controlled materials'.

g. Commercial cast or pressed boosters containing greater than 1.0 kg, but not more than 5.0 kg of 'controlled materials'.

h. Commercial prefabricated slurries and emulsions containing greater than 10 kg and less than or equal to thirty-five percent by weight of USML 'controlled materials'.

i. [Reserved]

j. “Pyrotechnic” devices “specially designed” for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays), and containing greater than 3.0 kg, but not more than 5.0 kg of 'controlled materials'.

k. Other commercial explosive devices or charges “specially designed” for commercial applications, not controlled by 1C608.c through .g above, containing greater than 1.0 kg, but not more than 5.0 kg of 'controlled materials'.

l. Propyleneimine (2 methylaziridine) (C.A.S. #75-55-8).

m. Any oxidizer or 'mixture' thereof that is a compound composed of fluorine and any of the following: other halogens, oxygen, or nitrogen.

Note 1 to 1C608.m:

Nitrogen trifluoride (NF3) (CAS 7783-54-2) in a gaseous state is controlled under ECCN 1C992 and not under ECCN 1C608.m.

Note 2 to 1C608.m:

Chlorine trifluoride (ClF3) (CAS 7790-91-2) is controlled under ECCN 1C111.a.3.f and not under ECCN 1C608.m.

Note 3 to 1C608.m:

Oxygen difluoride (OF2) is controlled under USML Category V.d.10 (see 22 CFR 121.1) and not under ECCN 1C608.m.

Note to 1C608.l and m:

If a chemical in ECCN 1C608.l or .m is incorporated into a commercial charge or device described in ECCN 1C608.c through .k or in ECCN 1C992, the classification of the commercial charge or device applies to the item.

Technical Note to 1C608.m:

'Mixture' refers to a composition of two or more substances with at least one substance being enumerated in 1C011, 1C111, 1C239, 1C608, USML Category V, or elsewhere on the USML.

n. Any explosives, 'propellants', oxidizers, “pyrotechnics”, fuels, binders, or additives that are “specially designed” for military application and not enumerated or otherwise described in USML Category V or elsewhere on the USML.

Note 1:

1C608.n does not apply to the following “aircraft” fuels: JP-4, JP-5, and JP-8.

Note 2:

“Aircraft” fuels specified by 1C608.n, Note 1 are finished products, not their constituents.

1C980 Inorganic chemicals listed in Supplement No. 1 to part 754 of the EAR that were produced or derived from the Naval Petroleum Reserves (NPR) or became available for export as a result of an exchange of any NPR produced or derived commodities. License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1C982 Other petroleum products listed in Supplement No. 1 to part 754 of the EAR that were produced or derived from the Naval Petroleum Reserves (NPR) or became available for export as a result of an exchange of any NPR produced or derived commodities. License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1C983 Natural gas liquids and other natural gas derivatives listed in Supplement No. 1 to part 754 of the EAR that were produced or derived from the Naval Petroleum Reserves (NPR) or became available for export as a result of an exchange of any NPR produced or derived commodities. License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons. List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1C984 Manufactured gas and synthetic natural gas (except when commingled with natural gas and thus subject to export authorization from the Department of Energy) listed in Supplement No. 1 to part 754 of the EAR that were produced or derived from the Naval Petroleum Reserves (NPR) or became available for export as a result of an exchange of any NPR produced or derived commodities. License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1C988 Unprocessed western red cedar (thuja plicata) logs and timber, and rough, dressed and worked lumber containing wane, as described in § 754.4 of the EAR . License Requirements Reason for Control: SS Control(s): SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for SS reasons List of Items Controlled Related Controls: N/A Related Definitions: For a non-exhaustive list of 10-digit Harmonized System-based Schedule B commodity numbers that may apply to unprocessed Western Red Cedar products subject to § 754.4 and related definitions, see Supplement No. 2 to part 754 of the EAR . Items: The list of items controlled is contained in the ECCN heading 1C990 Fibrous and filamentary materials, not controlled by 1C010 or 1C210, for use in “composite” structures and with a specific modulus of 3.18 × 10 6 m or greater and a specific tensile strength of 7.62 × 10 4 m or greater. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1C991 Vaccines, immunotoxins, medical products, diagnostic and food testing kits, as follows (see List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country chart (See Supp. No. 1 to part 738)
CB applies to 1C991.cCB Column 3.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Medical products containing ricin or saxitoxin, as follows, are controlled for CW reasons under ECCN 1C351:

(a) Ricinus communis AgglutininII (RCAII), also known as ricin D, or Ricinus Communis LectinIII (RCLIII);

(b) Ricinus communis LectinIV (RCLIV), also known as ricin E; or

(c) Saxitoxin identified by C.A.S. #35523-89-8.

(2) The export of a “medical product” that is an “Investigational New Drug” (IND), as defined in 21 CFR 312.3, is subject to certain U.S. Food and Drug Administration (FDA) requirements that are independent of the export requirements specified in this ECCN or elsewhere in the EAR . These FDA requirements are described in 21 CFR 312.110 and must be satisfied in addition to any requirements specified in the EAR .

(3) Also see 21 CFR 314.410 for FDA requirements concerning exports of new drugs and new drug substances.

Related Definitions: For the purpose of this entry, 'immunotoxins' are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. For the purpose of this entry, 'medical products' are: (1) Pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions; (2) prepackaged for distribution as clinical or medical products; and (3) approved by the U.S. Food and Drug Administration either to be marketed as clinical or medical products or for use as an “Investigational New Drug” (IND) (see 21 CFR part 312). For the purpose of this entry, 'diagnostic and food testing kits' are specifically developed, packaged and marketed for diagnostic or public health purposes. Biological toxins in any other configuration, including bulk shipments, or for any other end-uses are controlled by ECCN 1C351. For the purpose of this entry, 'vaccine' is defined as a medicinal (or veterinary) product in a pharmaceutical formulation, approved by the U.S. Food and Drug Administration or the U.S. Department of Agriculture to be marketed as a medical (or veterinary) product or for use in clinical trials, that is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered. Items:

Technical Note: For purposes of the controls described in this ECCN , 'toxins' refers to those toxins, or their subunits, controlled under ECCN 1C351.d.

a. Vaccines containing, or designed for use against, items controlled by ECCN 1C351, 1C353 or 1C354.

b. Immunotoxins containing toxins controlled by 1C351.d;

c. Medical products that contain any of the following:

c.1. Toxins controlled by ECCN 1C351.d (except for botulinum toxins controlled by ECCN 1C351.d.3, conotoxins controlled by ECCN 1C351.d.6, or items controlled for CW reasons under ECCN 1C351.d.14 or .d.15); or

c.2. Genetically modified organisms or genetic elements controlled by ECCN 1C353.a.3 (except for those that contain, or code for, botulinum toxins controlled by ECCN 1C351.d.3 or conotoxins controlled by ECCN 1C351.d.6);

d. Medical products not controlled by 1C991.c that contain any of the following:

d.1. Botulinum toxins controlled by ECCN 1C351.d.3;

d.2. Conotoxins controlled by ECCN 1C351.d.6; or

d.3. Genetically modified organisms or genetic elements controlled by ECCN 1C353.a.3 that contain, or code for, botulinum toxins controlled by ECCN 1C351.d.3 or conotoxins controlled by ECCN 1C351.d.6;

e. Diagnostic and food testing kits containing toxins controlled by ECCN 1C351.d (except for items controlled for CW reasons under ECCN 1C351.d.14 or .d.15).

1C992 Commercial charges and devices containing energetic materials, n.e.s. and nitrogen trifluoride in a gaseous state (see List of Items Controlled). License Requirements Reason for Control: AT, RS, foreign policy
Control(s) Country chart (see Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
RS applies to entire entryA license is required for items controlled by this entry for export or reexport to Iraq and transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
Russian industry sector sanctions apply to entire entrySee § 746.5 for specific license requirements and license review policy.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Commercial charges and devices containing USML controlled energetic materials that exceed the quantities noted or that are not covered by this entry are controlled under ECCN 1C608. (2) Nitrogen trifluoride when not in a gaseous state is controlled under ECCN 1C608. Related Definitions: (1) Items controlled by this entry ECCN 1C992 are those materials not controlled by ECCN 1C608 and not “subject to the ITAR” (see 22 CFR Parts 120 through 130). (2) For purposes of this entry, the term “controlled materials” means controlled energetic materials (see ECCN s 1C011, 1C111, 1C239, and 1C608; see also 22 CFR 121.1, Category V). (3) The individual USML controlled energetic materials, even when compounded with other materials, remain “subject to the ITAR” when not incorporated into explosive devices or charges controlled by this entry. (4) Commercial prefabricated slurries and emulsions containing greater than 35% of USML controlled energetic materials are “subject to the ITAR” (see 22 CFR parts 120 through 130). (5) For purposes of this entry, the mass of aluminum powder, potassium perchlorate, and any of the substances listed in the note to the USML (see 22 CFR 121.12) (such as ammonium pictrate, black powder, etc.) contained in commercial explosive devices and in the charges are omitted when determining the total mass of controlled material. Items: a. Shaped charges “specially designed” for oil well operations, utilizing one charge functioning along a single axis, that upon detonation produce a hole, and

a.1. Contain any formulation of controlled materials;

a.2. Have only a uniform shaped conical liner with an included angle of 90 degrees or less;

a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of controlled materials; and

a.4. Have a diameter not exceeding 4.5 inches;

b. Shaped charges “specially designed” for oil well operations containing less than or equal to 0.010 kg of controlled materials;

c. Detonation cord or shock tubes containing less than or equal to 0.064 kg per meter (300 grains per foot) of controlled materials;

d. Cartridge power devices, that contain less than or equal to 0.70 kg of controlled materials in the deflagration material;

e. Detonators (electric or nonelectric) and assemblies thereof, that contain less than or equal to 0.01 kg of controlled materials;

f. Igniters, that contain less than or equal to 0.01 kg of controlled materials;

g. Oil well cartridges, that contain less than or equal to 0.015 kg of controlled energetic materials;

h. Commercial cast or pressed boosters containing less than or equal to 1.0 kg of controlled materials;

i. Commercial prefabricated slurries and emulsions containing less than or equal to 10.0 kg and less than or equal to thirty-five percent by weight of USML controlled materials;

j. Cutters and severing tools containing less than or equal to 3.5 kg of controlled materials;

k. Pyrotechnic devices when designed exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than or equal to 3.0 kg of controlled materials; or

l. Other commercial explosive devices and charges not controlled by 1C992.a through .k containing less than or equal to 1.0 kg of controlled materials.

Note:

1C992.l includes automotive safety devices; extinguishing systems; cartridges for riveting guns; explosive charges for agricultural, oil and gas operations, sporting goods, commercial mining, or public works purposes; and delay tubes used in the assembly of commercial explosive devices.

m. Nitrogen trifluoride (NF3) in a gaseous state.

1C995 Mixtures not controlled by ECCN 1C350, ECCN 1C355 or ECCN 1C395 that contain chemicals controlled by ECCN 1C350 or ECCN 1C355 and medical, analytical, diagnostic, and food testing kits not controlled by ECCN 1C350 or ECCN 1C395 that contain chemicals controlled by ECCN 1C350.d, as follows (see List of Items controlled). License Requirements Reason for Control: AT, RS
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
License Requirement Notes:

1. This ECCN does not control mixtures containing less than 0.5% of any single toxic or precursor chemical controlled by ECCN 1C350.b, .c, or .d or ECCN 1C355 as unavoidable by-products or impurities. Such mixtures are classified as EAR 99.

2. 1C995.c does not control mixtures that contain precursor chemicals identified in 1C350.d in concentrations below the levels for mixtures indicated in 1C350.d. 1C995.a.2.b controls such mixtures, unless they are consumer goods as described in License Requirements Note 3 of this ECCN .

3. This ECCN does not control mixtures when the controlled chemicals are normal ingredients in consumer goods packaged for retail sale for personal use. Such consumer goods are classified as EAR 99.

List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: 1. ECCN 1C350 controls mixtures containing 30 percent or higher concentrations of any single CWC Schedule 2 chemical identified in ECCN 1C350.b. ECCN 1C395 controls mixtures containing concentrations of more than 10 percent, but less than 30 percent, of any single CWC Schedule 2 chemical identified in ECCN 1C350.b. 2. ECCN 1C350 controls mixtures containing chemicals identified in ECCN 1C350.c or .d that exceed the concentration levels indicated in 1C995.a.2. 3. ECCN 1C355 controls mixtures containing chemicals identified in ECCN 1C355 that exceed the concentration levels indicated in 1C995.b. 4. ECCN 1C395 controls “medical, analytical, diagnostic, and food testing kits” (as defined in the Related Controls paragraph of this ECCN ) that contain CWC Schedule 2 or 3 chemicals listed in 1C350.b or .c. ECCN 1C350 controls any such testing kits in which the amount of any single chemical listed in 1C350.b, .c., or .d exceeds 300 grams by weight. Related Definitions: For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes. Replacement reagents for medical, analytical, diagnostic, and food testing kits described in 1C995.c are controlled by ECCN 1C350 if the reagents contain at least one of the precursor chemicals identified in that ECCN in concentrations equal to or greater than the control levels for mixtures indicated in 1C350.d. Items: a. Mixtures containing the following concentrations of precursor chemicals controlled by ECCN 1C350 (For controls on other mixtures containing these chemicals, see Notes 1 and 2 in the Related Controls paragraph of this ECCN .):

a.1. Mixtures containing 10 percent or less, by weight, of any single CWC Schedule 2 chemical controlled by ECCN 1C350.b;

a.2. Mixtures containing less than 30 percent, by weight, of:

a.2.a. Any single CWC Schedule 3 chemical controlled by ECCN 1C350.c; or

a.2.b. Any single precursor chemical controlled by ECCN 1C350.d.

b. Mixtures containing the following concentrations of toxic or precursor chemicals controlled by ECCN 1C355 (For controls on other mixtures containing these chemicals, see Note 3 in the Related Controls paragraph of this ECCN .):

b.1. Mixtures containing the following concentrations of CWC Schedule 2 chemicals controlled by ECCN 1C355.a:

b.1.a. Mixtures containing 1 percent or less, by weight, of any single CWC Schedule 2 chemical controlled by ECCN 1C355.a.1 (i.e., mixtures containing PFIB); or

b.1.b. Mixtures containing 10 percent or less, by weight, of any single CWC Schedule 2 chemical controlled by 1C355.a.2;

b.2. Mixtures containing less than 30 percent, by weight, of any single CWC Schedule 3 chemical controlled by ECCN 1C355.b.

c. “Medical, analytical, diagnostic, and food testing kits” (as defined in the Related Definitions for this ECCN ) that contain precursor chemicals controlled by ECCN 1C350.d in an amount not exceeding 300 grams per chemical. (For controls on other such test kits containing these and other controlled chemicals, see Note 4 in the Related Controls paragraph of this ECCN .)

1C996 Hydraulic fluids containing synthetic hydrocarbon oils, not controlled by 1C006, having all the following characteristics (see List of Items Controlled). License Requirements Reason for Control:AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. A flash point exceeding 477 K (204 °C);

b. A pour point at 239 K (−-34 °C) or less;

c. A viscosity index of 75 or more; and

d. A thermal stability at 616 K (343 °C).

1C997 Ammonium Nitrate, Including Fertilizers and Fertilizer Blends Containing More Than 15% by Weight Ammonium Nitrate, Except Liquid Fertilizers (Containing Any Amount of Ammonium Nitrate) or Dry Fertilizers Containing Less Than 15% by Weight Ammonium Nitrate. License Requirements Reason for Control: AT, RS
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1C998 Non-fluorinated polymeric substances, not controlled by 1C008, as follows (see List of Items Controlled). License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Polyarylene ether ketones, as follows:

a.1 Polyether ether ketone (PEEK);

a.2. Polyether ketone ketone (PEKK);

a.3. Polyether ketone (PEK);

a.4. Polyether ketone ether ketone ketone (PEKEKK);

b. [Reserved]

1C999 Specific Materials, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT, RS
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryA license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT license requirements for this entry. See § 742.19 of the EAR for additional information.
RS applies to entire entry.A license is required for items controlled by this entry for export or reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Country Chart is not designed to determine RS license requirements for this entry. See §§ 742.6 and 746.3 of the EAR for additional information.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 1C236. Related Definitions: N/A Items: a. Hardened steel and tungsten carbide precision ball bearings (3mm or greater diameter);

b. 304 and 316 stainless steel plate, n.e.s.;

c. Monel plate;

d. Tributyl phosphate;

e. Nitric acid in concentrations of 20 weight percent or greater;

f. Fluorine;

g. Alpha-emitting radionuclides, n.e.s.

D. “Software” 1D001 “Software” “specially designed” or modified for the “development” , “production” or “use” of equipment controlled by 1B001 to 1B003. License Requirements Reason for Control: NS, MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
MT applies to “software” for the “development,” “production,” operation, or maintenance of items controlled by 1B001 for MT reasonsMT Column 1
NP applies to “software” for the “development” , “production” or “use” of items controlled by 1B001 for NP reasonsNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes, except N/A for MT List of Items Controlled Related Controls: (1) See ECCN s 1E101 ( “use” ) and 1E102 ( “development” and “production” ) for technology for items controlled by this entry. (2) Also see 1D002, 1D101, 1D201, and 1D999. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1D002 “Software” for the “development” of organic “matrix” , metal “matrix” or carbon “matrix” laminates or “composites” . License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
AT applies to entire entryAT Column 1
Reporting Requirements See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes Special Conditions for STA STA: License Exception STA may not be used to ship or transmit “software” for the “development” of organic “matrix” , metal “matrix” or carbon “matrix” laminates or “composites” specified in ECCN 1A002 to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR ). Related Controls: “Software” for items controlled by 1A102 are “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1D003 “Software” “specially designed” or modified to enable equipment to perform the functions of equipment controlled under 1A004.c or 1A004.d. License Requirements Reason for Control: NS, RS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2.
RS applies to software for equipment controlled by 1A004.dRS Column 2.
AT applies to entire entryAT Column 1.
Reporting Requirements See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations Special Conditions for STA List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1D018 “Software” “specially designed“ or modified for the “development,” “production,” or “use” of items controlled by 1B018.b. License Requirements Reason for Control: NS, MT, AT, UN
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1.
MT applies to “software” for the “development” , “production” , operation, or maintenance of items controlled by 1B018 for MT reasons
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See ECCN 1D608 for “software” for items classified under ECCN 1B608 that, immediately prior to July 1, 2014, were classified under 1B018.a. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1D101 “Software” “specially designed” or modified for the operation or maintenance of commodities controlled by 1B101, 1B102, 1B115, 1B117, 1B118, or 1B119. License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to “software” for the “use” of items controlled by 1B101.aNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See ECCN s 1E101 ( “use” ) and 1E102 ( “development” and “production” ) for technology for items controlled by this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1D103 “Software” “specially designed” for reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures, for applications usable in rockets, missiles, or unmanned aerial vehicles capable of delivering at least a 500 kg payload to a “range” equal to or greater than 300 km and their complete subsystems. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: (1) This entry includes “software” “specially designed” for analysis of signature reduction. (2) For software that meets the definition of defense articles under 22 CFR 120.3 of the International Traffic in Arms Regulations (ITAR), which describes similar software that are “subject to the ITAR” (see 22 CFR parts 120 through 130, including USML Category XIII). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1D201 “Software” “specially designed” or modified for the “use” of items controlled by 1B201. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See ECCN s 1E201 ( “use” ) and 1E203 ( “development” and “production” ) for technology for items controlled by this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1D390 “Software” for process control that is specifically configured to control or initiate “production” of chemicals controlled by 1C350. License Requirements Reason for Control: CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: See Section 772.1 of the EAR for the definitions of “software,” “program,” and “microprogram.” Items: The list of items controlled is contained in the ECCN heading 1D607 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of items controlled by 1A607, 1B607 or 1C607 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to Part 738)
NS applies to entire entry, except “software” for 1C607.a.10, .a.11, .a.12, and .a.14NS Column 1.
RS applies to entire entryRS Column 1.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1D607. List of Items Controlled Related Controls: (1) “Software” directly related to articles enumerated or otherwise described in USML Category XIV is subject to the ITAR (see 22 CFR § 121.1, Category XIV(m)). “Software” controlled by USML Category XIV(m) includes “software” directly related to any equipment containing reagents, algorithms, coefficients, software, libraries, spectral databases, or alarm set point levels developed under U.S. Department of Defense contract or funding for the detection, identification, warning or monitoring of items controlled in paragraphs (a) or (b) of USML Category XIV, or for chemical or biological agents specified by U.S. Department of Defense funding or contract. (2) See ECCN 0A919 for “military commodities” located and produced outside the United States that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items: a. “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 1A607, 1B607, or 1C607.

b. [Reserved]

1D608 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by 1B608 or 1C608 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, MT, AT, UN
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
MT applies to “software” “specially designed” for the “use” of 1B608 equipment in the “production” and handling of materials controlled by 1C608.m or MT articles in USML Category VMT Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1D608. List of Items Controlled Related Controls: (1) Software directly related to articles enumerated or otherwise described in USML Categories III, IV or V is subject to the controls of those USML Categories, respectively. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” items. Related Definitions: N/A Items: a. “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 1B608 or 1C608.

b. [Reserved]

1D613 “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by 1A613 or 1B613, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry except 1D613.yNS Column 1.
RS applies to entire entry except 1D613.yRS Column 1.
RS applies to 1D613.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 1D613.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “software” in 1D613. List of Items Controlled Related Controls: (1) “Software” directly related to articles controlled by USML Category X is subject to the control of USML paragraph X(e) of the ITAR. (2) See ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Definitions: N/A Items:

a. “Software” (other than “software” controlled in paragraph .y of this entry) “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN s 1A613 (except 1A613.y) or 1B613 (except 1B613.y).

b. to x. [Reserved]

y. Specific “software” “specially designed” for the “production,” “development,” operation, or maintenance of commodities controlled by ECCN 1A613.y.

1D993 “Software” “specially designed” for the “development,” “production” or “use” of materials controlled by 1C210.b, or 1C990. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading 1D999 Specific Software, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT Control(s): Country Chart. AT applies to entire entry. A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information. List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See also 1B999. Related Definitions: N/A Items: a. Software “specially designed” for industrial process control hardware/systems controlled by 1B999, n.e.s.;

b. Software “specially designed” for equipment for the production of structural composites, fibers, prepregs and preforms controlled by 1B999, n.e.s.

E. “Technology” 1E001 “Technology” according to the General Technology Note for the “development” or “production” of items controlled by 1A002, 1A003, 1A004, 1A005, 1A006.b, 1A007, 1A008 1A101, 1A231, 1B (except 1B608, 1B613 or 1B999), or 1C (except 1C355, 1C608, 1C980 to 1C984, 1C988, 1C990, 1C991, 1C995 to 1C999). License Requirements Reason for Control: NS, MT, NP, CB, RS, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
NS applies to “technology” for items controlled by 1A002, 1A003, 1A005, 1A006.b, 1A007, 1B001 to 1B003, 1B018, 1C001 to 1C011, or 1C018NS Column 1
NS applies to “technology” for items controlled by 1A004NS Column 2
MT applies to “technology” for items controlled by 1A101, 1B001, 1B101, 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, 1C101, 1C102, 1C107, 1C111, 1C116, 1C117, or 1C118 for MT reasonsMT Column 1
NP applies to “technology” for items controlled by 1A002, 1A007, 1A231, 1B001, 1B101, 1B201, 1B225, 1B226, 1B228 to 1B234, 1C002, 1C010, 1C111, 1C116, 1C202, 1C210, 1C216, 1C225 to 1C237, or 1C239 to 1C241 for NP reasonsNP Column 1
CB applies to “technology” for items controlled by 1C351.d.14 and .15 and the 1C353 genetic elements of toxins in ECCN 1C351.d.14 and .15CB Column 1
CB applies to “technology” for items controlled by 1C351, 1C353, or 1C354; and CB applies to “technology” for materials controlled by 1C350 and for chemical detection systems and dedicated detectors therefor, in 1A004.c, that also have the technical characteristics described in 2B351.aCB Column 2
RS applies to technology for equipment controlled in 1A004.dRS Column 2
AT applies to entire entryAT Column 1
Reporting Requirements

See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: Yes, except for the following:

(1) Items controlled for MT reasons; or

(2) Exports and reexports to destinations outside of those countries listed in Country Group A:5 (See Supplement No. 1 to part 740 of the EAR ) of “technology” for the “development” or production” of the following:

(a) Items controlled by 1C001; or

(b) Items controlled by 1A002.a which are composite structures or laminates having an organic “matrix” and being made from materials listed under 1C010.c or 1C010.d.

Special Conditions for STA STA: License Exception STA may not be used to ship or transmit “technology” according to the General Technology Note for the “development” or “production” of equipment and materials specified by ECCN s 1A002, 1C001, 1C007.c, 1C010.c or d or 1C012 to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR ). List of Items Controlled Related Controls (1) Also see ECCN s 1E101, 1E201, and 1E202. (2) See ECCN 1E608 for “technology” for items classified under ECCN 1B608 or 1C608 that, immediately prior to July 1, 2014, were classified under ECCN 1B018.a or 1C018.b through .m (note that ECCN 1E001 controls “development” and “production” “technology” for chlorine trifluoride controlled by ECCN 1C111.a.3.f—see ECCN 1E101 for controls on “use” “technology” for chlorine trifluoride). (3) See ECCN 1E002.g for control libraries (parametric technical databases) “specially designed” or modified to enable equipment to perform the functions of equipment controlled under ECCN 1A004.c (Nuclear, biological and chemical (NBC) detection systems) or ECCN 1A004.d (Equipment for detecting or identifying explosives residues). (4) “Technology” for lithium isotope separation (see related ECCN 1B233) and “technology” for items described in ECCN 1C012 are subject to the export licensing authority of the Department of Energy (see 10 CFR part 810). (5) “Technology” for items described in ECCN 1A102 is “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

1E002 Other “technology” as follows (see List of Items Controlled). License Requirements Reason for Control: NS, MT, NP, AT
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entry, except 1E002.gNS Column 1
NS applies to 1E002.gNS Column 2
MT applies to 1E002.eMT Column 1
NP applies to “technology” for items controlled by 1A002 for NP reasonsNP Column 1
AT applies to entire entryAT Column 1
Reporting Requirements See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: Yes, except for 1E002.e and .f. License Exceptions Note:

License Exception TSU is not applicable for the repair “technology” controlled by 1E002.e or .f, see supplement no. 2 to this part.

Special Conditions for STA STA: License Exception STA may not be used to ship or transmit any item in 1E002.e or .f to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR ). List of Items Controlled Related Controls: See also 1E001, 1E101,1E102, 1E202, and 1E994 for “technology” related to 1E002.e or .f. Related Definitions: N/A Items: a. “Technology” for the “development” or “production” of polybenzothiazoles or polybenzoxazoles;

b. “Technology” for the “development” or “production” of fluoroelastomer compounds containing at least one vinylether monomer;

c. “Technology” for the design or “production” of the following ceramic powders or non- “composite” ceramic materials:

c.1. Ceramic powders having all of the following:

c.1.a. Any of the following compositions:

c.1.a.1. Single or complex oxides of zirconium and complex oxides of silicon or aluminum;

c.1.a.2. Single nitrides of boron (cubic crystalline forms);

c.1.a.3. Single or complex carbides of silicon or boron; or

c.1.a.4. Single or complex nitrides of silicon;

c.1.b. Any of the following total metallic impurities (excluding intentional additions):

c.1.b.1. Less than 1,000 ppm for single oxides or carbides; or

c.1.b.2. Less than 5,000 ppm for complex compounds or single nitrides; and

c.1.c. Being any of the following:

c.1.c.1. Zirconia (CAS 1314-23-4) with an average particle size equal to or less than 1 µm and no more than 10% of the particles larger than 5 µm; or

c.1.c.2. Other ceramic powders with an average particle size equal to or less than 5 µm and no more than 10% of the particles larger than 10 µm;

c.2. Non- “composite” ceramic materials composed of the materials described in 1E002.c.1;

Note:

1E002.c.2 does not control “technology” for abrasives.

d. [Reserved]

e. “Technology” for the installation, maintenance or repair of materials controlled by 1C001;

f. “Technology” for the repair of “composite” structures, laminates or materials controlled by 1A002 or 1C007.c;

Note:

1E002.f does not control “technology” for the repair of “civil aircraft” structures using carbon “fibrous or filamentary materials” and epoxy resins, contained in “aircraft” manufacturers' manuals.

g. “Libraries” “specially designed” or modified to enable equipment to perform the functions of equipment controlled under 1A004.c or 1A004.d.

1E101 “Technology” , in accordance with the General Technology Note, for the “use” of commodities and “software” controlled by 1A101, 1A102, 1B001, 1B101, 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, 1C101, 1C107, 1C111, 1C116, 1C117, 1C118, 1D001, 1D101, or 1D103. License Requirements Reason for Control: MT, NP, AT
Control(s) Country chart
(See Supp. No. 1
to part 738)
MT applies to “technology” for commodities and software controlled by 1A101, 1A102, 1B001, 1B101, 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, 1C101, 1C107, 1C111, 1C116, 1C117, 1C118, 1D001, 1D101, or 1D103 for MT reasonsMT Column 1
NP applies to “technology” for items controlled by 1B001, 1B101, 1C111, 1C116, 1D001, or 1D101 for NP reasonsNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: “Technology” for items controlled by 1A102 is “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E102 “Technology” according to the General Technology Note for the “development” of software controlled by 1D001, 1D101 or 1D103. License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to “technology” for items controlled by 1D001 and 1D101 for NP reasonsNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: This entry includes databases “specially designed” for analysis of signature reduction. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E103 “Technical data” (including processing conditions) and procedures for the regulation of temperature, pressure or atmosphere in autoclaves or hydroclaves, when used for the “production” of “composites” or partially processed “composites” , usable for equipment or materials specified in 1C007, 1C102, 1C107, 1C116, 1C117, 1C118, 9A110, and 9C110. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See also 1E203 Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E104 “Technology” for the “production” of pyrolytically derived materials formed on a mold, mandrel or other substrate from precursor gases which decompose in the 1,573 K (1,300 °C) to 3,173 K (2,900 °C) temperature range at pressures of 130 Pa (1 mm Hg) to 20 kPa (150 mm Hg), including “technology” for the composition of precursor gases, flow-rates and process control schedules and parameters. License Requirements Reason for Control: MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E201 “Technology” according to the General Technology Note for the “use” of items controlled by 1A002, 1A007, 1A202, 1A225 to 1A227, 1A231, 1B201, 1B225, 1B226, 1B228 to 1B232, 1B233.b, 1B234, 1C002.b.3 and b.4, 1C010.a, 1C010.b, 1C010.e.1, 1C202, 1C210, 1C216, 1C225 to 1C237, 1C239 to 1C241 or 1D201. License Requirements Reason for Control: NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NP applies to entire entry, for items controlled for NP reasonsNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E202 “Technology” according to the General Technology Note for the “development” or “production” of goods controlled by 1A202 or 1A225 to 1A227. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E203 “Technology” according to the General Technology Note for the “development” or “production” of “software” controlled by 1D201. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E350 “Technology” according to the “General Technology Note” for facilities designed or intended to produce chemicals controlled by 1C350. License Requirements Reason for Control: CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E351 “Technology” according to the “General Technology Note” for the disposal of chemicals or microbiological materials controlled by 1C350, 1C351, 1C353, or 1C354. License Requirements Reason for Control: CB, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
CB applies to “technology” for the disposal of items controlled by 1C351.d.14 and .15 and the 1C353 genetic elements of toxins in ECCN 1C351.d.14 and .15CB Column 1
CB applies to “technology” for the disposal of items controlled by 1C351, 1C353, or 1C354; and CB applies to “technology” for the disposal of items controlled by 1C350CB Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

1E355 Technology for the production of Chemical Weapons Convention (CWC ) Schedule 2 and 3 chemicals, as follows (see List of Items Controlled): License Requirements Reason for Control: CW, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CW applies to entire entry. A license is required for CW reasons to CWC non-States Parties (destinations not listed in Supplement No. 2 to part 745), except for Israel and Taiwan. See § 742.18 of the EAR . The Commerce Country Chart is not designed to determine licensing requirements for items controlled for CW reasons
AT applies to the entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Technology for the production of the following CWC Schedule 2 toxic chemicals:

a.1. PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene (382-21-8);

a.2. [Reserved]

b. Technology for the production of the following CWC Schedule 3 toxic chemicals:

b.1. Phosgene: Carbonyl dichloride (75-44-5);

b.2. Cyanogen chloride (506-77-4);

b.3. Hydrogen cyanide (74-90-8).

1E607 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of items controlled by ECCN 1A607, 1B607, 1C607, or 1D607 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart (see Supp. No. 1 to Part 738)
NS applies to entire entry, except “technology” for 1C607.a.10, .a.11, .a.12, and .a.14 and for 1D607 “software” thereforNS Column 1.
RS applies to entire entryRS Column 1.
AT applies to entire entryAT Column 1.
UN applies to entire entrySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1E607. List of Items Controlled Related Controls: Technical data directly related to defense articles enumerated or otherwise described in USML Category XIV are subject to the ITAR (see 22 CFR § 121.1, Category XIV(m)). Technical data controlled by USML Category XIV(m) include technical data directly related to any equipment containing reagents, algorithms, coefficients, software, libraries, spectral databases, or alarm set point levels developed under U.S. Department of Defense contract or funding for the detection, identification, warning or monitoring of items controlled in paragraphs (a) or (b) of USML Category XIV, or for chemical or biological agents specified by U.S. Department of Defense funding or contract. Related Definitions: N/A Items: a. “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of items controlled by ECCN 1A607, 1B607, 1C607 or 1D607. Note to 1E607.a:

ECCN 1E607.a includes “technology” “required” exclusively for the incorporation of “biocatalysts” controlled by ECCN 1C607.c.1 into military carrier substances or military material.

b. [Reserved]

1E608 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of equipment controlled in 1B608 or materials controlled by 1C608 (see List of Items Controlled). License Requirements Reason for Control: NS, RS, MT, AT, UN
Control(s) Country Chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 1
RS applies to entire entryRS Column 1
MT applies to “technology” “required” for 1C608.mMT Column 1
AT applies to entire entryAT Column 1
UN applies to entire entrySee § 746.1(b) for UN controls
List Based License Exceptions (See Part 740 for a Description of all License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any item in 1E608. List of Items Controlled Related Controls: (1) Technical data directly related to articles enumerated or otherwise described in USML Categories III, IV, or V are subject to the controls of those USML Categories, respectively. (2) “Technology” for chlorine trifluoride is controlled under ECCN 1E001 ( “development” and “production” ) and ECCN 1E101 ( “use” ). Related Definitions: N/A Items: a. “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of equipment controlled by ECCN 1B608 or materials controlled by ECCN 1C608.

b. “Technology” “required” for the “development” or “production” of nitrocellulose with nitrogen content over 12.6% and at rates greater than 2000 pounds per hour.

c. “Technology” “required” for the “development” or “production” of nitrate esters (e.g., nitroglycerine) at rates greater than 2000 pounds per hour.

1E613 “Technology” “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by 1A613 or 1B613 or “software” controlled by 1D613, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, RS, AT, UN
Control(s) Country chart
(see Supp. No. 1 to part 738)
NS applies to entire entry except 1E613.yNS Column 1.
RS applies to entire entry except 1E613.yRS Column 1.
RS applies to 1E613.yChina, Russia, or Venezuela (see § 742.6(a)(7)).
AT applies to entire entryAT Column 1.
UN applies to entire entry, except 1E613.ySee § 746.1(b) for UN controls.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A Special Conditions for STA STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR ) may not be used for any “technology” in 1E613. List of Items Controlled Related Controls: Technical data directly related to articles controlled by USML Category X are subject to the control of USML paragraph X(e) of the ITAR. Related Definitions: N/A Items:

a. “Technology” (other than “technology” controlled by paragraph .y of this entry) “required” for the “development,” “production,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” controlled by ECCN s 1A613 (except 1A613.y), 1B613 or 1D613 (except 1D613.y).

b. through x. [Reserved]

y. Specific “technology” “required” for the “production,” “development,” operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or software controlled by ECCN 1A613.y or 1D613.y.

1E994 “Technology” for the “development” , “production” , or “use” of fibrous and filamentary materials controlled by 1C990. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 1E998 “Technology” for the “development” or “production” of processing equipment controlled by 1B999, and materials controlled by 1C996, 1C997, 1C998, or 1C999. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. EAR 99 Items Subject to the EAR That Are Not Elsewhere Specified in This CCL Category or in Any Other Category in the CCL Are Designated by the Number EAR 99. Annex to Category 1 List of Explosives (See ECCN s 1A004 and 1A008)

1. ADNBF (aminodinitrobenzofuroxan or 7 amino 4,6 dinitrobenzofurazane 1 oxide) (CAS 97096 78 1);

2. BNCP (cis bis (5 nitrotetrazolato) tetra amine cobalt (III) perchlorate) (CAS 117412 28 9);

3. CL 14 (diamino dinitrobenzofuroxan or 5,7 diamino 4,6 dinitrobenzofurazane 1 oxide) (CAS 117907 74 1);

4. CL 20 (HNIW or Hexanitrohexaazaisowurtzitane) (CAS 135285 90 4); chlathrates of CL 20;

5. CP (2 (5 cyanotetrazolato) penta amine cobalt (III) perchlorate) (CAS 70247 32 4);

6. DADE (1,1 diamino 2,2 dinitroethylene, FOX-7) (CAS 145250-81-3);

7. DATB (diaminotrinitrobenzene) (CAS 1630 08 6);

8. DDFP (1,4 dinitrodifurazanopiperazine);

9. DDPO (2,6 diamino 3,5 dinitropyrazine 1 oxide, PZO) (CAS 194486 77 6);

10. DIPAM (3,3′ diamino 2,2′,4,4′,6,6′ hexanitrobiphenyl or dipicramide) (CAS 17215 44 0);

11. DNGU (DINGU or dinitroglycoluril) (CAS 55510 04 8);

12. Furazans as follows:

a. DAAOF (diaminoazoxyfurazan);

b. DAAzF (diaminoazofurazan) (CAS 78644 90 3);

13. HMX and derivatives, as follows:

a. HMX (Cyclotetramethylenetetranitramine, octahydro 1,3,5,7 tetranitro 1,3,5,7 tetrazine, 1,3,5,7 tetranitro 1,3,5,7 tetraza cyclooctane, octogen or octogene) (CAS 2691 41 0);

b. Difluoroaminated analogs of HMX;

c. K 55 (2,4,6,8 tetranitro 2,4,6,8 tetraazabicyclo [3,3,0] octanone 3, tetranitrosemiglycouril or keto bicyclic HMX) (CAS 130256 72 3);

14. HNAD (hexanitroadamantane) (CAS 143850 71 9);

15. HNS (hexanitrostilbene) (CAS 20062 22 0);

16. Imidazoles as follows:

a. BNNII (Octahydro 2,5 bis(nitroimino)imidazo [4,5 d]imidazole);

b. DNI (2,4 dinitroimidazole) (CAS 5213 49 0);

c. FDIA (1 fluoro 2,4 dinitroimidazole);

d. NTDNIA (N (2 nitrotriazolo) 2,4 dinitroimidazole);

e. PTIA (1 picryl 2,4,5 trinitroimidazole);

17. NTNMH (1 (2 nitrotriazolo) 2 dinitromethylene hydrazine);

18. NTO (ONTA or 3 nitro 1,2,4 triazol 5 one) (CAS 932 64 9);

19. Polynitrocubanes with more than four nitro groups;

20. PYX (2,6 Bis(picrylamino) 3,5 dinitropyridine) (CAS 38082 89 2);

21. RDX and derivatives, as follows:

a. RDX (cyclotrimethylenetrinitramine, cyclonite, T4, hexahydro 1,3,5 trinitro 1,3,5 triazine, 1,3,5 trinitro 1,3,5 triaza cyclohexane, hexogen or hexogene) (CAS 121 82 4);

b. Keto RDX (K 6 or 2,4,6 trinitro 2,4,6 triazacyclohexanone) (CAS 115029 35 1);

22. TAGN (triaminoguanidinenitrate) (CAS 4000 16 2);

23. TATB (triaminotrinitrobenzene) (CAS 3058 38 6);

24. TEDDZ (3,3,7,7 tetrabis(difluoroamine) octahydro 1,5 dinitro 1,5 diazocine);

25. Tetrazoles as follows:

a. NTAT (nitrotriazol aminotetrazole);

b. NTNT (1 N (2 nitrotriazolo) 4 nitrotetrazole);

26. Tetryl (trinitrophenylmethylnitramine) (CAS 479 45 8);

27. TNAD (1,4,5,8 tetranitro 1,4,5,8 tetraazadecalin) (CAS 135877 16 6);

28. TNAZ (1,3,3 trinitroazetidine) (CAS 97645 24 4);

29. TNGU (SORGUYL or tetranitroglycoluril) (CAS 55510 03 7);

30. TNP (1,4,5,8 tetranitro pyridazino[4,5 d]pyridazine) (CAS 229176 04 9);

31. Triazines as follows:

a. DNAM (2 oxy 4,6 dinitroamino s triazine) (CAS 19899 80 0);

b. NNHT (2 nitroimino 5 nitro hexahydro 1,3,5 triazine) (CAS 130400 13 4);

32. Triazoles as follows:

a. 5 azido 2 nitrotriazole;

b. ADHTDN (4 amino 3,5 dihydrazino 1,2,4 triazole dinitramide) (CAS 1614 08 0);

c. ADNT (1 amino 3,5 dinitro 1,2,4 triazole);

d. BDNTA ((bis dinitrotriazole)amine);

e. DBT (3,3′ dinitro 5,5 bi 1,2,4 triazole) (CAS 30003 46 4);

f. DNBT (dinitrobistriazole) (CAS 70890 46 9);

g. [Reserved]

h. NTDNT (1 N (2 nitrotriazolo) 3,5 dinitrotriazole);

i. PDNT (1 picryl 3,5 dinitrotriazole);

j. TACOT (tetranitrobenzotriazolobenzotriazole) (CAS 25243 36 1);

33. “Explosives” not listed elsewhere in this list having a detonation velocity exceeding 8,700 m/s, at maximum density, or a detonation pressure exceeding 34 GPa (340 kbar);

34. [Reserved]

35. Nitrocellulose (containing more than 12.5% nitrogen) (CAS 9004-70-0);

36. Nitroglycol (CAS 628-96-6);

37. Pentaerythritol tetranitrate (PETN) (CAS 78-11-5);

38. Picryl chloride (CAS 88-88-0);

39. 2,4,6 Trinitrotoluene (TNT) (CAS 118-96-7);

40. Nitroglycerine (NG) (CAS 55-63-0);

41. Triacetone Triperoxide (TATP) (CAS 17088-37-8);

42. Guanidine nitrate (CAS 506-93-4);

43. Nitroguanidine (NQ) (CAS 556 88 7);

44. DNAN (2,4-dinitroanisole) (CAS 119-27-7);

45. TEX (4,10-Dinitro-2,6,8,12-tetraoxa-4,10-diazaisowurtzitane);

46. GUDN (Guanylurea dinitramide) FOX-12 (CAS 217464-38-5);

47. Tetrazines as follows:

a. BTAT (Bis(2,2,2-trinitroethyl)-3,6-diaminotetrazine);

b. LAX-112 (3,6-diamino-1,2,4,5-tetrazine-1,4-dioxide);

48. Energetic ionic materials melting between 343 K (70 °C) and 373 K (100 °C) and with detonation velocity exceeding 6,800 m/s or detonation pressure exceeding 18 GPa (180 kbar);

49. BTNEN (Bis(2,2,2-trinitroethyl)-nitramine) (CAS 19836-28-3);

50. FTDO (5,6-(3′,4′-furazano)- 1,2,3,4-tetrazine-1,3-dioxide);

51. EDNA (Ethylenedinitramine) (CAS 505-71-5);

52. TKX-50 (Dihydroxylammonium 5,5′-bistetrazole-1,1′-diolate).

Category 2—Materials Processing

Note:

For quiet running bearings, see the U.S. Munitions List.

A. “End Items” , “Equipment” , “Accessories” , “Attachments” , “Parts” , “Components” and “Systems” 2A001 Anti-friction bearings, bearing systems and “components,” as follows, (see List of Items Controlled). License Requirements

Reason for Control: NS, MT, AT

Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to radial ball bearings having all tolerances specified in accordance with ISO 492 Tolerance Class 2 (or ANSI/ABMA Std 20 Tolerance Class ABEC-9, or other national equivalents) or better and having all the following characteristics: an inner ring bore diameter between 12 and 50 mm; an outer ring outside diameter between 25 and 100 mm; and a width between 10 and 20 mm.MT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $3000, N/A for MT

GBS: Yes, for 2A001.a,

N/A for MT

List of Items Controlled

Related Controls: (1) See also 2A991. (2) Quiet running bearings are “subject to the ITAR” (see 22 CFR parts 120 through 130.)

Related Definitions: Annular Bearing Engineers Committee (ABEC).

Items: Note:

2A001.a includes ball bearing and roller elements “specially designed” for the items specified therein.

a. Ball bearings and solid roller bearings, having all tolerances specified by the manufacturer in accordance with ISO 492 Tolerance Class 2 or Class 4 (or national equivalents), or better, and having both 'rings' and 'rolling elements', made from monel or beryllium;

Note:

2A001.a does not control tapered roller bearings.

Technical Notes:

For the purposes of 2A001.a:

1. 'Ring'—is an annular part of a radial rolling bearing incorporating one or more raceways (ISO 5593:1997).

2. 'Rolling element'—is a ball or roller which rolls between raceways (ISO 5593:1997).

b. [Reserved]

c. Active magnetic bearing systems using any of the following, and “specially designed” components therefor:

c.1. Materials with flux densities of 2.0 T or greater and yield strengths greater than 414 MPa;

c.2. All-electromagnetic 3D homopolar bias designs for actuators; or

c.3. High temperature (450 K (177 °C) and above) position sensors.

2A101 Radial Ball Bearings Having all Tolerances Specified in Accordance With ISO 492 Tolerance Class 2 (or ANSI/ABMA Std 20 Tolerance Class ABEC-9 or Other National Equivalents), or Better and Having all of the Following Characteristics (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
MT applies to entire entryMT Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN 2A001. Related Definitions: N/A Items:

a. An inner ring bore diameter between 12 and 50 mm;

b. An outer ring outside diameter between 25 and 100 mm; and

c. A width between 10 and 20 mm.

2A225 Crucibles made of materials resistant to liquid actinide metals (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. Related Definitions: N/A Items: a. Crucibles having both of the following characteristics:

a.1. A volume of between 150 cm 3 (150 ml) and 8,000 cm 3 (8 liters); and

a.2. Made of, or coated with, any of the following materials, or combination of the following materials, having an overall impurity level of 2% or less by weight:

a.2.a. Calcium fluoride (CaF2);

a.2.b. Calcium zirconate (metazirconate) (CaZrO3);

a.2.c. Cerium sulfide (Ce2S3);

a.2.d. Erbium oxide (erbia) (Er2O3);

a.2.e. Hafnium oxide (hafnia) (HfO2);

a.2.f. Magnesium oxide (MgO);

a.2.g. Nitrided niobium-titanium-tungsten alloy (approximately 50% Nb, 30% Ti, 20% W);

a.2.h. Yttrium oxide (yttria) (Y2O3); or

a.2.i. Zirconium oxide (zirconia) (ZrO2);

b. Crucibles having both of the following characteristics:

b.1. A volume of between 50 cm 3 (50 ml) and 2,000 cm 3 (2 liters); and

b.2. Made of or lined with tantalum, having a purity of 99.9% or greater by weight;

c. Crucibles having all of the following characteristics:

c.1. A volume of between 50 cm 3 (50 ml) and 2,000 cm 3 (2 liters);

c.2. Made of or lined with tantalum, having a purity of 98% or greater by weight; and

c.3. Coated with tantalum carbide, nitride, boride, or any combination thereof.

2A226 Valves having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control:NP, CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
CB applies to valves that also meet or exceed the technical parameters in 2B350.gCB Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (2) Also see ECCN s 2A992, 2B350.g and 2B999. (3) Valves “specially designed” or prepared for certain nuclear uses are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: For valves with different inlet and outlet diameters, the “nominal size” in 2A226 refers to the smallest diameter. Items: a. A “nominal size” of 5 mm or greater;

b. Having a bellows seal; and

c. Wholly made of or lined with aluminum, aluminum alloy, nickel, or nickel alloy containing more than 60% nickel by weight.

2A290 Generators and other equipment “specially designed” , prepared, or intended for use with nuclear plants. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D290 for software for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E290 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN 2A291. (4) Certain nuclear equipment “specially designed” or prepared for use in nuclear plants is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Generators, turbine-generator sets, steam turbines, heat exchangers, and heat exchanger type condensers designed or intended for use in a nuclear reactor;

b. Process control systems intended for use with the equipment controlled by 2A290.a.

2A291 Equipment, except items controlled by 2A290, related to nuclear material handling and processing and to nuclear reactors, and “parts,” “components” and “accessories” therefor (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D290 for software for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E290 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN 2A290. (4) Certain equipment “specially designed” or prepared for use in a nuclear reactor or in nuclear material handling is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (5) Nuclear radiation detection and measurement devices “specially designed” or modified for military purposes are “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A Items: a. Process control systems intended for use with nuclear reactors.

b. Simulators “specially designed” for “nuclear reactors” .

c. Casks that are “specially designed” for transportation of high-level radioactive material and that weigh more than 1,000 kg.

d. Commodities, “parts,” “components” and “accessories” “specially designed” or prepared for use with nuclear plants (e.g., snubbers, airlocks, pumps, reactor fuel charging and discharging equipment, containment equipment such as hydrogen recombiner and penetration seals, and reactor and fuel inspection equipment, including ultrasonic or eddy current test equipment).

e. Radiation detectors and monitors “specially designed” for detecting or measuring “special nuclear material” (as defined in 10 CFR part 110) or for nuclear reactors.

Technical Notes:

1. 2A291.e does not control neutron flux detectors and monitors. These are subject to the export licens ing authority of the Nuclear Regulatory Commission, pursuant to 10 CFR part 110.

2. 2A291.e does not control general purpose radiation detection equipment, such as geiger counters and dosimeters. These items are controlled by ECCN 1A999.

2A983 Explosives or detonator detection equipment, both bulk and trace based, consisting of an automated device, or combination of devices for automated decision making to detect the presence of different types of explosives, explosive residue, or detonators; and “parts” and “components,” n.e.s. License Requirements Reason for Control:RS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
RS applies to entire entryRS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: Also see 1A004 and 1A995. Related Definitions: (1) For the purpose of this entry, automated decision making is the ability of the equipment to detect explosives or detonators at the design or operator-selected level of sensitivity and provide an automated alarm when explosives or detonators at or above the sensitivity level are detected. This entry does not control equipment that depends on operator interpretation of indicators such as inorganic/organic color mapping of the items(s) being scanned.

(2) Explosives and detonators include commercial charges and devices controlled by 1C018 and 1C992 and energetic materials controlled by ECCN s 1C011, 1C111, 1C239 and 22 CFR 121.1 Category V.

Items: Note:

Explosives or detonation detection equipment in 2A983 includes equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.

a. Explosives detection equipment for automated decision making to detect and identify bulk explosives utilizing, but not limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), nuclear (e.g., thermal neutron analysis, pulse fast neutron analysis, pulse fast neutron transmission spectroscopy, and gamma resonance absorption), or electromagnetic techniques (e.g., quadropole resonance and dielectrometry).

b. [Reserved]

c. Detonator detection equipment for automated decision making to detect and identify initiation devices (e.g. detonators, blasting caps) utilizing, but not limited to, x-ray (e.g. dual energy or computed tomography) or electromagnetic techniques.

2A984 Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution of 0.1 milliradian up to and including 1 milliradian at a standoff distance of 100 meters; and “parts” and “components,” n.e.s. License Requirements Reason for Control: RS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
RS applies to entire entryRS Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS:N/A GBS:N/A List of Items Controlled Related Controls: (1) Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution less than 0.1 milliradian (a lower milliradian number means a more accurate image resolution) at a standoff distance of 100 meters is “subject to the ITAR” under USML Category XII(c). (2) Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution greater than 1 milliradian (a higher milliradian number means a less accurate image resolution) at a standoff distance of 100 meters is designated as EAR 99. (3) See ECCN s 2D984 and 2E984 for related software and technology controls. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. Note:

Concealed object detection equipment includes but is not limited to equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.

Technical Note:

The range of frequencies span what is generally considered as the millimeter-wave, submillimeter-wave and terahertz frequency regions.

2A991 Bearings and bearing systems not controlled by 2A001 (see List of Items Controlled). License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) This entry does not control balls with tolerance specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse. (2) Quiet running bearings are “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: (1) (a) DN is the product of the bearing bore diameter in mm and the bearing rotational velocity in rpm. (b) Operating temperatures include those temperatures obtained when a gas turbine engine has stopped after operation. (2) Annular Bearing Engineers Committee (ABEC); American National Standards Institute (ANSI); Anti-Friction Bearing Manufacturers Association (AFBMA) Items: a. Ball bearings or Solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or equivalents) and having any of the following characteristics.

a.1. Manufactured for use at operating temperatures above 573 K (300 °C) either by using special materials or by special heat treatment; or

a.2. With lubricating elements or “part” or “component” modifications that, according to the manufacturer's specifications, are “specially designed” to enable the bearings to operate at speeds exceeding 2.3 million DN.

b. Solid tapered roller bearings, having tolerances specified by the manufacturer in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and having either of the following characteristics.

b.1. With lubricating elements or “part” or “component” modifications that, according to the manufacturer's specifications, are “specially designed” to enable the bearings to operate at speeds exceeding 2.3 million DN; or

b.2. Manufactured for use at operating temperatures below 219 K (−54 °C) or above 423 K (150 °C).

c. Gas-lubricated foil bearing manufactured for use at operating temperatures of 561 K (288 °C) or higher and a unit load capacity exceeding 1 MPa.

d. Active magnetic bearing systems.

e. Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured for use at operating temperatures below 219 K (−54 °C) or above 423 K (150 °C).

2A992 Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or other alloy steel containing 10% or more nickel and/or chromium. License Requirements Reason for Control: AT
Control(s) Country chart
(see supp. no. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D993 for software for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E993 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2A226, 2B350 and 2B999. Related Definitions: N/A Items: a. Pressure tube, pipe, and fittings of 200 mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa (500 psi) or greater;

b. Pipe valves having all of the following characteristics that are not controlled by ECCN 2B350.g:

b.1. A pipe size connection of 200 mm (8 in.) or more inside diameter; and

b.2. Rated at 10.3 MPa (1,500 psi) or more.

2A993 Pumps designed to move molten metals by electromagnetic forces. License Requirements Reason for Control: AT
Control(s) Country chart
(see supp. no. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D993 for software for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E993 ( “use” ) for technology for items controlled under this entry. (3) Pumps for use in liquid-metal-cooled reactors are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2A994 Portable electric generators and “specially designed” “parts” and “components” . License Requirements Reason for Control: AT Control(s): AT applies to entire entry. A license is required for items controlled by this entry to Iran and North Korea. The Commerce Country Chart is not designed to determine licensing requirements for this entry. See part 746 of the EAR for additional information on Iran. See § 742.19 of the EAR for additional information on North Korea. List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 2D994 and 2E994. Related Definitions: ‘Portable electric generators’ - The generators that are in 2A994 are portable - 5,000 lbs. or less on wheels or transportable in a 2 1/2 ton truck without a special set up requirement. Items: The list of items controlled is contained in the ECCN heading 2A999 Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT Control(s): Country Chart. AT applies to entire entry. A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information. List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 2A226, 2B350. Related Definitions: N/A Items: a. Bellows sealed valves;

b. Reserved.

B. “Test”, “Inspection” and “Production Equipment” Technical Notes for 2B001 to 2B009, 2B201, and 2B991 to 2B999:

1. Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary rotary axis the center line of which is parallel to the primary rotary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate over 360°. A rotary axis can be driven by a linear device (e.g., a screw or a rack-and-pinion).

2. The number of axes which can be coordinated simultaneously for “contouring control” is the number of axes along or around which, during processing of the workpiece, simultaneous and interrelated motions are performed between the workpiece and a tool. This does not include any additional axes along or around which other relative motions within the machine are performed, such as:

2.a. Wheel-dressing systems in grinding machines;

2.b. Parallel rotary axes designed for mounting of separate workpieces;

2.c. Co-linear rotary axes designed for manipulating the same workpiece by holding it in a chuck from different ends.

3. Axis nomenclature shall be in accordance with International Standard ISO 841:2001, Industrial automation systems and integration—Numerical control of machines—Coordinate system and motion nomenclature.

4. A “tilting spindle” is counted as a rotary axis.

5. 'Stated “unidirectional positioning repeatability” ' may be used for each specific machine model as an alternative to individual machine tests, and is determined as follows:

5.a. Select five machines of a model to be evaluated;

5.b. Measure the linear axis repeatability (R↑,R↓) according to ISO 230-2:2014 and evaluate “unidirectional positioning repeatability” for each axis of each of the five machines;

5.c. Determine the arithmetic mean value of the ”unidirectional positioning repeatability”-values for each axis of all five machines together. These arithmetic mean values “unidirectional positioning repeatability” (UPR) become the stated value of each axis for the model...) (UPRX, UPRy, . . .);

5.d. Since the Category 2 list refers to each linear axis there will be as many 'stated “unidirectional positioning repeatability” ' values as there are linear axes;

5.e. If any axis of a machine model not controlled by 2B001.a. to 2B001.c. has a 'stated “unidirectional positioning repeatability” ' equal to or less than the specified “unidirectional positioning repeatability” of each machine tool model plus 0.7 µm, the builder should be required to reaffirm the accuracy level once every eighteen months.

6. For the purpose of 2B, measurement uncertainty for the “unidirectional positioning repeatability” of machine tools, as defined in the International Standard ISO 230-2:2014, shall not be considered.

7. For the purpose of 2B, the measurement of axes shall be made according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for axes longer than 2 meters shall be made over 2 m segments. Axes longer than 4 m require multiple tests (e.g., two tests for axes longer than 4 m and up to 8 m, three tests for axes longer than 8 m and up to 12 m), each over 2 m segments and distributed in equal intervals over the axis length. Test segments are equally spaced along the full axis length, with any excess length equally divided at the beginning, in between, and at the end of the test segments. The smallest “unidirectional positioning repeatability” -value of all test segments is to be reported.

2B001 Machine tools and any combination thereof, for removing (or cutting) metals, ceramics or “composites” , which, according to the manufacturer's technical specifications, can be equipped with electronic devices for “numerical control” ; as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart
(See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2.
NP applies to 2B001.a, .b, .c, and .d, EXCEP T:NP Column 1.
(1) turning machines under 2B001.a with a capacity no greater than 35 mm diameter; (2) bar machines (Swissturn), limited to machining only bar feed through, if maximum bar diameter is equal to or less than 42 mm and there is no capability of mounting chucks. (Machines may have drilling and/or milling capabilities for machining “parts” or “components” with diameters less than 42 mm); or
(3) milling machines under 2B001.b with x-axis travel greater than two meters and overall positioning accuracy according to ISO 230/2 (2006) on the x-axis more (worse) than 22.5 µm.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2B002 for optical finishing machines. (2) See ECCN s 2D001 and 2D002 for software for items controlled under this entry. (3) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (4) Also see ECCN s 2B201 and 2B991. Related Definitions: N/A Items: Note 1:

2B001 does not control special purpose machine tools limited to the manufacture of gears. For such machines, see 2B003.

Note 2:

2B001 does not control special purpose machine tools limited to the manufacture of any of the following:

a. Crank shafts or cam shafts;

b. Tools or cutters;

c. Extruder worms;

d. Engraved or faceted jewelry parts; or

e. Dental prostheses.

Note 3:

A machine tool having at least two of the three turning, milling or grinding capabilities (e.g., a turning machine with milling capability), must be evaluated against each applicable entry 2B001.a, .b or .c.

Note 4:

A machine tool having an additive manufacturing capability in addition to a turning, milling or grinding capability must be evaluated against each applicable entry 2B001.a, .b or .c.

a. Machine tools for turning having two or more axes which can be coordinated simultaneously for “contouring control” having any of the following:

a.1. “Unidirectional positioning repeatability” equal to or less (better) than 0.9 µm along one or more linear axis with a travel length less than 1.0 m; or

a.2. “Unidirectional positioning repeatability” equal to or less (better) than 1.1 µm along one or more linear axis with a travel length equal to or greater than 1.0 m;

Note 1:

2B001.a does not control turning machines “specially designed” for producing contact lenses, having all of the following:

a. Machine controller limited to using ophthalmic based “software” for part programming data input; and

b. No vacuum chucking.

Note 2:

2B001.a does not apply to bar machines (Swissturn), limited to machining only bar feed thru, if maximum bar diameter is equal to or less than 42 mm and there is no capability of mounting chucks. Machines may have drilling or milling capabilities for machining parts with diameters less than 42 mm.

b. Machine tools for milling having any of the following:

b.1. Three linear axes plus one rotary axis which can be coordinated simultaneously for “contouring control” having any of the following:

b.1.a. “Unidirectional positioning repeatability” equal to or less (better) than 0.9 µm along one or more linear axis with a travel length less than 1.0 m; or

b.1.b. “Unidirectional positioning repeatability” equal to or less (better) than 1.1 µm along one or more linear axis with a travel length equal to or greater than 1.0 m;

b.2. Five or more axes which can be coordinated simultaneously for “contouring control” having any of the following:

b.2.a. “Unidirectional positioning repeatability” equal to or less (better) than 0.9 µm along one or more linear axis with a travel length less than 1.0 m;

b.2.b. “Unidirectional positioning repeatability” equal to or less (better) than 1.4 µm along one or more linear axis with a travel length equal to or greater than 1 m and less than 4 m; or

b.2.c. “Unidirectional positioning repeatability” equal to or less (better) than 6.0 µm along one or more linear axis with a travel length equal to or greater than 4 m;

b.3. A “unidirectional positioning repeatability” for jig boring machines, equal to or less (better) than 1.1 µm along one or more linear axis; or

b.4. Fly cutting machines having all of the following:

b.4.a. Spindle “run-out” and “camming” less (better) than 0.0004 mm TIR; and

b.4.b. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over 300 mm of travel;

c. Machine tools for grinding having any of the following:

c.1. Having all of the following:

c.1.a. “Unidirectional positioning repeatability” equal to or less (better) than 1.1 µm along one or more linear axis; and

c.1.b. Three or four axes which can be coordinated simultaneously for “contouring control” ; or

c.2. Five or more axes which can be coordinated simultaneously for “contouring control” having any of the following:

c.2.a. “Unidirectional positioning repeatability” equal to or less (better) than 1.1 µm along one or more linear axis with a travel length less than 1m;

c.2.b. “Unidirectional positioning repeatability” equal to or less (better) than 1.4 µm along one or more linear axis with a travel length equal to or greater than 1 m and less than 4 m; or

c.2.c. “Unidirectional positioning repeatability” equal to or less (better) than 6.0 µm along one or more linear axis with a travel length equal to or greater than 4 m.

Notes:

2B001.c does not control grinding machines as follows:

a. Cylindrical external, internal, and external-internal grinding machines, having all of the following:

a.1. Limited to cylindrical grinding; and

a.2. Limited to a maximum workpiece capacity of 150 mm outside diameter or length.

b. Machines designed specifically as jig grinders that do not have a z-axis or a w-axis, with a “unidirectional positioning repeatability” less (better) than 1.1 µm.

c. Surface grinders.

d. Electrical discharge machines (EDM) of the non-wire type which have two or more rotary axes which can be coordinated simultaneously for “contouring control” ;

e. Machine tools for removing metals, ceramics or “composites” , having all of the following:

e.1. Removing material by means of any of the following:

e.1.a. Water or other liquid jets, including those employing abrasive additives;

e.1.b. Electron beam; or

e.1.c. “Laser” beam; and

e.2. At least two rotary axes having all of the following:

e.2.a. Can be coordinated simultaneously for “contouring control” ; and

e.2.b. A positioning “accuracy” of less (better) than 0.003°;

f. Deep-hole-drilling machines and turning machines modified for deep-hole-drilling, having a maximum depth-of-bore capability exceeding 5m.

2B002 Numerically controlled optical finishing machine tools equipped for selective material removal to produce non-spherical optical surfaces having all of the following characteristics (See List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 2B001. Related Definitions: For the purposes of 2B002, ‘MRF’ is a material removal process using an abrasive magnetic fluid whose viscosity is controlled by a magnetic field. ‘ERF’ is a removal process using an abrasive fluid whose viscosity is controlled by an electric field. ‘Energetic particle beam finishing’ uses Reactive Atom Plasmas (RAP) or ion-beams to selectively remove material. ‘Inflatable membrane tool finishing’ is a process that uses a pressurized membrane that deforms to contact the workpiece over a small area.'Fluid jet finishing’ makes use of a fluid stream for material removal. Items: a. Finishing the form to less (better) than 1.0 µm;

b. Finishing to a roughness less (better) than 100 nm rms;

c. Four or more axes which can be coordinated simultaneously for “contouring control” ; and

d. Using any of the following processes:

d.1. ‘Magnetorheological finishing (MRF)’;

d.2. ‘Electrorheological finishing (ERF)’;

d.3. ‘Energetic particle beam finishing’;

d.4. ‘Inflatable membrane tool finishing’; or

d.5. ‘Fluid jet finishing’.

2B003 “Numerically controlled” machine tools, “specially designed” for the shaving, finishing, grinding or honing of hardened (Rc = 40 or more) spur, helical and double-helical gears having all of the following. License Requirements Reason for Control: NS, AT
Control(s) Country chart
(see Supp. No. 1 to
part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
Reporting Requirements

See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations.

List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $5,000 GBS: N/A List of Items Controlled Related Controls: See also 2B993 Related Definitions: N/A Items:

a. A pitch diameter exceeding 1,250 mm;

b. A face width of 15% of pitch diameter or larger; and

c. A finished quality of AGMA 14 or better (equivalent to ISO 1328 class 3).

2B004 Hot “isostatic presses” having all of the characteristics described in the List of Items Controlled, and “specially designed” “components” and “accessories” therefor. License Requirements Reason for Control: NS, MT NP, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to entire entryMT Column 1
NP applies to entire entry, except 2B004.b.3 and presses with maximum working pressures below 69 MPaNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D001 for software for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) For “specially designed” dies, molds and tooling, see ECCN s 0B501, 0B602, 0B606, 1B003, 9B004, and 9B009. (4) For additional controls on dies, molds and tooling, see ECCN s 1B101.d, 2B104 and 2B204. (5) Also see ECCN s 2B117 and 2B999.a. Related Definitions: N/A Items:

a. A controlled thermal environment within the closed cavity and possessing a chamber cavity with an inside diameter of 406 mm or more; and

b. Having any of the following:

b.1. A maximum working pressure exceeding 207 MPa;

b.2. A controlled thermal environment exceeding 1,773 K (1,500 °C); or

b.3. A facility for hydrocarbon impregnation and removal of resultant gaseous degradation products.

Technical Note:

For the purposes of 2B004, the inside chamber dimension is that of the chamber in which both the working temperature and the working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated furnace chamber, depending on which of the two chambers is located inside the other.

2B005 Equipment “specially designed” for the deposition, processing and in-process control of inorganic overlays, coatings and surface modifications, as follows, for substrates specified in column 2, by processes shown in column 1 in the “Materials Processing Table; Deposition Techniques” following 2E003.f (see List of Items Controlled), and “specially designed” automated handling, positioning, manipulation and control “components” therefor. License Requirements Reason for Control: NS, AT
Control(s) Country chart
(See Supp. No. 1
to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $1000 GBS: N/A List of Items Controlled Related Controls: (1) This entry does not control chemical vapor deposition, cathodic arc, sputter deposition, ion plating or ion implantation equipment, “specially designed” for cutting or machining tools. (2) Vapor deposition equipment for the production of filamentary materials are controlled by 1B001 or 1B101. (3) Chemical Vapor Deposition furnaces designed or modified for densification of carbon-carbon composites are controlled by 2B105. (4) See also 2B999.i. Related Definitions: N/A Items: a. Chemical vapor deposition (CVD) “production equipment” having all of the following:

a.1. A process modified for one of the following:

a.1.a. Pulsating CVD;

a.1.b. Controlled nucleation thermal deposition (CNTD); or

a.1.c. Plasma enhanced or plasma assisted CVD; and

a.2. Having any of the following:

a.2.a. Incorporating high vacuum (equal to or less than 0.01 Pa) rotating seals; or

a.2.b. Incorporating in situ coating thickness control;

b. Ion implantation “production equipment” having beam currents of 5 mA or more;

c. Electron beam physical vapor deposition (EB-PVD) “production equipment” incorporating power systems rated for over 80 kW and having any of the following:

c.1. A liquid pool level “laser” control system which regulates precisely the ingots feed rate; or

c.2. A computer controlled rate monitor operating on the principle of photo-luminescence of the ionized atoms in the evaporant stream to control the deposition rate of a coating containing two or more elements;

d. Plasma spraying “production equipment” having any of the following:

d.1. Operating at reduced pressure controlled atmosphere (equal or less than 10 kPa measured above and within 300 mm of the gun nozzle exit) in a vacuum chamber capable of evacuation down to 0.01 Pa prior to the spraying process; or

d.2. Incorporating in situ coating thickness control;

e. Sputter deposition “production equipment” capable of current densities of 0.1 mA/mm 2 or higher at a deposition rate 15 µm/h or more;

f. Cathodic arc deposition “production equipment” incorporating a grid of electromagnets for steering control of the arc spot on the cathode;

g. Ion plating “production equipment” capable of in situ measurement of any of the following:

g.1. Coating thickness on the substrate and rate control; or

g.2. Optical characteristics.

2B006 Dimensional inspection or measuring systems, equipment, position feedback units and “electronic assemblies”, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
NP applies to those items in 2B006.a, b.1, b.3, and .c (angular displacement measuring instruments) that meet or exceed the technical parameters in 2B206.NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2D001 and 2D002 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B206 and 2B996. Related Definitions: N/A Items:

a. Computer controlled or “numerically controlled” Coordinate Measuring Machines (CMM), having a three dimensional length (volumetric) maximum permissible error of length measurement (E0,MPE) at any point within the operating range of the machine (i.e., within the length of axes) equal to or less (better) than (1.7 + L/1,000) µm (L is the measured length in mm) according to ISO 10360-2 (2009);

Technical Note:

For the purposes of 2B006.a, E0,MPE of the most accurate configuration of the CMM specified by the manufacturer (e.g.,best of the following: Probe, stylus length, motion parameters, environment) and with “all compensations available” shall be compared to the 1.7 + L/1,000 µm threshold.

b. Linear displacement measuring instruments or systems, linear position feedback units, and “electronic assemblies”, as follows:

Note:

Interferometer and optical-encoder measuring systems containing a “laser” are only specified by 2B006.b.3.

b.1. 'Non-contact type measuring systems' with a 'resolution' equal to or less (better) than 0.2 µm within 0 to 0.2 mm of the 'measuring range';

Technical Notes:

For the purposes of 2B006.b.1:

1. 'Non-contact type measuring systems' are designed to measure the distance between the probe and measured object along a single vector, where the probe or measured object is in motion.

2. 'Measuring range' means the distance between the minimum and maximum working distance.

b.2. Linear position feedback units “specially designed” for machine tools and having an overall “accuracy” less (better) than (800 + (600 × L/1,000)) nm (L equals effective length in mm);

b.3. Measuring systems having all of the following:

b.3.a. Containing a “laser” ;

b.3.b. A 'resolution' over their full scale of 0.200 nm or less (better); and

b.3.c. Capable of achieving a “measurement uncertainty” equal to or less (better) than (1.6 + L/2,000) nm (L is the measured length in mm) at any point within a measuring range, when compensated for the refractive index of air and measured over a period of 30 seconds at a temperature of 20±0.01 °C;

Technical Note:

For the purposes of 2B006.b, 'resolution' is the least increment of a measuring device; on digital instruments, the least significant bit.

b.4. “Electronic assemblies” “specially designed” to provide feedback capability in systems controlled by 2B006.b.3;

c. Rotary position feedback units “specially designed” for machine tools or angular displacement measuring instruments, having an angular position “accuracy” equal to or less (better) than 0.9 second of arc;

Note:

2B006.c does not control optical instruments, such as autocollimators, using collimated light (e.g., “laser” light) to detect angular displacement of a mirror.

d. Equipment for measuring surface roughness (including surface defects), by measuring optical scatter with a sensitivity of 0.5 nm or less (better).

Note:

2B006 includes machine tools, other than those specified by 2B001, that can be used as measuring machines, if they meet or exceed the criteria specified for the measuring machine function.

2B007 “Robots” having any of the following characteristics described in the List of Items Controlled and “specially designed” controllers and “end-effectors” therefor. License Requirements Reason for Control: NS, NP, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
NS applies to entire entryNS Column 2
NP applies to equipment that meets or exceeds the criteria in ECCN s 2B207NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $5,000, except 2B007.b and .c GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D001 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B207, 2B225 and 2B997. Related Definitions: N/A Items: a. [Reserved]

b. “Specially designed” to comply with national safety standards applicable to potentially explosive munitions environments;

Note:

2B007.b does not apply to “robots” “specially designed” for paint-spraying booths.

c. “Specially designed” or rated as radiation-hardened to withstand a total radiation dose greater than 5 × 10 3 Gy (silicon) without operational degradation; or

Technical Note:

The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionizing radiation.

d. “Specially designed” to operate at altitudes exceeding 30,000 m.

2B008 'Compound rotary tables' and “tilting spindles” , “specially designed” for machine tools, as follows (see List of Items Controlled). License Requirements Reason for Control: NS, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 2B998. Related Definition: N/A Items:

a. [Reserved]

b. [Reserved]

c. 'Compound rotary tables' having all of the following:

c.1. Designed for machine tools for turning, milling or grinding; and

c.2. Two rotary axes designed to be coordinated simultaneously for “contouring control” .

Technical Note:

For the purposes of 2B008.c, a 'compound rotary table' is a table allowing the workpiece to rotate and tilt about two non-parallel axes.

d. “Tilting spindles” having all of the following:

d.1. Designed for machine tools for turning, milling or grinding; and

d.2. Designed to be coordinated simultaneously for “contouring control” .

2B009 Spin-forming machines and flow-forming machines, which, according to the manufacturer's technical specifications, can be equipped with “numerical control” units or a computer control and having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NS, MT, NP, AT
Control(s) Country chart (see supp. No. 1 to part 738)
NS applies to entire entryNS Column 2
MT applies to: spin-forming
machines combining the functions of spin-forming and flow-forming; and flow-forming machines that meet or exceed the parameters of 2B009.a and 2B109
MT Column 1
NP applies to flow-forming machines, and spin-forming machines capable of flow-forming functions, that meet or exceed the parameters of 2B209NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D001 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B109 and 2B209 for additional flow-forming machines for MT and NP reasons. Related Definitions: N/A Items:

a. Three or more axes which can be coordinated simultaneously for “contouring control” ; and

b. A roller force more than 60 kN.

Technical Note:

For the purposes of 2B009, machines combining the function of spin-forming and flow-forming are regarded as flow-forming machines.

2B018 Equipment on the Wassenaar Arrangement Munitions List.

No commodities currently are controlled by this entry. Commodities formerly controlled by paragraphs .a through .d, .m, and .s of this entry are controlled in ECCN 0B606. Commodities formerly controlled by paragraphs .e through .l of this entry are controlled by ECCN 0B602. Commodities formerly controlled by paragraphs .o through .r of this entry are controlled by ECCN 0B501. Commodities formerly controlled by paragraph .n of this entry are controlled in ECCN 0B501 if they are “specially designed” for the “production” of the items controlled in ECCN 0A501.a through .x or USML Category I and controlled in ECCN 0B602 if they are of the kind exclusively designed for use in the manufacture of items in ECCN 0A602 or USML Category II.

2B104 “Isostatic presses” , other than those controlled by 2B004, having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B004, 2B204, and 2B117. Related Definitions: The inside chamber dimension is that of the chamber in which both the working temperature and the working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated chamber, depending on which of the two chambers is located inside the other. Items: a. Maximum working pressure equal to or greater than 69 MPa;

b. Designed to achieve and maintain a controlled thermal environment of 873 K (600 °C) or greater; and

c. Possessing a chamber cavity with an inside diameter of 254 mm or greater.

2B105 Chemical vapor deposition (CVD) furnaces, other than those controlled by 2B005.a, designed or modified for the densification of carbon-carbon composites. License Requirements Reason for Control:MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B005, 2B117, 2B226 and 2B227. Related Definitions: N/A Items: The list of items controlled in contained in the ECCN heading. 2B109 Flow-forming machines, other than those controlled by 2B009, as follows (see List of Items Controlled). License Requirements Reason for Control: MT, NP, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
NP applies to items controlled by this entry that meet or exceed the technical parameters in 2B209NP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B009 and 2B209. Related Definitions: N/A Items: a. Flow-forming machines, usable in the “production” of propulsion components and equipment (e.g., motor cases and interstages) for “missiles” , having all of the following:

a.1. Equipped with, or according to the manufacturer's technical specification are capable of being equipped with, “numerical control” units or a computer control, even when not equipped with such units at delivery; and

a.2. More than two axes which can be coordinated simultaneously for “contouring control.”

b. “Specially designed” “parts” and “components” for flow-forming machines controlled in 2B009 for MT reasons or 2B109.a.

Technical Note:

1. Machines combining the function of spin-forming and flow-forming are for the purpose of 2B109 regarded as flow-forming machines.

2B116 Vibration test systems and equipment, usable for rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km and their subsystems, and “parts” and “components” therefor, as follows (see List of Items Controlled). License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to electrodynamic vibration test systems in 2B116.a and to all items in 2B116.b, .c, and .dNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 9B106 and 9B990. Related Definitions: Vibration test systems incorporating a digital controller are those systems, the functions of which are, partly or entirely, automatically controlled by stored and digitally coded electrical signals. Items: a. Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 10 g rms between 20 Hz to 2,000 Hz while imparting forces equal to or greater than 50 kN (11,250 lbs.), measured ‘bare table’;

b. Digital controllers, combined with “specially designed” vibration test “software” , with a ‘real-time control bandwidth’ greater than 5 kHz and designed for use with vibration test systems described in 2B116.a;

c. Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN (11,250 lbs.), measured ‘bare table’, and usable in vibration test systems described in 2B116.a;

d. Test piece support structures and electronic units designed to combine multiple shaker units into a complete shaker system capable of providing an effective combined force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration test systems described in 2B116.a.

Technical Notes:

(1) ‘Bare table’ means a flat table, or surface, with no fixture or fitting.

(2) ‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing data and transmitting control signals.

2B117 Equipment and process controls, other than those controlled by 2B004, 2B005.a, 2B104 or 2B105, designed or modified for the densification and pyrolysis of structural composite rocket nozzles and reentry vehicle nose tips. License Requirements Reason for Control:MT, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E101 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B004, 2B005, 2B104, 2B105, and 2B204. Related Definitions: N/A Items: The list of items controlled in contained in the ECCN heading. 2B119 Balancing machines and related equipment, as follows (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1
to part 738)
MT applies to entire entryMT Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 7B101. Related Definitions: N/A Items:

a. Balancing machines having all of the following characteristics:

a.1. Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

a.2. Capable of balancing rotors/assemblies at speeds greater than 12,500 rpm;

a.3. Capable of correcting unbalance in two planes or more; and

a.4. Capable of balancing to a residual specific unbalance of 0.2 g mm per kg of rotor mass.

Note:

2B119.a. does not control balancing machines designed or modified for dental or other medical equipment.

b. Indicator heads designed or modified for use with machines specified in 2B119.a.

Note:

Indicator heads are sometimes known as balancing instrumentation.

2B120 Motion simulators or rate tables (equipment capable of simulating motion), having all of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Rate tables not controlled by 2B120 and providing the characteristics of a positioning table are to be evaluated according to 2B121. (2) Equipment that has the characteristics specified in 2B121, which also meets the characteristics of 2B120 will be treated as equipment specified in 2B120. (3) See also 2B008, 2B121, 7B101 and 7B994. Related Definitions: N/A Items: a. Two or more axes;

b. Designed or modified to incorporate sliprings or integrated non-contact devices capable of transferring electrical power, signal information, or both; and

c. Having any of the following characteristics:

c.1. For any single axis having all of the following:

c.1.a. Capable of rates of rotation of 400 degrees/s or more, or 30 degrees/s or less, and

c.1.b. A rate resolution equal to or less than 6 degrees/s and an accuracy equal to or less than 0.6 degrees/s; or

c.2. Having a worst-case rate stability equal to or better (less) than plus or minus 0.05% averaged over 10 degrees or more; or

c.3. A positioning “accuracy” equal to or better than 5 arc-second.

Note:

2B120 does not control rotary tables designed or modified for machine tools or for medical equipment. For controls on machine tool rotary tables see 2B008.

2B121 Positioning tables (equipment capable of precise rotary position in any axis), other than those controlled in 2B120, having all the following characteristics (See List of Items Controlled). License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) Equipment that has the characteristics specified in 2B121, which also meets the characteristics of 2B120 will be treated as equipment specified in 2B120. (2) See also 2B008, 2B120, 7B101, and 7B994. Related Definitions: N/A Items: a. Two or more axes; and

b. A positioning “accuracy” equal to or better than 5 arc-second.

Note:

2B121 does not control rotary tables designed or modified for machine tools or for medical equipment. For controls on machine tool rotary tables see 2B008.

2B122 Centrifuges capable of imparting accelerations greater than 100 g and designed or modified to incorporate sliprings or integrated non-contact devices capable of transferring electrical power, signal information, or both. License Requirements Reason for Control: MT, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also 7B101. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2B201 Machine tools, and any combination thereof, other than those controlled by 2B001, for removing or cutting metals, ceramics or “composites,” which, according to manufacturer's technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2D002 and 2D202 for “software” for items controlled by this entry. “Numerical control” units are controlled by their associated “software” . (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B001 and 2B991. Related Definitions: N/A Items: Note:

2B201 does not control special purpose machine tools limited to the manufacture of any of the following parts:

a. Gears;

b. Crank shafts or cam shafts;

c. Tools or cutters;

d. Extruder worms;

Technical Note:

The identified positioning accuracy values in this entry are based on ISO 230/2 (2006), which equates to the values based on ISO 230/2 (1988) that are used by the Nuclear Supplier's Group (NSG ). In 2B201.a and .b.1, this results in a change from 6 µm to 4.5 µm. In paragraph .b of the Note to 2B201.b, the resulting change is from 30 µm to 22.5 µm, In 2B201.c, the resulting change is from 4 µm to 3 µm.

a. Machine tools for turning, that have positioning accuracies according to ISO 230/2 (2006) with all compensations available better (less) than 4.5 µm along any linear axis (overall positioning) for machines capable of machining diameters greater than 35 mm;

Note to 2B201.a:

2B201.a does not control bar machines (Swissturn), limited to machining only bar feed thru, if maximum bar diameter is equal to or less than 42 mm and there is no capability of mounting chucks. Machines may have drilling and/or milling capabilities for machining parts with diameters less than 42 mm.

b. Machine tools for milling, having any of the following characteristics:

b.1. Positioning accuracies according to ISO 230/2 (2006) with “all compensations available” equal to or less (better) than 4.5 µm along any linear axis (overall positioning);

b.2. Two or more contouring rotary axes; or

b.3. Five or more axes which can be coordinated simultaneously for “contouring control.”

Note to 2B201.b:

2B201.b does not control milling machines having the following characteristics:

a. X-axis travel greater than 2 m; and

b. Overall positioning accuracy according to ISO 230/2 (2006) on the x-axis more (worse) than 22.5 µm.

c. Machine tools for grinding, having any of the following characteristics:

c.1. Positioning accuracies according to ISO 230/2 (2006) with “all compensations available” equal to or less (better) than 3 µm along any linear axis (overall positioning);

c.2. Two or more contouring rotary axes; or

c.3. Five or more axes which can be coordinated simultaneously for “contouring control.”

Note to 2B201.c:

2B201.c does not control the following grinding machines:

a. Cylindrical external, internal, and external-internal grinding machines having all of the following characteristics:

1. Limited to a maximum workpiece capacity of 150 mm outside diameter or length; and

2. Axes limited to x, z and c.

b. Jig grinders that do not have a z-axis or a w-axis with an overall positioning accuracy less (better) than 3 microns. Positioning accuracy is according to ISO 230/2 (2006).

Technical Note:

2B201.b.3 and c.3 include machines based on a parallel linear kinematic design (e.g. hexapods) that have 5 or more axes none of which are rotary axes.

2B204 “Isostatic presses” , other than those controlled by 2B004 or 2B104, and related equipment, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B004 and 2B104. Related Definitions: The inside chamber dimension is that of the chamber in which both the working temperature and working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated chamber, depending on which of the two chambers is located inside the other. Items: a. “Isostatic presses” having both of the following characteristics:

a.1. Capable of achieving a maximum working pressure of 69 MPa or greater; and

a.2. A chamber cavity with an inside diameter in excess of 152 mm;

b. Dies, molds and controls, “specially designed” for “isostatic presses” controlled by 2B204.a.

2B206 Dimensional inspection machines, instruments or systems, other than those described in 2B006, as follows (see List of Items Controlled). License Requirements

Reason for Control: NP, AT

Control(s) Country chart
(see Supp. No. 1
to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2D002 and 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B006 and 2B996. Related Definitions: N/A Items: Control Notes to ECCN 2B206:

(1) Machine tools that can be used as measuring machines are controlled by ECCN 2B206 if they meet or exceed the control parameters specified in this entry for the measuring machine function. (2) The machines described in ECCN 2B206 are controlled by this entry if they exceed the specified control threshold anywhere in their operating range.

Technical Note to ECCN 2B206:

All parameters of measurement values in this entry represent plus/minus, i.e., not total band.

a. Computer controlled or numerically controlled coordinate measuring machines (CMM) with either of the following characteristics:

a.1. Having only two axes with a maximum permissible error of length measurement along any axis (one dimension), identified as any combination of E0x MPE, E0y MPE or E0z MPE, equal to or less (better) than (1.25 + L/1,000) µm (where L is the measured length in mm) at any point within the operating range of the machine (i.e., within the length of the axis), according to ISO 10360-2 (2009); or

a.2. Having three or more axes with a three dimensional (volumetric) maximum permissible error of length measurement, identified as E0, MPE, equal to or less (better) than (1.7 + L/800) µm (where L is the measured length in mm) at any point within the operating range of the machine (i.e., within the length of the axis), according to ISO 10360-2 (2009).

Technical Note to 2B206.a.2:

The E0, MPE of the most accurate configuration of the CMM specified according to ISO 10360-2 (2009) by the manufacturer (e.g., best of the following: Probe, stylus length, motion parameters, environment) and with all compensations available shall be compared to the 1.7 + L/800 µm threshold.

b. Systems for simultaneous linear-angular inspection of hemishells, having both of the following characteristics:

b.1. “Measurement uncertainty” along any linear axis equal to or less (better) than 3.5 µm per 5 mm; and

b.2. “Angular position deviation” equal to or less than 0.02°.

c. Linear displacement measuring systems having both of the following characteristics:

c.1. Containing a “laser;” and

c.2. Capable of maintaining, for at least 12 hours over a temperature range of ± 1 K around a standard temperature and a standard pressure, both:

c.2.a. A “resolution” over their full scale of 0.1 µm or better; and

c.2.b. A “measurement uncertainty” equal to or better (less) than (0.2 + L/2,000) µm (L is the measured length in millimeters).

Control Note to 2B206.c:

2B206.c does not control measuring interferometer systems, without closed or open loop feedback, containing a “laser” to measure slide movement errors of machine tools, dimensional inspection machines, or similar equipment.

Technical Note to 2B206.c:

In 2B206.c, “linear displacement” means the change of distance between the measuring probe and the measured object.

d. Linear Variable Differential Transformer (LVDT) systems having all of the following:

d.1. Having any of the following:

d.1.a. “Linearity” equal to or less (better) than 0.1% measured from 0 to the full operating range, for LVDTs with a full operating range up to and including ±5 mm; or

d.1.b. “Linearity” equal to or less (better) than 0.1% measured from 0 to 5 mm for LVDTs with a 'full operating range' greater than ±5 mm; and

d.2. Drift equal to or less (better) than 0.1% per day at a standard ambient test room temperature ±1 K.

2B207 “Robots” , “end-effectors” and control units, other than those controlled by 2B007, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B007, 2B225, and 2B997. Related Definitions: N/A ECCN Controls: This entry does not control “robots” “specially designed” for non-nuclear industrial applications, such as automobile paint-spraying booths. Items: a. “Robots” or “end-effectors” “specially designed” to comply with national safety standards applicable to handling high explosives (for example, meeting electrical code ratings for high explosives);

b. Control units “specially designed” for any of the “robots” or “end-effectors” controlled by 2B207.a.

2B209 Flow forming machines, spin forming machines capable of flow forming functions, other than those controlled by 2B009 or 2B109, and mandrels, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (3) Also see ECCN s 2B009 and 2B109. Related Definitions: N/A Items:

a. Machines having both of the following characteristics:

a.1. Three or more rollers (active or guiding); and

a.2. According to the manufacturer's technical specifications, can be equipped with “numerical control” units or a computer control;

Note:

2B209.a includes machines that have only a single roller designed to deform metal, plus two auxiliary rollers that support the mandrel, but do not participate directly in the deformation process.

b. Rotor-forming mandrels designed to form cylindrical rotors of inside diameter between 75 mm and 650 mm.

2B225 Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, having either of the following characteristics (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (2) Also see ECCN s 2B007 and 2B207. (3) Remote manipulators “specially designed” or prepared for use in fuel reprocessing or for use in a reactor are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. A capability of penetrating 0.6 m or more of hot cell wall (through-the-wall operation); or

b. A capability of bridging over the top of a hot cell wall with a thickness of 0.6 m or more (over-the-wall operation).

Technical Note:

Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of “master/slave” type or operated by joystick or keypad.

2B226 Controlled atmosphere (vacuum or inert gas) induction furnaces, and power supplies therefor, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (2) Also see ECCN 2B227 and Category 3B. Related Definitions: N/A ECCN Controls: 2B226.a does not control furnaces designed for the processing of semiconductor wafers. Items: a. Furnaces having all of the following characteristics:

a.1. Capable of operation above 1,123 K (850 °C);

a.2. Induction coils 600 mm or less in diameter; and

a.3. Designed for power inputs of 5 kW or more;

b. Power supplies, with a specified power output of 5 kW or more, “specially designed” for furnaces controlled by 2B226.a.

2B227 Vacuum or other controlled atmosphere metallurgical melting and casting furnaces and related equipment, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. (2) Also see ECCN 2B226. Related Definitions: N/A Items: a. Arc remelt and casting furnaces having both of the following characteristics:

a.1. Consumable electrode capabilities between 1,000 cm 3 and 20,000 cm 3; and

a.2. Capable of operating with melting temperatures above 1,973 K (1,700 °C);

b. Electron beam melting furnaces and plasma atomization and melting furnaces, having both of the following characteristics:

b.1. A power of 50 kW or greater; and

b.2. Capable of operating with melting temperatures above 1,473 K (1,200 °C);

c. Computer control and monitoring systems specially configured for any of the furnaces controlled by 2B227.a or .b.

2B228 Rotor fabrication and assembly equipment, rotor straightening equipment, bellows-forming mandrels and dies, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart
(see supp. No. 1 to part 738)
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. Related Definitions: N/A Items:

a. Rotor assembly equipment for assembly of gas centrifuge rotor tube sections, baffles, and end-caps;

Note:

2B228.a includes precision mandrels, clamps, and shrink fit machines.

b. Rotor straightening equipment for alignment of gas centrifuge rotor tube sections to a common axis;

Technical Note:

The rotor straightening equipment in 2B228.b normally consists of precision measuring probes linked to a computer that subsequently controls the action of, for example, pneumatic rams used for aligning the rotor tube sections.

c. Bellows-forming mandrels and dies for producing single-convolution bellows.

Technical Note:

In 2B228.c, the bellows have all of the following characteristics:

1. Inside diameter between 75 mm and 650 mm;

2. Length equal to or greater than 12.7 mm;

3. Single convolution depth greater than 2 mm; and

4. Made of high-strength aluminum alloys, maraging steel or high strength “fibrous or filamentary materials”.

2B229 Centrifugal multiplane balancing machines, fixed or portable, horizontal or vertical, as follows (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN 2D201 for “software” for items controlled under this entry. (2) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. Related Definitions: N/A Items: a. Centrifugal balancing machines designed for balancing flexible rotors having a length of 600 mm or more and having all of the following characteristics:

a.1. Swing or journal diameter greater than 75 mm;

a.2. Mass capability of from 0.9 to 23 kg; and

a.3. Capable of balancing speed of revolution greater than 5,000 r.p.m.;

b. Centrifugal balancing machines designed for balancing hollow cylindrical rotor “parts” or “components” and having all of the following characteristics:

b.1. Journal diameter greater than 75 mm;

b.2. Mass capability of from 0.9 to 23 kg;

b.3. A minimum achievable residual specific unbalance equal to or less than 10 g-mm/kg per plane; and

b.4. Belt drive type.

2B230 All types of “pressure transducers” capable of measuring absolute pressures and having all of the characteristics described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. Related Definitions: (1) For purposes of this entry, “pressure transducers” are devices that convert pressure measurements into a signal. (2) For purposes of this entry, “accuracy” includes non-linearity, hysteresis and repeatability at ambient temperature. Items: a. Pressure sensing elements made of or protected by aluminum, aluminum alloy, aluminum oxide (alumina or sapphire), nickel, nickel alloy with more than 60% nickel by weight, or fully fluorinated hydrocarbon polymers;

b. Seals, if any, essential for sealing the pressure sensing element, and in direct contact with the process medium, made of or protected by aluminum, aluminum alloy, aluminum oxide (alumina or sapphire), nickel, nickel alloy with more than 60% nickel by weight, or fully fluorinated hydrocarbon polymers; and

c. Either of the following characteristics:

c.1. A full scale of less 13 kPa and an “accuracy” of better than ±1% of full scale; or

c.2. A full scale of 13 kPa or greater and an “accuracy” of better than ±130 Pa when measuring at 13 kPa.

2B231 Vacuum pumps having all of the characteristics described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for “technology” for items controlled under this entry. (2) Also see bellows-sealed scroll-type compressors and bellows-sealed scroll-type vacuum pumps controlled under ECCN 2B233. (3) Vacuum pumps “specially designed” or prepared for the separation of uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: (1) The pumping speed is determined at the measurement point with nitrogen gas or air. (2) The ultimate vacuum is determined at the input of the pump with the input of the pump blocked off. Items: a. Input throat size equal to or greater than 380 mm;

b. Pumping speed equal to or greater than 15 m 3/s; and

c. Capable of producing an ultimate vacuum better than 13.3 mPa.

2B232 High-velocity gun systems (propellant, gas, coil, electromagnetic, and electrothermal types, and other advanced systems) capable of accelerating projectiles to 1.5 km/s or greater. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for technology for items controlled under this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2B233 Bellows-sealed scroll-type compressors and bellows-sealed scroll-type vacuum pumps having all of the characteristics described in this ECCN (see List of Items Controlled). License Requirements Reason for Control: NP, AT
Control(s) Country chart (see Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ), 2E002 ( “production” ), and 2E201 ( “use” ) for “technology” for items controlled under this entry. (2) Also see vacuum pumps controlled under ECCN 2B231. (3) Vacuum pumps “specially designed” or prepared for the separation of uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Capable of an inlet volume flow rate of 50 m 3/h or greater;

b. Capable of a pressure ratio of 2:1 or greater; and

c. Having all surfaces that come in contact with the process gas made from any of the following:

c.1. Aluminum or aluminum alloy;

c.2. Aluminum oxide;

c.3. Stainless steel;

c.4. Nickel or nickel alloy;

c.5. Phosphor bronze; or

c.6. Fluoropolymers.

Technical Notes:

1. In a scroll compressor or vacuum pump, crescent-shaped pockets of gas are trapped between one or more pairs of intermeshed spiral vanes, or scrolls, one of which moves while the other remains stationary. The moving scroll orbits the stationary scroll; it does not rotate. As the moving scroll orbits the stationary scroll, the gas pockets diminish in size (i.e., they are compressed) as they move toward the outlet port of the machine.

2. In a bellows-sealed scroll compressor or vacuum pump, the process gas is totally isolated from the lubricated parts of the pump and from the external atmosphere by a metal bellows. One end of the bellows is attached to the moving scroll and the other end is attached to the stationary housing of the pump.

3. Fluoropolymers include, but are not limited to, the following materials:

a. Polytetrafluoroethylene (PTFE);

b. Fluorinated Ethylene Propylene (FEP);

c. Perfluoroalkoxy (PFA);

d. Polychlorotrifluoroethylene (PCTFE); and

e. Vinylidene fluoride-hexafluoropropylene copolymer.

2B350 Chemical manufacturing facilities and equipment, except valves controlled by 2A226, as follows (see List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
License Requirement Note: This ECCN does not control equipment that is both: (1) “Specially Designed” for use in civil applications e.g., food processing, pulp and paper processing, or water purification) and (2) inappropriate, by the nature of its design, for use in storing, processing, producing or conducting and controlling the flow of the chemical weapons precursors controlled by 1C350. List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: $2,000 for all Country Group B destinations, except those also listed under Country Group D:3 (see Supplement No. 1 to part 740 of the EAR ). GBS: N/A List of Items Controlled Related Controls: See also ECCN s 2A226, 2A992, 2A993, 2B231, and 2B999. Related Definitions: For purposes of this entry the term 'chemical warfare agents' includes those agents “subject to the ITAR” (see 22 CFR parts 120 through 130). Items: a. Reaction vessels, reactors and prefabricated repair assemblies therefor, as follows:

a.1. Reaction vessels or reactors, with or without agitators, with total internal (geometric) volume greater than 0.1 m 3 (100 liters) and less than 20 m 3 (20,000 liters), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

a.1.a Alloys with more than 25% nickel and 20% chromium by weight;

a.1.b. Nickel or alloys with more than 40% nickel by weight;

a.1.c. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

a.1.d. Glass (including vitrified or enameled coating or glass lining);

a.1.e. Tantalum or tantalum alloys;

a.1.f. Titanium or titanium alloys;

a.1.g. Zirconium or zirconium alloys; or

a.1.h. Niobium (columbium) or niobium alloys;

a.2. Prefabricated repair assemblies, and their specially designed components, that:

a.2.a. Are designed for mechanical attachment to glass-lined reaction vessels or reactors described in 2B350.a.1; and

a.2.b. Have metallic surfaces that are made from tantalum or tantalum alloys and come in direct contact with the chemical(s) being processed.

b. Agitators designed for use in reaction vessels or reactors described in 2B350.a.1, and impellers, blades or shafts designed for such agitators, where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

b.1. Alloys with more than 25% nickel and 20% chromium by weight;

b.2. Nickel or alloys with more than 40% nickel by weight;

b.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

b.4. Glass (including vitrified or enameled coatings or glass lining);

b.5. Tantalum or tantalum alloys;

b.6. Titanium or titanium alloys;

b.7. Zirconium or zirconium alloys; or

b.8. Niobium (columbium) or niobium alloys.

c. Storage tanks, containers, receivers and prefabricated repair assemblies therefor, as follows:

c.1. Storage tanks, containers or receivers with a total internal (geometric) volume greater than 0.1 m 3 (100 liters) where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

c.1.a. Alloys with more than 25% nickel and 20% chromium by weight;

c.1.b. Nickel or alloys with more than 40% nickel by weight;

c.1.c. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

c.1.d. Glass (including vitrified or enameled coatings or glass lining);

c.1.e. Tantalum or tantalum alloys;

c.1.f. Titanium or titanium alloys;

c.1.g. Zirconium or zirconium alloys; or

c.1.h. Niobium (columbium) or niobium alloys;

c.2. Prefabricated repair assemblies, and their specially designed components, that:

c.2.a. Are designed for mechanical attachment to glass-lined storage tanks, containers or receivers described in 2B350.c.1; and

c.2.b. Have metallic surfaces that are made from tantalum or tantalum alloys and come in direct contact with the chemical(s) being processed.

d. Heat exchangers or condensers with a heat transfer surface area of less than 20 m 2, but greater than 0.15 m 2, and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

d.1. Alloys with more than 25% nickel and 20% chromium by weight;

d.2. Nickel or alloys with more than 40% nickel by weight;

d.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

d.4. Glass (including vitrified or enameled coatings or glass lining);

d.5. Tantalum or tantalum alloys;

d.6. Titanium or titanium alloys;

d.7. Zirconium or zirconium alloys;

d.8. Niobium (columbium) or niobium alloys;

d.9. Graphite or carbon-graphite;

d.10. Silicon carbide; or

d.11. Titanium carbide.

e. Distillation or absorption columns of internal diameter greater than 0.1 m, and liquid distributors, vapor distributors or liquid collectors designed for such distillation or absorption columns, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

e.1. Alloys with more than 25% nickel and 20% chromium by weight;

e.2. Nickel or alloys with more than 40% nickel by weight;

e.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

e.4. Glass (including vitrified or enameled coatings or glass lining);

e.5. Tantalum or tantalum alloys;

e.6. Titanium or titanium alloys;

e.7. Zirconium or zirconium alloys;

e.8. Niobium (columbium) or niobium alloys; or

e.9. Graphite or carbon-graphite.

f. Remotely operated filling equipment in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

f.1. Alloys with more than 25% nickel and 20% chromium by weight; or

f.2. Nickel or alloys with more than 40% nickel by weight.

g. Valves, as follows:

g.1. Valves having both of the following characteristics:

g.1.a. A nominal size greater than 1.0 cm ( 3/8 in.); and

g.1.b. All surfaces that come in direct contact with the chemical(s) being produced, processed, or contained are made from materials identified in Technical Note 1 to 2B350.g.

g.2. Valves, except for valves controlled by 2B350.g.1, having all of the following characteristics:

g.2.a. A nominal size equal to or greater than 2.54 cm (1 inch) and equal to or less than 10.16 cm (4 inches);

g.2.b. Casings (valve bodies) or preformed casing liners controlled by 2B350.g.3, in which all surfaces that come in direct contact with the chemical(s) being produced, processed, or contained are made from materials identified in Technical Note 1 to 2B350.g; and

g.2.c. A closure element designed to be interchangeable.

g.3. Casings (valve bodies) and preformed casing liners having both of the following characteristics:

g.3.a. Designed for valves in 2B350.g.1 or .g.2; and

g.3.b. All surfaces that come in direct contact with the chemical(s) being produced, processed, or contained are made from materials identified in Technical Note 1 to 2B350.g.

Technical Note 1 to 2B350.g:

All surfaces of the valves controlled by 2B350.g.1, and the casings (valve bodies) and preformed casing liners controlled by 2B350.g.3, that come in direct contact with the chemical(s) being produced, processed, or contained are made from the following materials:

a. Alloys with more than 25% nickel and 20% chromium by weight;

b. Nickel or alloys with more than 40% nickel by weight;

c. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

d. Glass (including vitrified or enameled coating or glass lining);

e. Tantalum or tantalum alloys;

f. Titanium or titanium alloys;

g. Zirconium or zirconium alloys;

h. Niobium (columbium) or niobium alloys; or

i. Ceramic materials, as follows:

i.1. Silicon carbide with a purity of 80% or more by weight;

i.2. Aluminum oxide (alumina) with a purity of 99.9% or more by weight; or

i.3. Zirconium oxide (zirconia).

Technical Note 2 to 2B350.g:

The 'nominal size' is defined as the smaller of the inlet and outlet port diameters.

h. Multi-walled piping incorporating a leak detection port, in which all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

h.1. Alloys with more than 25% nickel and 20% chromium by weight;

h.2. Nickel or alloys with more than 40% nickel by weight;

h.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

h.4. Glass (including vitrified or enameled coatings or glass lining);

h.5. Tantalum or tantalum alloys;

h.6. Titanium or titanium alloys;

h.7. Zirconium or zirconium alloys;

h.8. Niobium (columbium) or niobium alloys; or

h.9. Graphite or carbon-graphite.

i. Multiple-seal and seal-less pumps with manufacturer's specified maximum flow-rate greater than 0.6 m 3/hour (600 liters/hour), or vacuum pumps with manufacturer's specified maximum flow-rate greater than 5 m 3/hour (5,000 liters/hour) (under standard temperature (273 K (0 °C)) and pressure (101.3 kPa) conditions), and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemical(s) being processed are made from any of the following materials:

i.1. Alloys with more than 25% nickel and 20% chromium by weight;

i.2. Nickel or alloys with more than 40% nickel by weight;

i.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluorine by weight);

i.4. Glass (including vitrified or enameled coatings or glass lining);

i.5. Tantalum or tantalum alloys;

i.6. Titanium or titanium alloys;

i.7. Zirconium or zirconium alloys;

i.8. Niobium (columbium) or niobium alloys.

i.9. Graphite or carbon-graphite;

i.10. Ceramics; or

i.11. Ferrosilicon (high silicon iron alloys).

Technical Note to 2B350.i:

The seals referred to in 2B350.i come into direct contact with the chemical(s) being processed (or are designed to do so), and provide a sealing function where a rotary or reciprocating drive shaft passes through a pump body.

j. Incinerators designed to destroy chemical warfare agents, chemical weapons precursors controlled by 1C350, or chemical munitions having “specially designed” waste supply systems, special handling facilities and an average combustion chamber temperature greater than 1000 °C in which all surfaces in the waste supply system that come into direct contact with the waste products are made from or lined with any of the following materials:

j.1. Alloys with more than 25% nickel and 20% chromium by weight;

j.2. Nickel or alloys with more than 40% nickel by weight; or

j.3. Ceramics.

Technical Note 1:

Carbon-graphite is a composition consisting primarily of graphite and amorphous carbon, in which the graphite is 8 percent or more by weight of the composition.

Technical Note 2:

For the items listed in 2B350, the term 'alloy,' when not accompanied by a specific elemental concentration, is understood as identifying those alloys where the identified metal is present in a higher percentage by weight than any other element.

Technical Note 3:

The materials used for gaskets, packing, seals, screws or washers, or other materials performing a sealing function, do not determine the control status of the items in this ECCN , provided that such components are designed to be interchangeable.

Note:

See Categories V and XIV of the United States Munitions List for all chemicals that are “subject to the ITAR” (see 22 CFR parts 120 through 130).

2B351 Toxic gas monitors and monitoring systems, and their dedicated detecting “parts” and “components” (i.e., detectors, sensor devices, and replaceable sensor cartridges), as follows, except those systems and detectors controlled by ECCN 1A004.c (see List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN 2D351 for “software” for toxic gas monitors and monitoring systems, and their dedicated detecting “parts” and “components,” controlled by this ECCN . Also see ECCN 1A004, which controls chemical detection systems and “specially designed” “parts” and “components” therefor that are “specially designed” or modified for detection or identification of chemical warfare agents, but not “specially designed” for military use, and ECCN 1A995, which controls certain detection equipment, “parts” and “components” not controlled by ECCN 1A004 or by this ECCN . Related Definitions: (1) For the purposes of this entry, the term “dedicated” means committed entirely to a single purpose or device. (2) For the purposes of this entry, the term “continuous operation” describes the capability of the equipment to operate on line without human intervention. The intent of this entry is to control toxic gas monitors and monitoring systems capable of collection and detection of samples in environments such as chemical plants, rather than those used for batch-mode operation in laboratories. Items: a. Designed for continuous operation and usable for the detection of chemical warfare agents or precursor chemicals controlled by 1C350 at concentrations of less than 0.3 mg/m 3; or

b. Designed for the detection of cholinesterase-inhibiting activity.

2B352 Equipment Capable of Use in Handling Biological Materials, as Follows (See List of Items Controlled). License Requirements Reason for Control: CB, AT
Control(s) Country chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See ECCN s 1A004 and 1A995 for protective equipment that is not covered by this entry. Also see ECCN 9A120 for controls on certain “UAV ” systems designed or modified to dispense an aerosol and capable of carrying elements of a payload in the form of a particulate or liquid, other than fuel “parts” or “components” of such vehicles, of a volume greater than 20 liters. Related Definitions: (1) “Lighter than air vehicles”—balloons and airships that rely on hot air or on lighter-than-air gases, such as helium or hydrogen, for their lift. (2) “UAV s”—Unmanned Aerial Vehicles. (3) “VMD”—Volume Median Diameter. Items:

a. Containment facilities and related equipment, as follows:

a.1. Complete containment facilities at P3 or P4 containment level.

Technical Note to 2B352.a.1: P3 or P4 (BL3, BL4, L3, L4) containment levels are as specified in the WHO Laboratory Biosafety Manual (3rd edition, Geneva, 2004).

a.2. Equipment designed for fixed installation in containment facilities specified in paragraph a.1 of this ECCN , as follows:

a.2.a. Double-door pass-through decontamination autoclaves;

a.2.b. Breathing air suit decontamination showers;

a.2.c. Mechanical-seal or inflatable-seal walkthrough doors.

b. Fermenters and components as follows:

b.1. Fermenters capable of cultivation of micro-organisms or of live cells for the production of viruses or toxins, without the propagation of aerosols, having a total internal volume of 20 liters or greater.

b.2. Components designed for such fermenters, as follows:

b.2.a. Cultivation chambers designed to be sterilized or disinfected in situ;

b.2.b. Cultivation chamber holding devices; or

b.2.c. Process control units capable of simultaneously monitoring and controlling two or more fermentation system parameters (e.g., temperature, pH, nutrients, agitation, dissolved oxygen, air flow, foam control).

Technical Notes to 2B352.b:

1. Fermenters include bioreactors (including single-use (disposable) bioreactors), chemostats and continuous-flow systems.

2. Cultivation chamber holding devices controlled by 2B352.b.2.b include single-use cultivation chambers with rigid walls.

c. Centrifugal separators capable of the continuous separation of pathogenic microorganisms, without the propagation of aerosols, and having all of the following characteristics:

c.1. One or more sealing joints within the steam containment area;

c.2. A flow rate greater than 100 liters per hour;

c.3. “Parts” or “components” of polished stainless steel or titanium; and

c.4. Capable of in-situ steam sterilization in a closed state.

Technical Note to 2B352.c: Centrifugal separators include decanters.

d. Cross (tangential) flow filtration equipment and “accessories” , as follows:

d.1. Cross (tangential) flow filtration equipment capable of separation of microorganisms, viruses, toxins or cell cultures having all of the following characteristics:

d.1.a. A total filtration area equal to or greater than 1 square meter (1 m 2); and

d.1.b. Having any of the following characteristics:

d.1.b.1. Capable of being sterilized or disinfected in-situ; or

d.1.b.2. Using disposable or single-use filtration “parts” or “components” .

N.B.: 2B352.d.1 does not control reverse osmosis and hemodialysis equipment, as specified by the manufacturer.

d.2. Cross (tangential) flow filtration “parts” or “components” (e.g., modules, elements, cassettes, cartridges, units or plates) with filtration area equal to or greater than 0.2 square meters (0.2 m 2) for each “part” or “component” and designed for use in cross (tangential) flow filtration equipment controlled by 2B352.d.1.

Technical Note: In this ECCN , “sterilized” denotes the elimination of all viable microbes from the equipment through the use of either physical (e.g., steam) or chemical agents. “Disinfected” denotes a process to reduce the number of microorganisms, but not usually of bacterial spores, through the use of chemical agents, without necessarily killing or removing all organisms.

e. Steam, gas or vapor sterilizable freeze-drying equipment with a condenser capacity of 10 kg of ice or greater in 24 hours (10 liters of water or greater in 24 hours) and less than 1000 kg of ice in 24 hours (less than 1,000 liters of water in 24 hours).

f. Spray-drying equipment capable of drying toxins or pathogenic microorganisms having all of the following characteristics:

f.1. A water evaporation capacity of ≥0.4 kg/h and ≤400 kg/h;

f.2. The ability to generate a typical mean product particle size of ≤10 micrometers with existing fittings or by minimal modification of the spray-dryer with atomization nozzles enabling generation of the required particle size; and

f.3. Capable of being sterilized or disinfected in situ.

g. Protective and containment equipment, as follows:

g.1. Protective full or half suits, or hoods dependent upon a tethered external air supply and operating under positive pressure.

Technical Note to 2B352.g.1: 2B352.g.1 does not control suits designed to be worn with self-contained breathing apparatus.

g.2. Biocontainment chambers, isolators, or biological safety cabinets having all of the following characteristics, for normal operation:

g.2.a. Fully enclosed workspace where the operator is separated from the work by a physical barrier;

g.2.b. Able to operate at negative pressure;

g.2.c. Means to safely manipulate items in the workspace; and

g.2.d. Supply and exhaust air to and from the workspace is high-efficiency particulate air (HEPA) filtered.

Note 1 to 2B352.g.2: 2B352.g.2 controls class III biosafety cabinets, as specified in the WHO Laboratory Biosafety Manual (3rd edition, Geneva, 2004) or constructed in accordance with national standards, regulations or guidance.

Note 2 to 2B352.g.2: 2B352.g.2 controls any isolator having all of the characteristics described in 2B352.g.2.a through g.2.d, regardless of its intended use and its designation, except for medical isolators “specially designed” for barrier nursing or transportation of infected patients.

h. Aerosol inhalation equipment designed for aerosol challenge testing with microorganisms, viruses or toxins, as follows:

h.1. Whole-body exposure chambers having a capacity of 1 cubic meter or greater;

h.2. Nose-only exposure apparatus utilizing directed aerosol flow and having a capacity for the exposure of 12 or more rodents, or two or more animals other than rodents, and closed animal restraint tubes designed for use with such apparatus.

i. Spraying or fogging systems and “parts” and “components” therefor, as follows:

i.1. Complete spraying or fogging systems, “specially designed” or modified for fitting to aircraft, “lighter than air vehicles,” or “UAV s,” capable of delivering, from a liquid suspension, an initial droplet “VMD” of less than 50 microns at a flow rate of greater than 2 liters per minute;

i.2. Spray booms or arrays of aerosol generating units, “specially designed” or modified for fitting to aircraft, “lighter than air vehicles,” or “UAV s,” capable of delivering, from a liquid suspension, an initial droplet “VMD” of less than 50 microns at a flow rate of greater than 2 liters per minute;

i.3. Aerosol generating units “specially designed” for fitting to the systems as specified in paragraphs i.1 and i.2 of this ECCN .

Technical Notes to 2B352.i:

1. Aerosol generating units are devices “specially designed” or modified for fitting to aircraft and include nozzles, rotary drum atomizers and similar devices.

2. This ECCN does not control spraying or fogging systems, “parts” and “components,” as specified in 2B352.i, that are demonstrated not to be capable of delivering biological agents in the form of infectious aerosols.

3. Droplet size for spray equipment or nozzles “specially designed” for use on aircraft or “UAV s” should be measured using either of the following methods (pending the adoption of internationally accepted standards):

a. Doppler laser method,

b. Forward laser diffraction method.

j. Nucleic acid assemblers and synthesizers that are both:

j.1 Partly or entirely automated; and

j.2. Designed to generate continuous nucleic acids greater than 1.5 kilobases in length with error rates less than 5% in a single run.

2B991 Numerical control units for machine tools and “numerically controlled” machine tools, n.e.s. (see List of Items Controlled). License Requirements Reason for Control: AT
Control(s) Country chart
(See Supp. No. 1
to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: See also ECCN s 2B001 and 2B201. Related Definitions: N/A Items: a. “Numerical control” units for machine tools:

a.1. Having four interpolating axes that can be coordinated simultaneously for “contouring control;” or

a.2. Having two or more axes that can be coordinated simultaneously for “contouring control” and a minimum programmable increment better (less) than 0.001 mm;

a.3. “Numerical control” units for machine tools having two, three or four interpolating axes that can be coordinated simultaneously for “contouring control,” and capable of receiving directly (on-line) and processing computer-aided-design (CAD) data for internal preparation of machine instructions; or

b. “Motion control boards” “specially designed” for machine tools and having any of the following characteristics:

b.1. Interpolation in more than four axes;

b.2. Capable of “real-time processing” of data to modify tool path, feed rate and spindle data, during the machining operation, by any of the following:

b.2.a. Automatic calculation and modification of part program data for machining in two or more axes by means of measuring cycles and access to source data; or

b.2.b. “Adaptive control” with more than one physical variable measured and processed by means of a computing model (strategy) to change one or more machining instructions to optimize the process.

b.3. Capable of receiving and processing CAD data for internal preparation of machine instructions; or

c. “Numerically controlled” machine tools that, according to the manufacturer's technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes and that have both of the following characteristics:

c.1. Two or more axes that can be coordinated simultaneously for contouring control; and

c.2. Positioning accuracies according to ISO 230/2 (2006), with all compensations available:

c.2.a. Better than 15 µm along any linear axis (overall positioning) for grinding machines;

c.2.b. Better than 15 µm along any linear axis (overall positioning) for milling machines; or

c.2.c. Better than 15 µm along any linear axis (overall positioning) for turning machines; or

d. Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, according to the manufacturer's technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes:

d.1. Machine tools for turning, grinding, milling or any combination thereof, having two or more axes that can be coordinated simultaneously for “contouring control” and having any of the following characteristics:

d.1.a. One or more contouring “tilting spindles;”

Note:

2B991.d.1.a. applies to machine tools for grinding or milling only.

d.1.b. “Camming” (axial displacement) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);

Note:

2B991.d.1.b. applies to machine tools for turning only.

d.1.c. “Run out” (out-of-true running) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);

d.1.d. The “positioning accuracies”, with all compensations available, are less (better) than: 0.001° on any rotary axis;

d.2. Electrical discharge machines (EDM) of the wire feed type that have five or more axes that can be coordinated simultaneously for “contouring control.”

2B992 Non-“numerically controlled” machine tools for generating optical quality surfaces, (see List of Items Controlled) and “specially designed” “parts” and “components” therefor. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Turning machines using a single point cutting tool and having all of the following characteristics:

a.1. Slide positioning accuracy less (better) than 0.0005 mm per 300 mm of travel;

a.2. Bidirectional slide positioning repeatability less (better) than 0.00025 mm per 300 mm of travel;

a.3. Spindle “run out” and “camming” less (better) than 0.0004 mm total indicator reading (TIR);

a.4. Angular deviation of the slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel; and

a.5. Slide perpendicularity less (better) than 0.001 mm per 300 mm of travel;

Technical Note:

The bidirectional slide positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning at any position along or around the axis determined using the procedure and under the conditions specified in part 2.11 of ISO 230/2: 1988.

b. Fly cutting machines having all of the following characteristics:

b.1. Spindle “run out” and “camming” less (better) than 0.0004 mm TIR; and

b.2. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel.

2B993 Gearmaking and/or finishing machinery not controlled by 2B003 capable of producing gears to a quality level of better than AGMA 11. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2B996 Dimensional inspection or measuring systems or equipment not controlled by 2B006 or 2B206, as follows (see List of Items Controlled). License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: a. Manual dimensional inspection machines, having both of the following characteristics:

a.1. Two or more axes; and

a.2. A measurement uncertainty equal to or less (better) than (3 + L/300) micrometer in any axes (L measured length in mm).

2B997 “Robots” not controlled by 2B007 or 2B207 that are capable of employing feedback information in real-time processing from one or more sensors to generate or modify “programs” or to generate or modify numerical program data. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2B998 Assemblies, circuit boards or inserts “specially designed” for machine tools controlled by 2B991, or for equipment controlled by 2B993, 2B996 or 2B997. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: This entry does not control measuring interferometer systems, without closed or open loop feedback, containing a laser to measure slide movement errors of machine-tools, dimensional inspection machines or similar equipment. Related Definition: N/A Items: a. Spindle assemblies, consisting of spindles and bearings as a minimal assembly, with radial (“run out”) or axial ( “camming” ) axis motion in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);

b. Single point diamond cutting tool inserts, having all of the following characteristics:

b.1. Flawless and chip-free cutting edge when magnified 400 times in any direction;

b.2. Cutting radius from 0.1 to 5 mm inclusive; and

b.3. Cutting radius out-of-roundness less (better) than 0.002 mm TIR.

c. “Specially designed” printed circuit boards with mounted “parts” or “components” capable of upgrading, according to the manufacturer's specifications, “numerical control” units, machine tools or feed-back devices to or above the levels specified in ECCN s 2B991, 2B993, 2B996, 2B997, or 2B998.

2B999 Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). License Requirements Reason for Control: AT Control(s): Country Chart. AT applies to entire entry. A license is required for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT licensing requirements for this entry. See § 742.19 of the EAR for additional information. List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A List of Items Controlled Related Controls: (1) See also 1B233, 2A992, 2A993, 2B001.f, 2B004, 2B009, 2B104, 2B109, 2B204, 2B209, 2B228, 2B229, 2B231, and 2B350. (2) Certain nuclear related processing equipment is subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A Items: a. Isostatic presses, n.e.s.;

b. Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies;

c. Laser welding machines;

d. MIG welders;

e. E-beam welders;

f. Monel equipment, including valves, piping, tanks and vessels;

g. 304 and 316 stainless steel valves, piping, tanks and vessels;

Note:

Fittings are considered part of “piping” for purposes of 2B999.g.

h. Mining and drilling equipment, as follows:

h.1. Large boring equipment capable of drilling holes greater than two feet in diameter;

h.2. Large earth-moving equipment used in the mining industry;

i. Electroplating equipment designed for coating parts with nickel or aluminum;

j. Pumps designed for industrial service and for use with an electrical motor of 5 HP or greater;

k. Vacuum valves, piping, flanges, gaskets and related equipment “specially designed” for use in high-vacuum service, n.e.s.;

l. Spin forming and flow forming machines, n.e.s.;

m. Centrifugal multiplane balancing machines, n.e.s.;

n. Austenitic stainless steel plate, valves, piping, tanks and vessels.

C. “Materials” [Reserved] D. “Software” 2D001 “Software” , other than that controlled by 2D002, as follows (See list of Items Controlled). License Requirements Reason for Control: NS, MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1
MT applies to “software” for equipment controlled by 2B004 and 2B009 for MT reasonsMT Column 1
NP applies to “specially designed” or modified “software” for equipment controlled by 2B001 for NP reasons, and to “specially designed” “software” for equipment controlled by 2B004, 2B006, 2B007, or 2B009 for NP reasonsNP Column 1
AT applies to entire entryAT Column 1
Reporting Requirements See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User authorizations List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes, except N/A for MT Special Conditions for STA STA: License Exception STA may not be used to ship or transmit “software” , other than that specified by ECCN 2D002, “specially designed” for the “development” or “production” of equipment as follows: ECCN 2B001 entire entry; or “Numerically controlled” or manual machine tools as specified in 2B003 to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR ). List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ) and 2E101 ( “use” ) for technology for “software” controlled under this entry. (2) Also see ECCN s 2D101 and 2D201. Related Definitions: N/A Items: a. “Software” “specially designed” or modified for the “development” or “production” of equipment controlled by 2A001 or 2B001 to 2B009;

b. “Software” “specially designed” or modified for the “use” of equipment specified by 2A001.c., 2B001, or 2B003 to 2B009.

Note:

2D001 does not apply to part programming “software” that generates “numerical control” codes for machining various parts.

2D002 “Software” for electronic devices, even when residing in an electronic device or system, enabling such devices or systems to function as a “numerical control” unit, capable of coordinating simultaneously more than 4 axes for “contouring control” . License Requirements Reason for Control: NS, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 1.
NP applies to entire entryNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ) and 2E201 ( “use” ) for technology for “software” controlled under this entry. (2) Also see ECCN 2D202. Related Definitions: N/A Items: Note 1:

2D002 does not control “software” “specially designed” or modified for the operation of items not specified by Category 2.

Note 2:

2D002 does not control “software” for items specified by 2B002. See 2D001 and 2D003 for “software” for items specified by 2B002.

Note 3:

2D002 does not apply to “software” that is exported with, and the minimum necessary for the operation of, items not specified by Category 2.

The list of items controlled is contained in the ECCN heading.

2D003 “Software” , designed or modified for the operation of equipment specified by 2B002, that converts optical design, workpiece measurements and material removal functions into “numerical control” commands to achieve the desired workpiece form. License Requirements Reason for Control: NS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NS applies to entire entryNS Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes. List of Items Controlled Related Controls: See ECCN 2E001 ( “development” ) for technology for “software” controlled under this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D018 “Software” for the “development,” “production,” or “use” of equipment controlled by 2B018.

No software is currently controlled under this entry. See ECCN s 0D501, 0D602, and 0D606 for software formerly controlled under this entry.

2D101 “Software” “specially designed” or modified for the “use” of equipment controlled by 2B104, 2B105, 2B109, 2B116, 2B117, or 2B119 to 2B122. License Requirements Reason for Control: MT, NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
MT applies to entire entryMT Column 1.
NP applies to “software” “specially designed” for the use” of items controlled by 2B104, 2B109, or 2B116 for NP reasonsNP Column 1.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ) and 2E101 ( “use” ) for technology for “software” controlled under this entry. (2) Also see ECCN 9D004. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D201 “Software” “specially designed” or modified for the “use” of equipment controlled by 2B204, 2B206, 2B207, 2B209, 2B227, or 2B229. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: (1) See ECCN s 2E001 ( “development” ) and 2E201 ( “use” ) for technology for “software” controlled under this entry. (2) Also see ECCN s 2D002 and 2D202. Related Definitions: N/A ECCN Controls: “Software” “specially designed” or modified for systems controlled by 2B206.b includes “software” for simultaneous measurements of wall thickness and contour. Items: The list of items controlled is contained in the ECCN heading. 2D202 “Software” “specially designed” or modified for the “development” , “production” or “use” of equipment controlled by 2B201. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 1
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A ECCN Controls: ECCN 2D202 does not control part programming “software” that generates “numerical control” command codes, but does not allow direct use of equipment for machining various parts. Items: The list of items controlled is contained in the ECCN heading. 2D290 “Software” “specially designed” or modified for the “development,” “production,” or “use” of items controlled by 2A290 or 2A291. License Requirements Reason for Control: NP, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
NP applies to entire entryNP Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: See ECCN 2E001 ( “development” ) for technology for “software” controlled under this entry. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D351 Dedicated “software” for toxic gas monitors and monitoring systems, and their dedicated detecting “parts” and “components,” controlled by ECCN 2B351. License Requirements Reason for Control: CB, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: (1) For the purposes of this entry, the term “dedicated” means committed entirely to a single purpose or device. (2) See Section 772.1 of the EAR for the definitions of “software,” “program,” and “microprogram.” Items: The list of items controlled is contained in the ECCN heading. 2D352 “Software” designed for nucleic acid assemblers and synthesizers controlled by 2B352.j that is capable of designing and building functional genetic elements from digital sequence data. License Requirements Reason for Control: CB, AT
Control(s) Country chart
(see Supp. No. 1 to part 738)
CB applies to entire entryCB Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a Description of All License Exceptions) TSR: N/A List of Items Controlled Related Controls: See ECCN 1E001 for “development” or “production “technology” for genetic elements controlled by ECCN 1C353. Related Definitions: See Section 772.1 of the EAR for the definitions of “software,” “program,” and “microprogram.” Items: The list of items controlled is contained in the ECCN heading. 2D983 “Software” “specially designed” or modified for the “development” , “production” or “use” of equipment controlled by 2A983. License Requirements Reason for Control:RS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
RS applies to entire entryRS Column 2
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D984 “Software” “required” for the “development” , “production” or “use” of concealed object detection equipment controlled by 2A984. License Requirements Reason for Control: RS, AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
RS applies to entire entryRS Column 2.
AT applies to entire entryAT Column 1.
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: (1) “Software” “required” for the “development,” “production” or “use” of concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution less than 0.5 milliradian (a lower milliradian number means a more accurate image resolution) at a standoff distance of 100 meters is “subject to the ITAR” (see 22 CFR parts 120 through 130). (2) “Software” “required” for the “development” , “production” or “use” of concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution greater than 1 milliradian spatial resolution (a higher milliradian number means a less accurate image resolution) at a standoff distance of 100 meters is designated as EAR 99. (3) See ECCN s 2A984 and 2E984 for related commodity and technology controls. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D991 “Software” “specially designed” for the “development” , “production” , or “use” of equipment controlled by 2B991, 2B993, or 2B996, 2B997, and 2B998. License Requirements Reason for Control: AT
Control(s) Country Chart (See Supp. No. 1 to part 738)
AT applies to entire entryAT Column 1
List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A List of Items Controlled Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 2D992 Specific “software” , as follows (see List of Items Controlled). License Requirements Reason for Control: AT